RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
2COLORADO FINANCIAL MANAGEMENT LLC$570,961$1,561,160,490$15,834,136$1,576,994,626
3GHP INVESTMENT ADVISORS INC$517,625$1,527,308,746$12,107,036$1,539,415,782
4BSW WEALTH PARTNERS$440,572$1,230,087,897$7,037,673$1,237,125,570
5PRIVATE CAPITAL MANAGEMENT, LLC$468,624$1,225,794,343$124,975$1,225,919,318
6JOHNSON FINANCIAL GROUP LLC$2,051,827$920,565,791$201,783,806$1,122,349,597
7CARDAN CAPITAL PARTNERS, LLC$427,107$888,740,839$52,603,263$941,344,102
8PARAGON CAPITAL MANAGEMENT$1,491,853$843,781,014$119,955,716$963,736,730
9NORTHSTAR INVESTMENT ADVISORS LLC$979,800$843,607,987$843,607,987
10SYNTRINSIC INVESTMENT COUNSEL, LLC.$2,920,204$786,789,611$325,808,056$1,112,597,667
11INVESTMENT SECURITY GROUP, INC.$302,356$742,888,185$742,888,185
12SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
13SCHOOLCRAFT CAPITAL LLC$6,810,827$695,386,462$67,426,117$762,812,579
14SHARKEY HOWES & JAVER INC$288,746$694,486,397$111,403,085$805,889,482
15JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
16PEAK ASSET MANAGEMENT, LLC$614,063$595,876,445$24,327,159$620,203,604
17MATTERN CAPITAL MANAGEMENT, LLC$511,606$506,489,880$506,489,880
18COLORADO CAPITAL MANAGEMENT$520,181$403,140,066$403,140,066
19PLATTE RIVER WEALTH ADVISORS, LLC$1,982,656$392,565,835$392,565,835
20TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
21VISTA PRIVATE WEALTH PARTNERS LLC$690,621$340,476,023$340,476,023
22JUPITER WEALTH MANAGEMENT, LLC$1,485,610$334,507,783$33,923,541$368,431,324
23BASON ASSET MANAGEMENT$644,711$326,492,000$6,179,000$332,671,000
24KOZAK & ASSOCIATES, INC.$207,505$320,803,081$320,803,081
25TRANSITIONS WEALTH MANAGEMENT, LLC$285,456$303,440,173$303,440,173
26WEALTHGATE FAMILY OFFICE LLC$7,207,893$281,107,833$281,107,833
27WAMBOLT & ASSOCIATES, LLC$239,808$276,258,771$276,258,771
28FINANCIAL SECURITY MANAGEMENT, INC$140,949$254,201,193$71,359$254,272,552
29G&S CAPITAL LLC$261,915$235,723,600$235,723,600
30JACKSON CREEK INVESTMENT ADVISORS LLC$5,386,710$231,628,520$231,628,520
31HELM INVESTMENT MANAGEMENT, LLC$466,315$226,162,791$226,162,791
32WAKEFIELD WEALTH MANAGEMENT, LLLP$548,278$223,886,000$67,798,000$291,684,000
33HARBOR FINANCIAL GROUP, INC.$327,704$222,205,600$5,221,000$227,426,600
34CAUSEY DEMGEN & MOORE P.C.$631,981$215,626,621$37,797,599$253,424,220
35JENKINS WEALTH$215,215$211,154,429$2,123,473$213,277,902
36JFG WEALTH MANAGEMENT, LLC$1,088,054$208,757,623$4,500,873$213,258,496
37RAINSBERGER WEALTH ADVISORS$291,127$194,389,420$16,968,914$211,358,334
38ALL SEASON FINANCIAL ADVISORS, INC.$248,035$192,908,145$2,791,110$195,699,255
39IWP WEALTH MANAGEMENT LLC$40,630,500$188,973,019$1,842,551,958$2,031,524,977
40CHERRY CREEK FAMILY OFFICES$1,223,828$183,665,870$681,580,406$865,246,276
41WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC$1,297,005$178,986,693$178,986,693
42CHERRY CREEK INVESTMENT ADVISORS INC$880,000$176,000,000$176,000,000
43THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
44PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
45IWP WEALTH - PRIVATE CLIENT ADVISORS$3,564,233$162,164,574$122,974,040$285,138,614
46PETRA FINANCIAL ADVISORS INC$298,860$158,993,379$158,993,379
47FINANCIALLY SPEAKING INC$247,819$151,896,688$1,007,931$152,904,619
48ROSECAP INVESTMENT ADVISORS, LLC$275,362$151,780,000$220,000$152,000,000
49WEALTH LEGACY INSTITUTE, INC.$318,565$146,858,679$146,858,679
50PANORAMIC INVESTMENT ADVISORS$553,181$146,592,906$146,592,906
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.