RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1South Bay Financial Partners Group, Inc.$798,687$154,945,209$154,945,209
2Portola Partners Group LLC$3,143,712$4,998,501,584$4,998,501,584
3Altamont Wealth Management, Inc.$2,053,091$172,459,625$172,459,625
4Global Financial Advisory Services, Inc.$305,710$124,423,884$124,423,884
5Anodos Advisors, LLC$4,641,041$914,285,000$914,285,000
6Pathways Advisory Group, Inc.$230,356$203,173,711$203,173,711
7Portfolio Advisors, Inc.$264,189$205,010,504$205,010,504
8Mozaic, LLC$47,740,514$3,150,873,899$3,150,873,899
9Hendershott Wealth Management, LLC$285,539$113,073,448$113,073,448
10Taylor Wealth Management, LLC$585,474$4,286,779$104,025,902$108,312,681
11Berkson Asset Management, Inc.$1,231,573$26,322,401$180,581,933$206,904,334
12Cardiff Park Advisors,LLC$1,044,254$52,892,344$2,116,022,686$2,168,915,030
13Amara Financial, LLC$265,373$66,516,613$40,428,669$106,945,282
14Oceaniq Capital, LLC$478,320$77,862,077$22,585,208$100,447,285
15Dedicated Capital Advisors, LLC$1,082,106$91,133,764$13,830,536$104,964,300
16Lumina Financial Consultants, LLC$680,432$94,359,732$7,705,050$102,064,782
17Matrix Planning Inc$1,109,738$97,189,920$33,759,218$130,949,138
18Stephenson And Company, Inc.$461,501$100,754,541$73,231,289$173,985,830
19Archer Pointe Wealth Management, LLC$505,914$101,224,728$11,088,234$112,312,962
20Triad Investment Management, LLC$1,521,537$103,464,506$103,464,506
21Oxley, Harry Keir$1,167,525$105,077,252$105,077,252
22Jack Keeter & Associates, Inc.$150,836$106,325,241$12,985,874$119,311,115
23Wealth Quest Partners, Inc.$358,889$106,590,112$106,590,112
24Capital Cs Group, LLC$463,849$106,668,881$22,281,072$128,949,953
25Pariax, LLC$1,110,891$107,000,000$5,200,000$112,200,000
26Citrine Capital, LLC$467,906$109,022,110$109,022,110
27HBA Advisors, LLC$113,802$109,381,760$323,023$109,704,783
28Up Capital Management, Inc.$569,962$109,491,089$85,435,842$194,926,931
29Legacy Wealth Advisors, LLC$636,492$109,871,298$4,697,329$114,568,627
30Lewis Asset Management, LLC$260,861$112,370,767$5,799,459$118,170,226
31Hillegas Advisory Services, Inc.$381,093$112,740,253$16,831,317$129,571,570
32Cedarstone Advisors$771,464$113,215,076$961,599$114,176,675
33Bourke Wealth Management$431,908$113,263,397$1,192,289$114,455,686
34ACap Asset Management, Inc.$124,925$113,833,411$23,084,708$136,918,119
35Clutinger Williams & Verhoye Inc$452,407$114,555,490$10,308,972$124,864,462
36ALAMAR CAPITAL MANAGEMENT, LLC$761,332$116,483,726$116,483,726
37Prosperity Road, LLC$958,943$117,657,981$3,168,872$120,826,853
38Del Mar Wealth Management Inc$406,541$118,303,331$118,303,331
39Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
40Tempus Wealth Planning, LLC$216,392$119,662,565$43,064,167$162,726,732
41Alsari Wealth Management Global Advisors, LLC$349,854$120,000,000$120,000,000
42Lowery Thomas, LLC$450,482$120,376,059$125,136,675$245,512,734
43Pantheon Investment Group, LLC$532,861$120,426,555$120,426,555
44Echo45 Advisors LLC$365,839$120,726,820$120,726,820
45CHRONICLE ADVISORS LLC$1,781,443$121,138,114$121,138,114
46Aspire Planning Associates, Inc.$310,162$123,444,466$123,444,466
47BUFFALO CAPITAL CORPORATION$650,815$126,258,119$126,258,119
48D'Arcy Capital Management, LLC$606,419$126,741,596$126,741,596
49Koa Wealth Management, LLC$374,843$126,756,132$24,305,475$151,061,607
50Effective Assets, Inc.$386,486$127,348,529$6,762,166$134,110,695
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.