RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Northcoast Asset Management Llc | $387,412 | $2,100,546,549 | — | $2,100,546,549 |
| 2 | Rzh Advisors Llc | $1,010,774 | $1,023,913,953 | — | $1,023,913,953 |
| 3 | Principle Wealth Partners Llc | $767,157 | $783,267,081 | — | $783,267,081 |
| 4 | Fierston Financial Group Inc | $786,762 | $713,593,415 | — | $713,593,415 |
| 5 | Baxter Investment Management | $1,742,794 | $670,975,807 | — | $670,975,807 |
| 6 | Htg Investment Advisors Inc | $535,125 | $641,614,535 | — | $641,614,535 |
| 7 | 3D Asset Management, Inc. | $328,088 | $603,025,169 | — | $603,025,169 |
| 8 | Apella Capital | $277,413 | $549,000,000 | — | $549,000,000 |
| 9 | Gilman Hill Asset Management, Llc | $969,564 | $388,794,977 | — | $388,794,977 |
| 10 | Jackson, Grant Investment Advisers, Inc. | $3,634,381 | $363,438,089 | — | $363,438,089 |
| 11 | New England Guild Wealth Advisors, Inc. | $1,836,402 | $328,715,954 | — | $328,715,954 |
| 12 | Wooster Corthell Wealth Management, Inc. | $370,142 | $328,315,777 | — | $328,315,777 |
| 13 | Mark Sheptoff Financial Planning Llc | $375,209 | $315,550,444 | — | $315,550,444 |
| 14 | Monte Financial Group, Llc | $961,139 | $273,924,658 | — | $273,924,658 |
| 15 | Sagebroadview Wealth Management, Llc | $462,826 | $239,281,189 | — | $239,281,189 |
| 16 | Nauset Wealth Management, Llc | $423,620 | $222,824,182 | — | $222,824,182 |
| 17 | Charter Research & Investment Group Inc | $581,976 | $219,986,767 | — | $219,986,767 |
| 18 | John A. Bysko Associates | $755,570 | $172,269,943 | — | $172,269,943 |
| 19 | Asset Strategies, Inc. | $883,311 | $125,430,210 | — | $125,430,210 |
| 20 | Personal Business Management Group Ltd | $1,135,830 | $107,903,885 | — | $107,903,885 |
| 21 | Scholtz & Co | $838,787 | $253,315,971 | $836,464 | $254,152,435 |
| 22 | Bradley Foster & Sargent Inc | $1,273,929 | $4,234,983,943 | $3,379,252 | $4,238,363,195 |
| 23 | Coastal Bridge Advisors | $453,914 | $2,093,926,322 | $4,971,981 | $2,098,898,303 |
| 24 | Falcon Capital Management Inc | $1,219,581 | $99,716,000 | $5,168,000 | $104,884,000 |
| 25 | Compass Asset Management, Llc | $580,142 | $402,000,000 | $7,000,000 | $409,000,000 |
| 26 | Kennedy Wealth And Tax Management, Inc. | $418,575 | $112,009,000 | $8,122,000 | $120,131,000 |
| 27 | Shoreline Financial Advisors, Llc | $268,048 | $168,021,242 | $10,230,569 | $178,251,811 |
| 28 | Mullaney Keating & Wright Inc | $651,634 | $259,466,765 | $16,174,586 | $275,641,351 |
| 29 | Drum Hill Capital, Llc | $779,729 | $127,827,963 | $16,421,852 | $144,249,815 |
| 30 | Hfm Wealth Management | $3,858,505 | $711,289,325 | $37,260,684 | $748,550,009 |
| 31 | Bourgeon Capital Management Llc | $1,156,495 | $339,500,000 | $43,300,000 | $382,800,000 |
| 32 | Northeast Financial | $2,501,662 | $3,267,352,856 | $52,352,579 | $3,319,705,435 |
| 33 | Briggs Wealth Management, Inc. | $285,405 | $116,042,920 | $53,202,478 | $169,245,398 |
| 34 | Sightline Wealth Advisors, Llc | $224,487 | $129,523,697 | $55,677,763 | $185,201,460 |
| 35 | Eagle Ridge Investment Management Llc | $1,220,711 | $823,921,411 | $58,652,676 | $882,574,087 |
| 36 | Chilton Investment Services, Llc | $4,239,616 | $4,468,253,000 | $72,376,000 | $4,540,629,000 |
| 37 | Connecticut Capital Management Group, Llc | $787,351 | — | $180,303,344 | $180,303,344 |
| 38 | Diastole Wealth Management | $553,102 | $231,893,827 | $442,890,313 | $674,784,140 |
| 39 | Castlekeep Investment Advisors | $3,285,775 | $117,484,528 | $473,955,027 | $591,439,555 |
| 40 | Beirne Wealth Consulting Services, Llc | $1,458,931 | $519,819,667 | $1,244,027,760 | $1,763,847,427 |
Showing 1 to 40 of 40 entries
Page 1
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
