RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | AdviserSource.com | $161,431 | $111,363,178 | $21,978,683 | $133,341,861 |
| 2 | Agile Capital Management, Llc. (Dba Personal Benefit Services) | $296,228 | $101,310,106 | — | $101,310,106 |
| 3 | All Season Financial Advisors, Inc. | $223,792 | $168,738,867 | — | $168,738,867 |
| 4 | Alpha Capital Management Group Llc | $346,343 | $173,648,107 | $101,694,468 | $275,342,575 |
| 5 | Altius Financial, Inc. | $184,752 | $102,906,843 | — | $102,906,843 |
| 6 | Bason Asset Management | $495,366 | $233,218,000 | $5,053,000 | $238,271,000 |
| 7 | Bsw Wealth Partners | $420,540 | $1,023,403,497 | $48,973,263 | $1,072,376,760 |
| 8 | Callahan Capital Management | $111,695 | $127,421,539 | $1,362,609 | $128,784,148 |
| 9 | Cardan Capital Partners, Llc | $373,890 | $666,201,989 | $36,336,529 | $702,538,518 |
| 10 | Causey Demgen & Moore P.C. | $668,001 | $213,523,606 | $6,248,644 | $219,772,250 |
| 11 | Cherry Creek Family Offices | $1,142,388 | $157,670,049 | $669,419,005 | $827,089,054 |
| 12 | Cherry Creek Investment Advisors Inc | $828,571 | $145,000,000 | — | $145,000,000 |
| 13 | Colorado Capital Management | $418,013 | $308,075,330 | — | $308,075,330 |
| 14 | Colorado Financial Management Llc | $518,995 | $1,563,570,133 | $6,390,973 | $1,569,961,106 |
| 15 | Cornerstone Investment Advisors, Llc | $337,406 | $71,027,273 | $66,297,107 | $137,324,380 |
| 16 | Custom Portfolio Group | $1,545,981 | $116,522,665 | $7,155,821 | $123,678,486 |
| 17 | Custos Family Office Llc | $1,080,930 | $111,704,061 | $7,198,261 | $118,902,322 |
| 18 | Essential Investment Partners, Llc | $604,878 | $124,270,375 | $6,383,258 | $130,653,633 |
| 19 | Financial Security Management, Inc | $117,997 | $193,540,599 | $210,773 | $193,751,372 |
| 20 | Financially Speaking Inc | $231,548 | $142,583,891 | $3,754,132 | $146,338,023 |
| 21 | G&S Capital Llc | $244,249 | $209,321,300 | — | $209,321,300 |
| 22 | Genereux Investment Management, Inc. | $380,332 | $100,027,185 | — | $100,027,185 |
| 23 | Ghp Investment Advisors Inc | $367,874 | $1,265,249,918 | $12,007,390 | $1,277,257,308 |
| 24 | Harbor Financial Group, Inc. | $292,183 | $171,342,400 | $1,629,900 | $172,972,300 |
| 25 | Helm Investment Management, Llc | $442,602 | $199,171,104 | — | $199,171,104 |
| 26 | Highwater Wealth Management Llc | $850,374 | $175,576,470 | $5,553,263 | $181,129,733 |
| 27 | Integrated Financial Planning, P.C. | $221,318 | — | $109,552,608 | $109,552,608 |
| 28 | Investment Security Group, Inc. | $277,053 | $617,550,621 | — | $617,550,621 |
| 29 | Iwp Wealth - Private Client Advisors | $3,071,263 | $137,809,000 | $107,892,000 | $245,701,000 |
| 30 | Iwp Wealth Management Llc | $44,283,216 | $211,529,898 | $1,781,214,830 | $1,992,744,728 |
| 31 | J.F. Williams Co., Inc. | $344,746 | — | $149,619,602 | $149,619,602 |
| 32 | Janiczek Wealth Management | $541,150 | $564,419,311 | — | $564,419,311 |
| 33 | Jenkins Wealth | $159,870 | $166,264,533 | — | $166,264,533 |
| 34 | Jfg Wealth Management, Llc | $926,069 | $101,575,462 | $62,338,707 | $163,914,169 |
| 35 | Johnson Financial Group Llc | $1,816,637 | $636,302,061 | $313,798,974 | $950,101,035 |
| 36 | Johnston & Associates Inc | $1,888,310 | $116,412,013 | $153,616,269 | $270,028,282 |
| 37 | Jupiter Wealth Management, Llc | $1,252,146 | $284,256,779 | $21,266,836 | $305,523,615 |
| 38 | Kozak & Associates, Inc. | $181,397 | $232,369,963 | — | $232,369,963 |
| 39 | Lotusgroup Advisors | $200,832 | $74,704,187 | $67,886,856 | $142,591,043 |
| 40 | Ludwick & Shirman | $267,320 | $123,769,216 | — | $123,769,216 |
| 41 | Mattern Capital Management, Llc | $453,383 | $472,878,077 | — | $472,878,077 |
| 42 | Mercer Global Advisors Inc. | $372,273 | $10,323,500,129 | $363,717,228 | $10,687,217,357 |
| 43 | Mountain Capital Investment Advisors Inc | $190,023 | $226,507,110 | — | $226,507,110 |
| 44 | Mueller Financial Solutions Co. | $459,045 | $112,599,582 | $3,997,776 | $116,597,358 |
| 45 | Noven Financial Group, Inc. | $274,775 | $212,299,971 | $26,754,609 | $239,054,580 |
| 46 | Obermeyer Wood Investment Counsel, LLP | $695,189 | $1,346,580,140 | — | $1,346,580,140 |
| 47 | Panoramic Investment Advisors | $252,414 | $134,536,825 | — | $134,536,825 |
| 48 | Paragon Capital Management | $1,244,914 | $737,881,134 | $78,782,281 | $816,663,415 |
| 49 | Peak Asset Management, Llc | $547,589 | $506,125,268 | $21,750,459 | $527,875,727 |
| 50 | Peak Capital Management, Llc | $692,181 | $242,263,409 | — | $242,263,409 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
