RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mercer Global Advisors Inc.$372,273$10,323,500,129$363,717,228$10,687,217,357
2Iwp Wealth Management Llc$44,283,216$211,529,898$1,781,214,830$1,992,744,728
3Colorado Financial Management Llc$518,995$1,563,570,133$6,390,973$1,569,961,106
4Obermeyer Wood Investment Counsel, LLP$695,189$1,346,580,140$1,346,580,140
5Ghp Investment Advisors Inc$367,874$1,265,249,918$12,007,390$1,277,257,308
6Bsw Wealth Partners$420,540$1,023,403,497$48,973,263$1,072,376,760
7Private Capital Management, Llc$370,330$1,001,371,294$1,001,371,294
8Johnson Financial Group Llc$1,816,637$636,302,061$313,798,974$950,101,035
9Syntrinsic Investment Counsel, Llc.$2,152,829$532,692,429$352,120,112$884,812,541
10The Institute$231,713$773,536,080$82,413,558$855,949,638
11Cherry Creek Family Offices$1,142,388$157,670,049$669,419,005$827,089,054
12Paragon Capital Management$1,244,914$737,881,134$78,782,281$816,663,415
13Sharkey Howes & Javer Inc$255,479$598,415,975$112,071,405$710,487,380
14Cardan Capital Partners, Llc$373,890$666,201,989$36,336,529$702,538,518
15Investment Security Group, Inc.$277,053$617,550,621$617,550,621
16Shine Investment Advisory Services Inc$406,033$586,540,134$7,080,211$593,620,345
17Janiczek Wealth Management$541,150$564,419,311$564,419,311
18Schaefer Financial Management, Inc.$358,997$554,290,947$554,290,947
19Peak Asset Management, Llc$547,589$506,125,268$21,750,459$527,875,727
20Mattern Capital Management, Llc$453,383$472,878,077$472,878,077
21Schoolcraft Capital Llc$4,677,986$388,232,610$42,142,056$430,374,666
22Colorado Capital Management$418,013$308,075,330$308,075,330
23Jupiter Wealth Management, Llc$1,252,146$284,256,779$21,266,836$305,523,615
24Platte River Wealth Advisors, Llc$2,459,431$292,672,333$292,672,333
25Alpha Capital Management Group Llc$346,343$173,648,107$101,694,468$275,342,575
26Johnston & Associates Inc$1,888,310$116,412,013$153,616,269$270,028,282
27Vista Private Wealth Partners Llc$244,332$268,032,515$268,032,515
28Transitions Wealth Management, Llc$251,510$255,785,641$255,785,641
29Iwp Wealth - Private Client Advisors$3,071,263$137,809,000$107,892,000$245,701,000
30Peak Capital Management, Llc$692,181$242,263,409$242,263,409
31Noven Financial Group, Inc.$274,775$212,299,971$26,754,609$239,054,580
32Bason Asset Management$495,366$233,218,000$5,053,000$238,271,000
33Wakefield Wealth Management, Lllp$436,043$178,937,000$54,346,000$233,283,000
34Kozak & Associates, Inc.$181,397$232,369,963$232,369,963
35Mountain Capital Investment Advisors Inc$190,023$226,507,110$226,507,110
36Causey Demgen & Moore P.C.$668,001$213,523,606$6,248,644$219,772,250
37G&S Capital Llc$244,249$209,321,300$209,321,300
38Wambolt & Associates, Llc$218,498$199,270,266$199,270,266
39Helm Investment Management, Llc$442,602$199,171,104$199,171,104
40Financial Security Management, Inc$117,997$193,540,599$210,773$193,751,372
41Rainsberger Wealth Advisors$277,730$169,179,374$16,066,608$185,245,982
42Highwater Wealth Management Llc$850,374$175,576,470$5,553,263$181,129,733
43Harbor Financial Group, Inc.$292,183$171,342,400$1,629,900$172,972,300
44All Season Financial Advisors, Inc.$223,792$168,738,867$168,738,867
45Jenkins Wealth$159,870$166,264,533$166,264,533
46Jfg Wealth Management, Llc$926,069$101,575,462$62,338,707$163,914,169
47Wealth Management Consultants Colorado, Llc$1,065,264$153,398,023$153,398,023
48J.F. Williams Co., Inc.$344,746$149,619,602$149,619,602
49Peak Financial Advisors$414,776$147,804,051$270,977$148,075,028
50Financially Speaking Inc$231,548$142,583,891$3,754,132$146,338,023
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.