RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    101PRESIDIO CAPITAL MANAGEMENT, LLC$364,056$228,575,586$51,308$228,626,894
    102FINANCIAL ALTERNATIVES, INC.$364,216$436,881,463$21,666,461$458,547,924
    103WAVERLEY WEALTH MANAGEMENT LLC$364,885$117,151,044$2,531,323$119,682,367
    104LITTON FINANCIAL$368,744$333,713,048$333,713,048
    105SYMPHONY FINANCIAL PLANNING LLC$369,132$184,320,827$2,459,719$186,780,546
    106FINANCIAL CONNECTIONS GROUP, INC.$370,240$434,291,990$434,291,990
    107FONTE FINANCIAL ADVISORS$372,034$112,473,949$3,228,659$115,702,608
    108VON BERGE WEALTH MANAGEMENT GROUP, LLC$374,830$290,177,343$30,302,197$320,479,540
    109LUCAS GROUP FINANCIAL PLANNERS, INC.$379,312$257,202,331$33,350,931$290,553,262
    110KRANE FINANCIAL SOLUTIONS$380,301$106,458,281$74,945,390$181,403,671
    111ENSO WEALTH MANAGEMENT, LLC$381,505$1,511,908,418$291,082,297$1,802,990,715
    112MISSION TRAILS FINANCIAL$381,715$108,887,870$11,733,957$120,621,827
    113ECHO45 ADVISORS LLC$384,042$158,009,310$5,208,726$163,218,036
    114PARKWORTH WEALTH MANAGEMENT, INC.$384,501$134,190,713$134,190,713
    115MERRITHEW & THORSTEN, INC.$384,615$150,000,000$150,000,000
    116WOODWARD DIVERSIFIED CAPITAL, LLC$385,955$390,586,460$390,586,460
    117CAPITAL ADVANTAGE, INC.$386,094$981,065,395$981,065,395
    118MRAZ, AMERINE & ASSOCIATES, INC.$387,335$565,509,753$565,509,753
    119ASSET DEDICATION, LLC$387,767$2,015,222,595$2,015,222,595
    120MARIN WEALTH ADVISORS LLC$387,981$307,238,380$3,534,100$310,772,480
    121MAINSTREAM CAPITAL MANAGEMENT$388,244$228,675,766$228,675,766
    122DLK INVESTMENT MANAGEMENT$388,979$320,174,796$30,684,436$350,859,232
    123CORE FINANCIAL$390,951$223,743,124$3,790,362$227,533,486
    124GRADIENT CAPITAL ADVISORS, LLC$391,040$431,035,319$81,617,508$512,652,827
    125REGAL WEALTH GROUP INC.$391,972$233,615,485$233,615,485
    126BREEN WEALTH MANAGEMENT, LLC$397,172$212,884,330$212,884,330
    127OCCIDENTAL ASSET MANAGEMENT, LLC$400,411$523,737,691$523,737,691
    128TTP INVESTMENTS, INC.$403,225$330,241,603$330,241,603
    129THE CLARK GROUP ASSET MANAGEMENT$403,318$198,462,799$49,174,163$247,636,962
    130LIGHTHOUSE FINANCIAL SERVICES INC$403,894$424,088,899$424,088,899
    131PROTECTION POINT ADVISORS$415,406$453,245,845$18,655,536$471,901,381
    132KCS WEALTH ADVISORY$416,840$386,827,079$386,827,079
    133VICTUS CAPITAL WEALTH$416,997$218,873,753$2,134,442$221,008,195
    134FC360 WEALTH MANAGEMENT, INC.$421,673$98,045,213$22,131,601$120,176,814
    135INTEGRAL WEALTH MANAGEMENT$423,646$187,579,870$43,730,867$231,310,737
    136FPC INVESTMENT ADVISORY, INC.$427,118$208,860,814$208,860,814
    137APRIEM ADVISORS$430,721$1,000,651,437$7,235,120$1,007,886,557
    138DEL MAR WEALTH MANAGEMENT INC$434,047$130,648,207$130,648,207
    139SILICON VALLEY WEALTH ADVISORS, LLC$438,206$467,055,632$12,341,354$479,396,986
    140CHURCHILL MANAGEMENT GROUP$438,845$7,782,747,396$132,260,254$7,915,007,650
    141CLARITY WEALTH MANAGEMENT, INC.$440,525$118,315,336$9,436,822$127,752,158
    142CARTER FINANCIAL, LLC$442,709$237,854,260$1,208,404$239,062,664
    143WILLOW GROVE ADVISORS, LLC$443,904$185,103,991$4,104$185,108,095
    144VILLAGE WEALTH ADVISORS$444,825$126,330,421$126,330,421
    145RETIREMENT CAPITAL STRATEGIES, INC.$445,781$295,998,391$295,998,391
    146DASH INVESTMENTS$445,931$287,723,814$2,131,163$289,854,977
    147OCEANIQ CAPITAL, LLC$448,751$110,103,702$15,097,903$125,201,605
    148TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.$449,512$101,147,959$1,790,225$102,938,184
    149VANCE WEALTH$452,632$417,723,660$88,318,692$506,042,352
    150TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC$453,498$465,226,086$3,690,625$468,916,711
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.