RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Colorado Financial Management$518,995$1,563,570,133$6,390,973$1,569,961,106
2Rocky Mountain Advisers$5,440,614$1,376,255,531$219,915$1,376,475,446
3Obermeyer Wood Investment Counsel, LLP$695,189$1,346,580,140$1,346,580,140
4GHP Investment Advisors Inc$367,874$1,265,249,918$12,007,390$1,277,257,308
5BSW Wealth Partners$420,540$1,023,403,497$48,973,263$1,072,376,760
6Private Capital Management, LLC$370,330$1,001,371,294$1,001,371,294
7The Institute$227,829$758,957,510$82,413,558$841,371,068
8Paragon Capital Management$1,244,914$737,881,134$78,782,281$816,663,415
9Cardan Capital Partners, LLC$373,890$666,201,989$36,336,529$702,538,518
10Johnson Financial Group$1,816,637$636,302,061$313,798,974$950,101,035
11Investment Security Group, Inc.$277,053$617,550,621$617,550,621
12Sharkey Howes & Javer Inc$255,479$598,415,975$112,071,405$710,487,380
13Shine Investment Advisory Services Inc$406,033$586,540,134$7,080,211$593,620,345
14Janiczek Wealth Management$541,150$564,419,311$564,419,311
15Syntrinsic Investment Counsel$2,152,829$532,692,429$352,120,112$884,812,541
16Peak Asset Management$547,589$506,125,268$21,750,459$527,875,727
17Colorado Capital Management$418,013$308,075,330$308,075,330
18Obermeyer Wood Investment Counsel, Lllp$333,825$302,779,262$302,779,262
19Transitions Wealth Management$251,510$255,785,641$255,785,641
20Peak Capital Management$692,181$242,263,409$242,263,409
21Bason Asset Management$495,366$233,218,000$5,053,000$238,271,000
22Mountain Capital Investment Advisors Inc$190,023$226,507,110$226,507,110
23Noven Financial Group, Inc.$274,775$212,299,971$26,754,609$239,054,580
24IWP Wealth Management$44,283,216$211,529,898$1,781,214,830$1,992,744,728
25G&S Capital LLC$244,249$209,321,300$209,321,300
26Causey Demgen & Moore P.C.$690,330$203,358,452$11,334,162$214,692,614
27Wambolt & Associates$218,498$199,270,266$199,270,266
28Helm Investment Management$442,602$199,171,104$199,171,104
29Highwater Wealth Management LLC$850,374$175,576,470$5,553,263$181,129,733
30Harbor Financial Group$292,183$171,342,400$1,629,900$172,972,300
31Rainsberger Wealth Advisors$277,730$169,179,374$16,066,608$185,245,982
32All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
33Jenkins Wealth$159,870$166,264,533$166,264,533
34Cherry Creek Family Offices$1,142,388$157,670,049$669,419,005$827,089,054
35Wealth Management Consultants Colorado, LLC$1,065,264$153,398,023$153,398,023
36Peak Financial Advisors$414,776$147,804,051$270,977$148,075,028
37Cherry Creek Investment Advisors Inc$828,571$145,000,000$145,000,000
38Financially Speaking Inc$231,548$142,583,891$3,754,132$146,338,023
39IWP Wealth - Private Client Advisors$3,071,263$137,809,000$107,892,000$245,701,000
40The Retirement Planning Specialists, LLC$194,308$137,570,313$137,570,313
41Panoramic Investment Advisors$252,414$134,536,825$134,536,825
42Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
43Essential Investment Partners, LLC$604,878$124,270,375$6,383,258$130,653,633
44Ludwick & Shirman$267,320$123,769,216$123,769,216
45Petra Financial Advisors Inc$220,881$123,693,135$123,693,135
46Custom Portfolio Group$1,545,981$116,522,665$7,155,821$123,678,486
47Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282
48Wealth Legacy Institute, Inc.$257,050$113,101,940$113,101,940
49Mueller Financial Solutions Co.$459,045$112,599,582$3,997,776$116,597,358
50AdviserSource.com$161,431$111,363,178$21,978,683$133,341,861
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Showing 1 to 50 of 57 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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