RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1APELLA CAPITAL$323,891$869,000,000$869,000,000
2MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
3SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
43D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
5WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
6NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
7HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
8NAUSET WEALTH MANAGEMENT, LLC$423,620$222,824,182$222,824,182
9CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
10ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
11MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
12GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
13RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
14JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
15FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
16PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
17PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
18BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
19JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
20SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
21CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
22BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
23FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
24COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
25KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
26SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
27DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
28GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
29MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
30HFM WEALTH MANAGEMENT$3,858,505$711,289,325$37,260,684$748,550,009
31BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
32NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
33ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
34BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
35SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
36EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
37JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
38THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
39BENEMARK, INC$684,959$198,638,043$198,638,043
40DIASTOLE WEALTH MANAGEMENT$553,102$231,893,827$442,890,313$674,784,140
41BEIRNE WEALTH CONSULTING SERVICES, LLC$1,458,931$519,819,667$1,244,027,760$1,763,847,427

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.