RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Schaefer Financial Management, Inc.$414,881$658,001,811$658,001,811
2Integrated Financial Planning, P.C.$242,761$121,865,835$121,865,835
3J.F. Williams Co., Inc.$394,445$178,683,528$178,683,528
4Lotusgroup Advisors$144,569$49,561,135$84,598,570$134,159,705
5The Wealth Conservancy, Inc.$488,409$77,524,567$27,971,751$105,496,318
6Cornerstone Investment Advisors, Llc$380,003$78,139,890$75,761,291$153,901,181
7Agile Capital Management, Llc. (Dba Personal Benefit Services)$296,228$101,310,106$101,310,106
8Infinium Investment Advisors, Llc$182,796$104,741,903$104,741,903
9Altius Financial, Inc.$808,186$106,680,606$106,680,606
10Vital Investment Management Llc$275,298$108,440,291$1,954,128$110,394,419
11The Holben Group, Llc$275,000$110,000,000$110,000,000
12Highpass Asset Management Llc$655,499$111,434,816$111,434,816
13Principium Investments Llc$262,412$117,298,091$117,298,091
14Summit Wealth Advisors, Inc.$241,576$118,142,290$5,061,430$123,203,720
15Kilterhowling Llc$282,841$120,773,032$120,773,032
16Custos Family Office Llc$1,114,771$121,240,036$5,843,825$127,083,861
17Mueller Financial Solutions Co.$484,810$124,456,389$4,988,005$129,444,394
18Custom Portfolio Group$395,093$126,330,391$11,161,971$137,492,362
19Johnston & Associates Inc$1,754,285$130,785,272$127,094,614$257,879,886
20Essential Investment Partners, Llc$602,202$138,932,809$7,402,364$146,335,173
21Callahan Capital Management$120,101$139,612,238$1,626,373$141,238,611
22Ludwick & Shirman$362,008$139,734,928$139,734,928
23Ratio Wealth Group Llc$352,718$142,850,842$142,850,842
24Panoramic Investment Advisors$553,181$146,592,906$146,592,906
25Wealth Legacy Institute, Inc.$318,565$146,858,679$146,858,679
26Rosecap Investment Advisors, Llc$275,362$151,780,000$220,000$152,000,000
27Financially Speaking Inc$247,819$151,896,688$1,007,931$152,904,619
28Petra Financial Advisors Inc$298,860$158,993,379$158,993,379
29Iwp Wealth - Private Client Advisors$3,564,233$162,164,574$122,974,040$285,138,614
30Peak Financial Advisors$457,051$163,404,564$219,580$163,624,144
31The Retirement Planning Specialists, Llc$216,064$165,072,569$165,072,569
32Cherry Creek Investment Advisors Inc$880,000$176,000,000$176,000,000
33Wealth Management Consultants Colorado, Llc$1,297,005$178,986,693$178,986,693
34Cherry Creek Family Offices$1,223,828$183,665,870$681,580,406$865,246,276
35Iwp Wealth Management Llc$40,630,500$188,973,019$1,842,551,958$2,031,524,977
36All Season Financial Advisors, Inc.$248,035$192,908,145$2,791,110$195,699,255
37Rainsberger Wealth Advisors$291,127$194,389,420$16,968,914$211,358,334
38Jfg Wealth Management, Llc$1,088,054$208,757,623$4,500,873$213,258,496
39Jenkins Wealth$215,215$211,154,429$2,123,473$213,277,902
40Causey Demgen & Moore P.C.$668,001$213,523,606$6,248,644$219,772,250
41Harbor Financial Group, Inc.$327,704$222,205,600$5,221,000$227,426,600
42Wakefield Wealth Management, Lllp$548,278$223,886,000$67,798,000$291,684,000
43Helm Investment Management, Llc$466,315$226,162,791$226,162,791
44G&S Capital Llc$261,915$235,723,600$235,723,600
45Financial Security Management, Inc$140,949$254,201,193$71,359$254,272,552
46Transitions Wealth Management, Llc$251,510$255,785,641$255,785,641
47Noven Financial Group, Inc.$310,319$272,586,646$25,940,659$298,527,305
48Wambolt & Associates, Llc$239,808$276,258,771$276,258,771
49Kozak & Associates, Inc.$207,505$320,803,081$320,803,081
50Bason Asset Management$644,711$326,492,000$6,179,000$332,671,000
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.