RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
2NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
3BEIRNE WEALTH CONSULTING SERVICES, LLC$1,458,931$519,819,667$1,244,027,760$1,763,847,427
4RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
5EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
6APELLA CAPITAL$323,891$869,000,000$869,000,000
7CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
8PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
9HFM WEALTH MANAGEMENT$3,858,505$711,289,325$37,260,684$748,550,009
10FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
11DIASTOLE WEALTH MANAGEMENT$553,102$231,893,827$442,890,313$674,784,140
12BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
13HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
143D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
15ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
16COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
17GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
18BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
19MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
20JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
21NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
22WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
23MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
24MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
25SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
26SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
27NAUSET WEALTH MANAGEMENT, LLC$423,620$222,824,182$222,824,182
28CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
29JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
30BENEMARK, INC$684,959$198,638,043$198,638,043
31SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
32SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
33JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
34BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
35GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
36THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
37DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
38ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
39KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
40PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
41FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.