RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | BENEMARK, INC | $684,959 | — | $198,638,043 | $198,638,043 |
| 2 | THAMES FINANCIAL MANAGEMENT | $324,379 | $60,078,200 | $84,594,700 | $144,672,900 |
| 3 | FALCON CAPITAL MANAGEMENT INC | $1,219,581 | $99,716,000 | $5,168,000 | $104,884,000 |
| 4 | PERSONAL BUSINESS MANAGEMENT GROUP LTD | $1,135,830 | $107,903,885 | — | $107,903,885 |
| 5 | KENNEDY WEALTH AND TAX MANAGEMENT, INC. | $418,575 | $112,009,000 | $8,122,000 | $120,131,000 |
| 6 | BRIGGS WEALTH MANAGEMENT, INC. | $285,405 | $116,042,920 | $53,202,478 | $169,245,398 |
| 7 | ASSET STRATEGIES, INC. | $883,311 | $125,430,210 | — | $125,430,210 |
| 8 | DRUM HILL CAPITAL, LLC | $779,729 | $127,827,963 | $16,421,852 | $144,249,815 |
| 9 | SIGHTLINE WEALTH ADVISORS, LLC | $224,487 | $129,523,697 | $55,677,763 | $185,201,460 |
| 10 | JEFFREY N. MEHLER, CFP LLC | $191,326 | $140,277,312 | $66,546,330 | $206,823,642 |
| 11 | GREENHOUSE WEALTH MANAGEMENT, LLC | $632,175 | $140,522,769 | $25,106,989 | $165,629,758 |
| 12 | SHORELINE FINANCIAL ADVISORS, LLC | $268,048 | $168,021,242 | $10,230,569 | $178,251,811 |
| 13 | JOHN A. BYSKO ASSOCIATES | $755,570 | $172,269,943 | — | $172,269,943 |
| 14 | CHARTER RESEARCH & INVESTMENT GROUP INC | $581,976 | $219,986,767 | — | $219,986,767 |
| 15 | NAUSET WEALTH MANAGEMENT, LLC | $423,620 | $222,824,182 | — | $222,824,182 |
| 16 | DIASTOLE WEALTH MANAGEMENT | $553,102 | $231,893,827 | $442,890,313 | $674,784,140 |
| 17 | MULLANEY KEATING & WRIGHT INC | $552,334 | $235,964,949 | $30,260,171 | $266,225,120 |
| 18 | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | $462,826 | $239,281,189 | — | $239,281,189 |
| 19 | SCHOLTZ & CO | $838,787 | $253,315,971 | $836,464 | $254,152,435 |
| 20 | MONTE FINANCIAL GROUP, LLC | $961,139 | $273,924,658 | — | $273,924,658 |
| 21 | WOOSTER CORTHELL WEALTH MANAGEMENT, INC. | $370,142 | $328,315,777 | — | $328,315,777 |
| 22 | NEW ENGLAND GUILD WEALTH ADVISORS, INC. | $1,836,402 | $328,715,954 | — | $328,715,954 |
| 23 | BOURGEON CAPITAL MANAGEMENT LLC | $1,156,495 | $339,500,000 | $43,300,000 | $382,800,000 |
| 24 | JACKSON, GRANT INVESTMENT ADVISERS, INC. | $3,634,381 | $363,438,089 | — | $363,438,089 |
| 25 | MARK SHEPTOFF FINANCIAL PLANNING LLC | $437,858 | $363,860,050 | — | $363,860,050 |
| 26 | GILMAN HILL ASSET MANAGEMENT, LLC | $969,564 | $388,794,977 | — | $388,794,977 |
| 27 | COMPASS ASSET MANAGEMENT, LLC | $580,142 | $402,000,000 | $7,000,000 | $409,000,000 |
| 28 | BEIRNE WEALTH CONSULTING SERVICES, LLC | $1,458,931 | $519,819,667 | $1,244,027,760 | $1,763,847,427 |
| 29 | ROSSMORE PRIVATE CAPITAL, LLC | $1,548,572 | $533,985,334 | $52,923,553 | $586,908,887 |
| 30 | 3D ASSET MANAGEMENT, INC. | $328,088 | $603,025,169 | — | $603,025,169 |
| 31 | HTG INVESTMENT ADVISORS INC | $535,125 | $641,614,535 | — | $641,614,535 |
| 32 | BAXTER INVESTMENT MANAGEMENT | $1,742,794 | $670,975,807 | — | $670,975,807 |
| 33 | HFM WEALTH MANAGEMENT | $3,858,505 | $711,289,325 | $37,260,684 | $748,550,009 |
| 34 | FIERSTON FINANCIAL GROUP INC | $786,762 | $713,593,415 | — | $713,593,415 |
| 35 | PRINCIPLE WEALTH PARTNERS LLC | $767,157 | $783,267,081 | — | $783,267,081 |
| 36 | CLEAR HARBOR ASSET MANAGEMENT, LLC | $840,797 | $790,264,287 | $1,766,204 | $792,030,491 |
| 37 | EAGLE RIDGE INVESTMENT MANAGEMENT LLC | $1,220,711 | $823,921,411 | $58,652,676 | $882,574,087 |
| 38 | APELLA CAPITAL | $323,891 | $869,000,000 | — | $869,000,000 |
| 39 | RZH ADVISORS LLC | $1,010,774 | $1,023,913,953 | — | $1,023,913,953 |
| 40 | NORTHEAST FINANCIAL | $2,501,662 | $3,267,352,856 | $52,352,579 | $3,319,705,435 |
| 41 | BRADLEY FOSTER & SARGENT INC | $1,273,929 | $4,234,983,943 | $3,379,252 | $4,238,363,195 |
Showing 1 to 41 of 41 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
