RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Benemark, Inc$989,388$221,622,902$221,622,902
2Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
3CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
4FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
5PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
6KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
7Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
8Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
9Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
10Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
11Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
12Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
13Constitution Capital LLC$844,870$168,974,075$168,974,075
14Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
15Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
16Bysko John Allan$829,195$189,056,524$189,056,524
17Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
18Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
19Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
20Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
21Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
22Monte Financial Group, LLC$931,318$287,777,203$287,777,203
23Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
24New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
25Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
26Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
27Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
28Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
29Compass Asset Management LLC$606,324$419,576,000$419,576,000
30Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
31GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
32Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
333D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
34Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
353D/L Capital Management, LLC$491,537$681,762,070$681,762,070
36Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
37HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
38Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
39Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
40Fierston Financial Group Inc$855,862$776,266,438$776,266,438
41PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
42Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
43Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
44Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
45Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
46Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
47Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
48Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
49Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.