RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Schaefer Financial Management, Inc.$358,997$554,290,947$554,290,947
2J.F. Williams Co., Inc.$344,746$149,619,602$149,619,602
3Cornerstone Investment Advisors$337,406$71,027,273$66,297,107$137,324,380
4LotusGroup Advisors$200,832$74,704,187$67,886,856$142,591,043
5The Wealth Conservancy, Inc.$355,161$77,486,272$24,444,887$101,931,159
6Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
7Principium Investments LLC$238,387$103,211,292$1,202,382$104,413,674
8AdviserSource.com$161,431$111,363,178$21,978,683$133,341,861
9Mueller Financial Solutions Co.$459,045$112,599,582$3,997,776$116,597,358
10Wealth Legacy Institute, Inc.$257,050$113,101,940$113,101,940
11Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282
12Custom Portfolio Group$1,545,981$116,522,665$7,155,821$123,678,486
13Petra Financial Advisors Inc$220,881$123,693,135$123,693,135
14Ludwick & Shirman$267,320$123,769,216$123,769,216
15Essential Investment Partners, LLC$604,878$124,270,375$6,383,258$130,653,633
16Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
17Panoramic Investment Advisors$252,414$134,536,825$134,536,825
18The Retirement Planning Specialists, LLC$194,308$137,570,313$137,570,313
19IWP Wealth - Private Client Advisors$3,071,263$137,809,000$107,892,000$245,701,000
20Financially Speaking Inc$231,548$142,583,891$3,754,132$146,338,023
21Cherry Creek Investment Advisors Inc$828,571$145,000,000$145,000,000
22Peak Financial Advisors$414,776$147,804,051$270,977$148,075,028
23Wealth Management Consultants Colorado, LLC$1,065,264$153,398,023$153,398,023
24Cherry Creek Family Offices$1,142,388$157,670,049$669,419,005$827,089,054
25Jenkins Wealth$159,870$166,264,533$166,264,533
26All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
27Rainsberger Wealth Advisors$277,730$169,179,374$16,066,608$185,245,982
28Harbor Financial Group$292,183$171,342,400$1,629,900$172,972,300
29Highwater Wealth Management LLC$850,374$175,576,470$5,553,263$181,129,733
30Helm Investment Management$442,602$199,171,104$199,171,104
31Wambolt & Associates$218,498$199,270,266$199,270,266
32Causey Demgen & Moore P.C.$690,330$203,358,452$11,334,162$214,692,614
33G&S Capital LLC$244,249$209,321,300$209,321,300
34IWP Wealth Management$44,283,216$211,529,898$1,781,214,830$1,992,744,728
35Noven Financial Group, Inc.$274,775$212,299,971$26,754,609$239,054,580
36Mountain Capital Investment Advisors Inc$190,023$226,507,110$226,507,110
37Bason Asset Management$495,366$233,218,000$5,053,000$238,271,000
38Peak Capital Management$692,181$242,263,409$242,263,409
39Transitions Wealth Management$251,510$255,785,641$255,785,641
40Obermeyer Wood Investment Counsel, Lllp$333,825$302,779,262$302,779,262
41Colorado Capital Management$418,013$308,075,330$308,075,330
42Peak Asset Management$547,589$506,125,268$21,750,459$527,875,727
43Syntrinsic Investment Counsel$2,152,829$532,692,429$352,120,112$884,812,541
44Janiczek Wealth Management$541,150$564,419,311$564,419,311
45Shine Investment Advisory Services Inc$406,033$586,540,134$7,080,211$593,620,345
46Sharkey Howes & Javer Inc$255,479$598,415,975$112,071,405$710,487,380
47Investment Security Group, Inc.$277,053$617,550,621$617,550,621
48Johnson Financial Group$1,816,637$636,302,061$313,798,974$950,101,035
49Cardan Capital Partners, LLC$373,890$666,201,989$36,336,529$702,538,518
50Paragon Capital Management$1,244,914$737,881,134$78,782,281$816,663,415
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Showing 1 to 50 of 57 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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