RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BEIRNE WEALTH CONSULTING SERVICES, LLC$1,458,931$519,819,667$1,244,027,760$1,763,847,427
2DIASTOLE WEALTH MANAGEMENT$553,102$231,893,827$442,890,313$674,784,140
3BENEMARK, INC$684,959$198,638,043$198,638,043
4THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
5JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
6EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
7SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
8BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
9ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
10NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
11BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
12HFM WEALTH MANAGEMENT$3,858,505$711,289,325$37,260,684$748,550,009
13MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
14GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
15DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
16SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
17KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
18COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
19FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
20BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
21CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
22SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
23APELLA CAPITAL$323,891$869,000,000$869,000,000
24MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
25SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
263D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
27WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
28NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
29HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
30NAUSET WEALTH MANAGEMENT, LLC$423,620$222,824,182$222,824,182
31CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
32ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
33MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
34GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
35RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
36JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
37FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
38PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
39PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
40BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
41JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.