RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | IWP Wealth Management LLC | $43,156,416 | $211,255,160 | $1,903,409,216 | $2,114,664,376 |
| 2 | Schaefer Financial Management, Inc. | $403,191 | — | $672,523,282 | $672,523,282 |
| 3 | Cherry Creek Family Offices, LLC | $1,189,031 | $183,424,915 | $671,488,019 | $854,912,934 |
| 4 | MERCER GLOBAL ADVISORS INC. | $484,544 | $15,278,918,122 | $570,047,462 | $15,848,965,584 |
| 5 | IWP Wealth Pca LLC | $588,081 | $171,195,857 | $298,680,696 | $469,876,553 |
| 6 | J.F. Williams Co., Inc. | $430,169 | — | $194,006,362 | $194,006,362 |
| 7 | Johnson Financial Group LLC | $2,183,654 | $1,162,313,124 | $178,450,424 | $1,340,763,548 |
| 8 | Integrated Financial Planning, P.C. | $238,455 | — | $143,073,045 | $143,073,045 |
| 9 | Johnston James M & Associates Inc | $1,672,975 | $136,809,431 | $117,482,710 | $254,292,141 |
| 10 | Paragon Capital Management | $1,636,262 | $1,000,482,171 | $115,448,292 | $1,115,930,463 |
| 11 | Lotusgroup Advisors, LLC | $115,307 | $73,618,701 | $86,196,459 | $159,815,160 |
| 12 | Cornerstone Investment Advisors, LLC | $401,135 | $83,054,834 | $80,608,097 | $163,662,931 |
| 13 | Wakefield Wealth Management, LLLP | $617,950 | $249,512,557 | $75,528,991 | $325,041,548 |
| 14 | Schoolcraft Capital LLC | $5,681,426 | $798,605,836 | $70,652,372 | $869,258,208 |
| 15 | Causey Demgen & Moore P.C. | $631,981 | $215,626,621 | $37,797,599 | $253,424,220 |
| 16 | The Wealth Conservancy, Inc. | $564,892 | $96,388,598 | $29,582,424 | $125,971,022 |
| 17 | Jupiter Wealth Management, LLC | $1,540,613 | $350,964,306 | $29,567,024 | $380,531,330 |
| 18 | Peak Asset Management, LLC | $659,782 | $700,893,407 | $28,165,240 | $729,058,647 |
| 19 | Kozak & Tripp Private Asset Management, Inc. | $266,299 | $406,798,739 | $27,268,008 | $434,066,747 |
| 20 | Maddock Financial, LLC | $1,268,654 | $93,644,562 | $26,877,580 | $120,522,142 |
| 21 | Season Investments, LLC | $438,630 | $125,099,645 | $26,666,205 | $151,765,850 |
| 22 | Sargent Bickham Lagudis, LLC | $618,445 | $1,782,233,437 | $21,151,516 | $1,803,384,953 |
| 23 | Rainsberger Wealth Advisors, Inc. | $312,886 | $230,955,030 | $17,476,193 | $248,431,223 |
| 24 | Colorado Capital Management, Inc. | $514,104 | $428,577,298 | $17,150,575 | $445,727,873 |
| 25 | Rosecap Investment Advisors, LLC | $318,891 | $200,713,062 | $15,495,373 | $216,208,435 |
| 26 | Kilterhowling LLC | $314,407 | $151,831,023 | $11,974,768 | $163,805,791 |
| 27 | Custom Portfolio Group LLC | $1,850,698 | $146,145,110 | $11,164,210 | $157,309,320 |
| 28 | Aspen Wealth Strategies, LLC | $225,630 | $173,120,073 | $10,994,139 | $184,114,212 |
| 29 | GHP Investment Advisors Inc | $1,909,603 | $1,734,812,803 | $10,564,180 | $1,745,376,983 |
| 30 | Essential Investment Partners, LLC | $755,373 | $185,795,051 | $8,335,817 | $194,130,868 |
| 31 | SHINE WEALTH PARTNERS | $462,480 | $712,850,449 | $7,693,209 | $720,543,658 |
| 32 | BSW Wealth Partners, Inc., A Public Benefit Corporation | $501,831 | $1,508,512,895 | $7,519,184 | $1,516,032,079 |
| 33 | The Millstone Evans Group, LLC | $386,084 | $643,343,904 | $7,207,239 | $650,551,143 |
| 34 | Bason Asset Management LLC | $686,874 | $432,672,889 | $6,926,604 | $439,599,493 |
| 35 | Mueller Financial Solutions Co. | $563,966 | $143,912,774 | $6,666,175 | $150,578,949 |
| 36 | Custos Family Office LLC | $1,201,491 | $174,246,806 | $5,976,792 | $180,223,598 |
| 37 | SUMMIT WEALTH ADVISORS, INC. | $241,576 | $118,142,290 | $5,061,430 | $123,203,720 |
| 38 | Harbor Financial Group, Inc. | $360,938 | $271,431,500 | $4,324,900 | $275,756,400 |
| 39 | Alpha Capital Family Office, LLC | $290,955 | $136,295,788 | $3,653,349 | $139,949,137 |
| 40 | Bonfire Financial, LLC | $289,597 | $119,201,756 | $3,297,968 | $122,499,724 |
| 41 | Whipplewood Advisors, LLC | $550,669 | $163,964,679 | $2,887,951 | $166,852,630 |
| 42 | Callahan Capital Management Inc | $128,369 | $152,162,211 | $1,880,694 | $154,042,905 |
| 43 | JFG Wealth Management, LLC | $1,190,088 | $306,790,199 | $1,442,468 | $308,232,667 |
| 44 | The Retirement Planning Specialists, LLC | $234,456 | $186,409,500 | $921,197 | $187,330,697 |
| 45 | Vital Investment Management LLC | $270,158 | $128,237,413 | $897,875 | $129,135,288 |
| 46 | Financial Security Management, Inc | $172,070 | $332,353,365 | $773,913 | $333,127,278 |
| 47 | CDKV Holdings LLC | $436,498 | $107,324,771 | $490,271 | $107,815,042 |
| 48 | Private Capital Management, LLC | $458,216 | $1,311,639,564 | $232,994 | $1,311,872,558 |
| 49 | Peak Financial Advisors, LLC | $514,642 | $192,780,051 | $210,675 | $192,990,726 |
| 50 | Helm Investment Management, LLC | $470,125 | $247,285,624 | — | $247,285,624 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
