RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
2IWP WEALTH MANAGEMENT LLC$40,630,500$188,973,019$1,842,551,958$2,031,524,977
3COLORADO FINANCIAL MANAGEMENT LLC$570,961$1,561,160,490$15,834,136$1,576,994,626
4GHP INVESTMENT ADVISORS INC$517,625$1,527,308,746$12,107,036$1,539,415,782
5BSW WEALTH PARTNERS$440,572$1,230,087,897$7,037,673$1,237,125,570
6PRIVATE CAPITAL MANAGEMENT, LLC$468,624$1,225,794,343$124,975$1,225,919,318
7JOHNSON FINANCIAL GROUP LLC$2,051,827$920,565,791$201,783,806$1,122,349,597
8SYNTRINSIC INVESTMENT COUNSEL, LLC.$2,920,204$786,789,611$325,808,056$1,112,597,667
9PARAGON CAPITAL MANAGEMENT$1,491,853$843,781,014$119,955,716$963,736,730
10CARDAN CAPITAL PARTNERS, LLC$427,107$888,740,839$52,603,263$941,344,102
11CHERRY CREEK FAMILY OFFICES$1,223,828$183,665,870$681,580,406$865,246,276
12NORTHSTAR INVESTMENT ADVISORS LLC$979,800$843,607,987$843,607,987
13SHARKEY HOWES & JAVER INC$288,746$694,486,397$111,403,085$805,889,482
14SCHOOLCRAFT CAPITAL LLC$6,810,827$695,386,462$67,426,117$762,812,579
15INVESTMENT SECURITY GROUP, INC.$302,356$742,888,185$742,888,185
16SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
17SCHAEFER FINANCIAL MANAGEMENT, INC.$414,881$658,001,811$658,001,811
18PEAK ASSET MANAGEMENT, LLC$614,063$595,876,445$24,327,159$620,203,604
19JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
20MATTERN CAPITAL MANAGEMENT, LLC$511,606$506,489,880$506,489,880
21COLORADO CAPITAL MANAGEMENT$520,181$403,140,066$403,140,066
22PLATTE RIVER WEALTH ADVISORS, LLC$1,982,656$392,565,835$392,565,835
23JUPITER WEALTH MANAGEMENT, LLC$1,485,610$334,507,783$33,923,541$368,431,324
24TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
25VISTA PRIVATE WEALTH PARTNERS LLC$690,621$340,476,023$340,476,023
26BASON ASSET MANAGEMENT$644,711$326,492,000$6,179,000$332,671,000
27KOZAK & ASSOCIATES, INC.$207,505$320,803,081$320,803,081
28TRANSITIONS WEALTH MANAGEMENT, LLC$285,456$303,440,173$303,440,173
29WAKEFIELD WEALTH MANAGEMENT, LLLP$548,278$223,886,000$67,798,000$291,684,000
30IWP WEALTH - PRIVATE CLIENT ADVISORS$3,564,233$162,164,574$122,974,040$285,138,614
31WEALTHGATE FAMILY OFFICE LLC$7,207,893$281,107,833$281,107,833
32WAMBOLT & ASSOCIATES, LLC$239,808$276,258,771$276,258,771
33JOHNSTON & ASSOCIATES INC$1,754,285$130,785,272$127,094,614$257,879,886
34FINANCIAL SECURITY MANAGEMENT, INC$140,949$254,201,193$71,359$254,272,552
35CAUSEY DEMGEN & MOORE P.C.$631,981$215,626,621$37,797,599$253,424,220
36G&S CAPITAL LLC$261,915$235,723,600$235,723,600
37JACKSON CREEK INVESTMENT ADVISORS LLC$5,386,710$231,628,520$231,628,520
38HARBOR FINANCIAL GROUP, INC.$327,704$222,205,600$5,221,000$227,426,600
39HELM INVESTMENT MANAGEMENT, LLC$466,315$226,162,791$226,162,791
40JENKINS WEALTH$215,215$211,154,429$2,123,473$213,277,902
41JFG WEALTH MANAGEMENT, LLC$1,088,054$208,757,623$4,500,873$213,258,496
42RAINSBERGER WEALTH ADVISORS$291,127$194,389,420$16,968,914$211,358,334
43ALL SEASON FINANCIAL ADVISORS, INC.$248,035$192,908,145$2,791,110$195,699,255
44WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC$1,297,005$178,986,693$178,986,693
45J.F. WILLIAMS CO., INC.$394,445$178,683,528$178,683,528
46CHERRY CREEK INVESTMENT ADVISORS INC$880,000$176,000,000$176,000,000
47THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
48PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
49PETRA FINANCIAL ADVISORS INC$298,860$158,993,379$158,993,379
50CORNERSTONE INVESTMENT ADVISORS, LLC$380,003$78,139,890$75,761,291$153,901,181
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.