RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | APELLA CAPITAL | $323,891 | $869,000,000 | — | $869,000,000 |
| 2 | MARK SHEPTOFF FINANCIAL PLANNING LLC | $437,858 | $363,860,050 | — | $363,860,050 |
| 3 | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | $462,826 | $239,281,189 | — | $239,281,189 |
| 4 | 3D ASSET MANAGEMENT, INC. | $328,088 | $603,025,169 | — | $603,025,169 |
| 5 | WOOSTER CORTHELL WEALTH MANAGEMENT, INC. | $370,142 | $328,315,777 | — | $328,315,777 |
| 6 | NEW ENGLAND GUILD WEALTH ADVISORS, INC. | $1,836,402 | $328,715,954 | — | $328,715,954 |
| 7 | HTG INVESTMENT ADVISORS INC | $535,125 | $641,614,535 | — | $641,614,535 |
| 8 | NAUSET WEALTH MANAGEMENT, LLC | $423,620 | $222,824,182 | — | $222,824,182 |
| 9 | CHARTER RESEARCH & INVESTMENT GROUP INC | $581,976 | $219,986,767 | — | $219,986,767 |
| 10 | ASSET STRATEGIES, INC. | $883,311 | $125,430,210 | — | $125,430,210 |
| 11 | MONTE FINANCIAL GROUP, LLC | $961,139 | $273,924,658 | — | $273,924,658 |
| 12 | GILMAN HILL ASSET MANAGEMENT, LLC | $969,564 | $388,794,977 | — | $388,794,977 |
| 13 | RZH ADVISORS LLC | $1,010,774 | $1,023,913,953 | — | $1,023,913,953 |
| 14 | JOHN A. BYSKO ASSOCIATES | $755,570 | $172,269,943 | — | $172,269,943 |
| 15 | FIERSTON FINANCIAL GROUP INC | $786,762 | $713,593,415 | — | $713,593,415 |
| 16 | PERSONAL BUSINESS MANAGEMENT GROUP LTD | $1,135,830 | $107,903,885 | — | $107,903,885 |
| 17 | PRINCIPLE WEALTH PARTNERS LLC | $767,157 | $783,267,081 | — | $783,267,081 |
| 18 | BAXTER INVESTMENT MANAGEMENT | $1,742,794 | $670,975,807 | — | $670,975,807 |
| 19 | JACKSON, GRANT INVESTMENT ADVISERS, INC. | $3,634,381 | $363,438,089 | — | $363,438,089 |
| 20 | SCHOLTZ & CO | $838,787 | $253,315,971 | $836,464 | $254,152,435 |
| 21 | CLEAR HARBOR ASSET MANAGEMENT, LLC | $840,797 | $790,264,287 | $1,766,204 | $792,030,491 |
| 22 | BRADLEY FOSTER & SARGENT INC | $1,273,929 | $4,234,983,943 | $3,379,252 | $4,238,363,195 |
| 23 | FALCON CAPITAL MANAGEMENT INC | $1,219,581 | $99,716,000 | $5,168,000 | $104,884,000 |
| 24 | COMPASS ASSET MANAGEMENT, LLC | $580,142 | $402,000,000 | $7,000,000 | $409,000,000 |
| 25 | KENNEDY WEALTH AND TAX MANAGEMENT, INC. | $418,575 | $112,009,000 | $8,122,000 | $120,131,000 |
| 26 | SHORELINE FINANCIAL ADVISORS, LLC | $268,048 | $168,021,242 | $10,230,569 | $178,251,811 |
| 27 | DRUM HILL CAPITAL, LLC | $779,729 | $127,827,963 | $16,421,852 | $144,249,815 |
| 28 | GREENHOUSE WEALTH MANAGEMENT, LLC | $632,175 | $140,522,769 | $25,106,989 | $165,629,758 |
| 29 | MULLANEY KEATING & WRIGHT INC | $552,334 | $235,964,949 | $30,260,171 | $266,225,120 |
| 30 | HFM WEALTH MANAGEMENT | $3,858,505 | $711,289,325 | $37,260,684 | $748,550,009 |
| 31 | BOURGEON CAPITAL MANAGEMENT LLC | $1,156,495 | $339,500,000 | $43,300,000 | $382,800,000 |
| 32 | NORTHEAST FINANCIAL | $2,501,662 | $3,267,352,856 | $52,352,579 | $3,319,705,435 |
| 33 | ROSSMORE PRIVATE CAPITAL, LLC | $1,548,572 | $533,985,334 | $52,923,553 | $586,908,887 |
| 34 | BRIGGS WEALTH MANAGEMENT, INC. | $285,405 | $116,042,920 | $53,202,478 | $169,245,398 |
| 35 | SIGHTLINE WEALTH ADVISORS, LLC | $224,487 | $129,523,697 | $55,677,763 | $185,201,460 |
| 36 | EAGLE RIDGE INVESTMENT MANAGEMENT LLC | $1,220,711 | $823,921,411 | $58,652,676 | $882,574,087 |
| 37 | JEFFREY N. MEHLER, CFP LLC | $191,326 | $140,277,312 | $66,546,330 | $206,823,642 |
| 38 | THAMES FINANCIAL MANAGEMENT | $324,379 | $60,078,200 | $84,594,700 | $144,672,900 |
| 39 | BENEMARK, INC | $684,959 | — | $198,638,043 | $198,638,043 |
| 40 | DIASTOLE WEALTH MANAGEMENT | $553,102 | $231,893,827 | $442,890,313 | $674,784,140 |
| 41 | BEIRNE WEALTH CONSULTING SERVICES, LLC | $1,458,931 | $519,819,667 | $1,244,027,760 | $1,763,847,427 |
Showing 1 to 41 of 41 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
