RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BENEMARK, INC$684,959$198,638,043$198,638,043
2THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
3FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
4PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
5KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
6BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
7ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
8DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
9SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
10JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
11GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
12SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
13JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
14CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
15NAUSET WEALTH MANAGEMENT, LLC$423,620$222,824,182$222,824,182
16DIASTOLE WEALTH MANAGEMENT$553,102$231,893,827$442,890,313$674,784,140
17MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
18SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
19SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
20MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
21WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
22NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
23BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
24JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
25MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
26GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
27COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
28BEIRNE WEALTH CONSULTING SERVICES, LLC$1,458,931$519,819,667$1,244,027,760$1,763,847,427
29ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
303D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
31HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
32BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
33HFM WEALTH MANAGEMENT$3,858,505$711,289,325$37,260,684$748,550,009
34FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
35PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
36CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
37EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
38APELLA CAPITAL$323,891$869,000,000$869,000,000
39RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
40NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
41BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.