RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Genereux Investment Management, Inc.$380,332$100,027,185$100,027,185
2The Wealth Conservancy, Inc.$355,161$77,486,272$24,444,887$101,931,159
3Principium Investments LLC$238,387$103,211,292$1,202,382$104,413,674
4Wealth Legacy Institute, Inc.$257,050$113,101,940$113,101,940
5Mueller Financial Solutions Co.$459,045$112,599,582$3,997,776$116,597,358
6Custom Portfolio Group$1,545,981$116,522,665$7,155,821$123,678,486
7Petra Financial Advisors Inc$220,881$123,693,135$123,693,135
8Ludwick & Shirman$267,320$123,769,216$123,769,216
9Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
10Essential Investment Partners, LLC$604,878$124,270,375$6,383,258$130,653,633
11AdviserSource.com$161,431$111,363,178$21,978,683$133,341,861
12Panoramic Investment Advisors$252,414$134,536,825$134,536,825
13Cornerstone Investment Advisors$337,406$71,027,273$66,297,107$137,324,380
14The Retirement Planning Specialists, LLC$194,308$137,570,313$137,570,313
15LotusGroup Advisors$200,832$74,704,187$67,886,856$142,591,043
16Cherry Creek Investment Advisors Inc$828,571$145,000,000$145,000,000
17Financially Speaking Inc$231,548$142,583,891$3,754,132$146,338,023
18Peak Financial Advisors$414,776$147,804,051$270,977$148,075,028
19J.F. Williams Co., Inc.$344,746$149,619,602$149,619,602
20Wealth Management Consultants Colorado, LLC$1,065,264$153,398,023$153,398,023
21Jenkins Wealth$159,870$166,264,533$166,264,533
22All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
23Harbor Financial Group$292,183$171,342,400$1,629,900$172,972,300
24Highwater Wealth Management LLC$850,374$175,576,470$5,553,263$181,129,733
25Rainsberger Wealth Advisors$277,730$169,179,374$16,066,608$185,245,982
26Helm Investment Management$442,602$199,171,104$199,171,104
27Wambolt & Associates$218,498$199,270,266$199,270,266
28G&S Capital LLC$244,249$209,321,300$209,321,300
29Causey Demgen & Moore P.C.$690,330$203,358,452$11,334,162$214,692,614
30Mountain Capital Investment Advisors Inc$190,023$226,507,110$226,507,110
31Bason Asset Management$495,366$233,218,000$5,053,000$238,271,000
32Noven Financial Group, Inc.$274,775$212,299,971$26,754,609$239,054,580
33Peak Capital Management$692,181$242,263,409$242,263,409
34IWP Wealth - Private Client Advisors$3,071,263$137,809,000$107,892,000$245,701,000
35Transitions Wealth Management$251,510$255,785,641$255,785,641
36Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282
37Obermeyer Wood Investment Counsel, Lllp$333,825$302,779,262$302,779,262
38Colorado Capital Management$418,013$308,075,330$308,075,330
39Peak Asset Management$547,589$506,125,268$21,750,459$527,875,727
40Schaefer Financial Management, Inc.$358,997$554,290,947$554,290,947
41Janiczek Wealth Management$541,150$564,419,311$564,419,311
42Shine Investment Advisory Services Inc$406,033$586,540,134$7,080,211$593,620,345
43Investment Security Group, Inc.$277,053$617,550,621$617,550,621
44Cardan Capital Partners, LLC$373,890$666,201,989$36,336,529$702,538,518
45Sharkey Howes & Javer Inc$255,479$598,415,975$112,071,405$710,487,380
46Paragon Capital Management$1,244,914$737,881,134$78,782,281$816,663,415
47Cherry Creek Family Offices$1,142,388$157,670,049$669,419,005$827,089,054
48The Institute$227,829$758,957,510$82,413,558$841,371,068
49Syntrinsic Investment Counsel$2,152,829$532,692,429$352,120,112$884,812,541
50Johnson Financial Group$1,816,637$636,302,061$313,798,974$950,101,035
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Showing 1 to 50 of 57 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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