RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1HELM INVESTMENT MANAGEMENT, LLC$466,315$226,162,791$226,162,791
2TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
3AGILE CAPITAL MANAGEMENT, LLC. (DBA PERSONAL BENEFIT SERVICES)$297,100$101,608,197$101,608,197
4WEALTH LEGACY INSTITUTE, INC.$318,565$146,858,679$146,858,679
5PLATTE RIVER WEALTH ADVISORS, LLC$1,982,656$392,565,835$392,565,835
6NORTHSTAR INVESTMENT ADVISORS LLC$979,800$843,607,987$843,607,987
7LUDWICK & SHIRMAN$362,008$139,734,928$139,734,928
8PETRA FINANCIAL ADVISORS INC$298,860$158,993,379$158,993,379
9KILTERHOWLING LLC$282,841$120,773,032$120,773,032
10ALTIUS FINANCIAL, INC.$808,186$106,680,606$106,680,606
11JHP WEALTH MANAGEMENT, LLC$1,615,534$108,240,788$108,240,788
12JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
13WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC$1,297,005$178,986,693$178,986,693
14VISTA PRIVATE WEALTH PARTNERS LLC$690,621$340,476,023$340,476,023
15JACKSON CREEK INVESTMENT ADVISORS LLC$5,386,710$231,628,520$231,628,520
16G&S CAPITAL LLC$261,915$235,723,600$235,723,600
17INVESTMENT SECURITY GROUP, INC.$302,356$742,888,185$742,888,185
18THE HOLBEN GROUP, LLC$275,000$110,000,000$110,000,000
19WEALTHGATE FAMILY OFFICE LLC$7,207,893$281,107,833$281,107,833
20WAMBOLT & ASSOCIATES, LLC$239,808$276,258,771$276,258,771
21CHERRY CREEK INVESTMENT ADVISORS INC$880,000$176,000,000$176,000,000
22HIGHPASS ASSET MANAGEMENT LLC$655,499$111,434,816$111,434,816
23THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
24KOZAK & ASSOCIATES, INC.$207,505$320,803,081$320,803,081
25PANORAMIC INVESTMENT ADVISORS$553,181$146,592,906$146,592,906
26MATTERN CAPITAL MANAGEMENT, LLC$511,606$506,489,880$506,489,880
27COLORADO CAPITAL MANAGEMENT$520,181$403,140,066$403,140,066
28TRANSITIONS WEALTH MANAGEMENT, LLC$285,456$303,440,173$303,440,173
29FINANCIAL SECURITY MANAGEMENT, INC$140,949$254,201,193$71,359$254,272,552
30PRIVATE CAPITAL MANAGEMENT, LLC$468,624$1,225,794,343$124,975$1,225,919,318
31PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
32ROSECAP INVESTMENT ADVISORS, LLC$275,362$151,780,000$220,000$152,000,000
33FINANCIALLY SPEAKING INC$247,819$151,896,688$1,007,931$152,904,619
34CALLAHAN CAPITAL MANAGEMENT$120,101$139,612,238$1,626,373$141,238,611
35VITAL INVESTMENT MANAGEMENT LLC$275,298$108,440,291$1,954,128$110,394,419
36JENKINS WEALTH$215,215$211,154,429$2,123,473$213,277,902
37ALL SEASON FINANCIAL ADVISORS, INC.$248,035$192,908,145$2,791,110$195,699,255
38ALPHA CAPITAL FAMILY OFFICE, LLC$378,244$138,481,246$2,981,846$141,463,092
39BONFIRE FINANCIAL, LLC$281,744$108,098,067$3,190,915$111,288,982
40JFG WEALTH MANAGEMENT, LLC$1,088,054$208,757,623$4,500,873$213,258,496
41MUELLER FINANCIAL SOLUTIONS CO.$484,810$124,456,389$4,988,005$129,444,394
42SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
43HARBOR FINANCIAL GROUP, INC.$327,704$222,205,600$5,221,000$227,426,600
44CUSTOS FAMILY OFFICE LLC$1,114,771$121,240,036$5,843,825$127,083,861
45BASON ASSET MANAGEMENT$644,711$326,492,000$6,179,000$332,671,000
46BSW WEALTH PARTNERS$440,572$1,230,087,897$7,037,673$1,237,125,570
47ESSENTIAL INVESTMENT PARTNERS, LLC$602,202$138,932,809$7,402,364$146,335,173
48SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
49CUSTOM PORTFOLIO GROUP$395,093$126,330,391$11,161,971$137,492,362
50GHP INVESTMENT ADVISORS INC$517,625$1,527,308,746$12,107,036$1,539,415,782
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Showing 1 to 50 of 73 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.