RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Benemark, Inc | $989,388 | — | $221,622,902 | $221,622,902 |
| 2 | Liberty Wealth Advisors, LLC | $419,860 | $31,987,910 | $152,330,796 | $184,318,706 |
| 3 | CDM Financial Counseling Services, Inc. | $358,926 | $83,524,855 | $78,709,721 | $162,234,576 |
| 4 | FALCON CAPITAL MANAGEMENT INC | $1,219,581 | $99,716,000 | $5,168,000 | $104,884,000 |
| 5 | PERSONAL BUSINESS MANAGEMENT GROUP LTD | $1,135,830 | $107,903,885 | — | $107,903,885 |
| 6 | KENNEDY WEALTH AND TAX MANAGEMENT, INC. | $418,575 | $112,009,000 | $8,122,000 | $120,131,000 |
| 7 | Asset Strategies, Inc. | $894,848 | $132,399,752 | $1,827,410 | $134,227,162 |
| 8 | Drum Hill Capital, LLC | $817,502 | $137,527,548 | $16,162,898 | $153,690,446 |
| 9 | Sightline Wealth Advisors, LLC | $249,082 | $143,250,563 | $54,769,542 | $198,020,105 |
| 10 | Briggs Wealth Management, Inc. | $342,344 | $147,917,001 | $54,408,208 | $202,325,209 |
| 11 | Greenhouse Wealth Management, LLC | $588,993 | $163,576,061 | $30,791,729 | $194,367,790 |
| 12 | Jeffrey N. Mehler, Cfp LLC | $209,796 | $164,528,020 | $71,702,669 | $236,230,689 |
| 13 | Constitution Capital LLC | $844,870 | $168,974,075 | — | $168,974,075 |
| 14 | Cruice Investment Advisors, Ltd. | $374,321 | $180,242,792 | $5,046,111 | $185,288,903 |
| 15 | Shoreline Financial Advisors, LLC | $295,065 | $182,209,481 | $12,533,441 | $194,742,922 |
| 16 | Bysko John Allan | $829,195 | $189,056,524 | — | $189,056,524 |
| 17 | Diastole Wealth Management, Inc. | $614,458 | $211,259,346 | $530,391,954 | $741,651,300 |
| 18 | Charter Research & Investment Group Inc | $613,231 | $228,735,187 | — | $228,735,187 |
| 19 | Mullaney Keating & Wright Inc | $552,334 | $235,964,949 | $30,260,171 | $266,225,120 |
| 20 | Sagebroadview Wealth Management, LLC | $478,132 | $264,885,072 | — | $264,885,072 |
| 21 | Nauset Wealth Management, LLC | $488,079 | $271,859,765 | — | $271,859,765 |
| 22 | Monte Financial Group, LLC | $931,318 | $287,777,203 | — | $287,777,203 |
| 23 | Scholtz & Company, L.L.C. | $1,031,606 | $341,156,406 | $305,230 | $341,461,636 |
| 24 | New England Guild Wealth Advisors, Inc. | $1,913,561 | $352,095,223 | — | $352,095,223 |
| 25 | Mark Sheptoff Financial Planning LLC | $440,547 | $353,318,972 | — | $353,318,972 |
| 26 | Wooster Corthell Wealth Management, Inc. | $421,977 | $389,062,468 | — | $389,062,468 |
| 27 | Jackson, Grant Investment Advisers, Inc. | $4,148,547 | $406,557,617 | — | $406,557,617 |
| 28 | Gilman Hill Asset Management, LLC | $1,017,553 | $419,232,038 | — | $419,232,038 |
| 29 | Compass Asset Management LLC | $606,324 | $419,576,000 | — | $419,576,000 |
| 30 | Kreitler Financial LLC | $572,891 | $420,658,201 | $3,280,908 | $423,939,109 |
| 31 | GSB Wealth Management, LLC | $386,730 | $422,629,147 | $839,914 | $423,469,061 |
| 32 | Beirne Wealth Consulting Services, LLC | $1,630,959 | $522,498,137 | $1,372,676,312 | $1,895,174,449 |
| 33 | 3D ASSET MANAGEMENT, INC. | $328,088 | $603,025,169 | — | $603,025,169 |
| 34 | Bourgeon Capital Management LLC | $1,978,249 | $649,300,000 | $51,000,000 | $700,300,000 |
| 35 | 3D/L Capital Management, LLC | $491,537 | $681,762,070 | — | $681,762,070 |
| 36 | Baxter Brothers Inc. | $1,863,512 | $706,270,884 | — | $706,270,884 |
| 37 | HTG Investment Advisors Inc | $596,980 | $716,973,394 | — | $716,973,394 |
| 38 | Hartford Financial Management Inc | $3,773,924 | $723,606,972 | $42,499,556 | $766,106,528 |
| 39 | Rossmore Private Capital, LLC | $1,660,660 | $761,577,922 | $93,662,196 | $855,240,118 |
| 40 | Fierston Financial Group Inc | $855,862 | $776,266,438 | — | $776,266,438 |
| 41 | PRINCIPLE WEALTH PARTNERS LLC | $767,157 | $783,267,081 | — | $783,267,081 |
| 42 | Eagle Ridge Investment Management LLC | $1,228,189 | $882,980,496 | $75,007,045 | $957,987,541 |
| 43 | Clear Harbor Asset Management, LLC | $918,693 | $919,451,526 | $1,079,018 | $920,530,544 |
| 44 | Adviceone Advisory Services, LLC | $266,574 | $1,074,024,830 | — | $1,074,024,830 |
| 45 | Private Capital Group, LLC | $544,788 | $1,223,593,499 | — | $1,223,593,499 |
| 46 | Relyea Zuckerberg Hanson, LLC | $1,223,879 | $1,341,371,332 | — | $1,341,371,332 |
| 47 | Apella Capital, LLC | $338,976 | $1,662,000,000 | — | $1,662,000,000 |
| 48 | Northeast Financial Consultants, LLC | $2,714,449 | $3,779,121,540 | $31,964,450 | $3,811,085,990 |
| 49 | Bradley Foster & Sargent Inc | $1,404,959 | $4,878,800,319 | $623,071 | $4,879,423,390 |
Showing 1 to 49 of 49 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
