RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WEALTHGATE FAMILY OFFICE LLC$7,207,893$281,107,833$281,107,833
2WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC$1,297,005$178,986,693$178,986,693
3WEALTH LEGACY INSTITUTE, INC.$318,565$146,858,679$146,858,679
4WAMBOLT & ASSOCIATES, LLC$239,808$276,258,771$276,258,771
5WAKEFIELD WEALTH MANAGEMENT, LLLP$548,278$223,886,000$67,798,000$291,684,000
6VITAL INVESTMENT MANAGEMENT LLC$275,298$108,440,291$1,954,128$110,394,419
7VISTA PRIVATE WEALTH PARTNERS LLC$690,621$340,476,023$340,476,023
8TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
9TRANSITIONS WEALTH MANAGEMENT, LLC$285,456$303,440,173$303,440,173
10THE WEALTH CONSERVANCY, INC.$488,409$77,524,567$27,971,751$105,496,318
11THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
12THE HOLBEN GROUP, LLC$275,000$110,000,000$110,000,000
13SYNTRINSIC INVESTMENT COUNSEL, LLC.$2,920,204$786,789,611$325,808,056$1,112,597,667
14SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
15SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
16SHARKEY HOWES & JAVER INC$288,746$694,486,397$111,403,085$805,889,482
17SCHOOLCRAFT CAPITAL LLC$6,810,827$695,386,462$67,426,117$762,812,579
18SCHAEFER FINANCIAL MANAGEMENT, INC.$414,881$658,001,811$658,001,811
19ROSECAP INVESTMENT ADVISORS, LLC$275,362$151,780,000$220,000$152,000,000
20RAINSBERGER WEALTH ADVISORS$291,127$194,389,420$16,968,914$211,358,334
21PRIVATE CAPITAL MANAGEMENT, LLC$468,624$1,225,794,343$124,975$1,225,919,318
22PLATTE RIVER WEALTH ADVISORS, LLC$1,982,656$392,565,835$392,565,835
23PETRA FINANCIAL ADVISORS INC$298,860$158,993,379$158,993,379
24PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
25PEAK ASSET MANAGEMENT, LLC$614,063$595,876,445$24,327,159$620,203,604
26PARAGON CAPITAL MANAGEMENT$1,491,853$843,781,014$119,955,716$963,736,730
27PANORAMIC INVESTMENT ADVISORS$553,181$146,592,906$146,592,906
28NORTHSTAR INVESTMENT ADVISORS LLC$979,800$843,607,987$843,607,987
29MUELLER FINANCIAL SOLUTIONS CO.$484,810$124,456,389$4,988,005$129,444,394
30MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
31MATTERN CAPITAL MANAGEMENT, LLC$511,606$506,489,880$506,489,880
32LUDWICK & SHIRMAN$362,008$139,734,928$139,734,928
33LOTUSGROUP ADVISORS$144,569$49,561,135$84,598,570$134,159,705
34KOZAK & ASSOCIATES, INC.$207,505$320,803,081$320,803,081
35KILTERHOWLING LLC$282,841$120,773,032$120,773,032
36JUPITER WEALTH MANAGEMENT, LLC$1,485,610$334,507,783$33,923,541$368,431,324
37JOHNSTON & ASSOCIATES INC$1,754,285$130,785,272$127,094,614$257,879,886
38JOHNSON FINANCIAL GROUP LLC$2,051,827$920,565,791$201,783,806$1,122,349,597
39JHP WEALTH MANAGEMENT, LLC$1,615,534$108,240,788$108,240,788
40JFG WEALTH MANAGEMENT, LLC$1,088,054$208,757,623$4,500,873$213,258,496
41JENKINS WEALTH$215,215$211,154,429$2,123,473$213,277,902
42JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
43JACKSON CREEK INVESTMENT ADVISORS LLC$5,386,710$231,628,520$231,628,520
44J.F. WILLIAMS CO., INC.$394,445$178,683,528$178,683,528
45IWP WEALTH MANAGEMENT LLC$40,630,500$188,973,019$1,842,551,958$2,031,524,977
46IWP WEALTH - PRIVATE CLIENT ADVISORS$3,564,233$162,164,574$122,974,040$285,138,614
47INVESTMENT SECURITY GROUP, INC.$302,356$742,888,185$742,888,185
48INTEGRATED FINANCIAL PLANNING, P.C.$242,761$121,865,835$121,865,835
49HIGHPASS ASSET MANAGEMENT LLC$655,499$111,434,816$111,434,816
50HELM INVESTMENT MANAGEMENT, LLC$466,315$226,162,791$226,162,791
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Showing 1 to 50 of 73 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.