RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
2Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
3Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
4Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
5Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
6Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
7Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
8Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
9PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
10Fierston Financial Group Inc$855,862$776,266,438$776,266,438
11Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
12Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
13HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
14Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
153D/L Capital Management, LLC$491,537$681,762,070$681,762,070
16Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
173D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
18Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
19GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
20Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
21Compass Asset Management LLC$606,324$419,576,000$419,576,000
22Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
23Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
24Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
25Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
26New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
27Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
28Monte Financial Group, LLC$931,318$287,777,203$287,777,203
29Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
30Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
31Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
32Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
33Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
34Bysko John Allan$829,195$189,056,524$189,056,524
35Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
36Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
37Constitution Capital LLC$844,870$168,974,075$168,974,075
38Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
39Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
40Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
41Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
42Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
43Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
44KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
45PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
46FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
47CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
48Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
49Benemark, Inc$989,388$221,622,902$221,622,902

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.