RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
2Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
3Benemark, Inc$989,388$221,622,902$221,622,902
4Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
5Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
6CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
7Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
8Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
9Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
10Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
11Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
12Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
13Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
14Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
15Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
16Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
17Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
18KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
19FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
20Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
21Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
22Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
23Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
24GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
25Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
26Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
27Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
28Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
29Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
30Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
313D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
32Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
33New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
34HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
35Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
36Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
37Constitution Capital LLC$844,870$168,974,075$168,974,075
38Monte Financial Group, LLC$931,318$287,777,203$287,777,203
39Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
40Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
41Bysko John Allan$829,195$189,056,524$189,056,524
42Fierston Financial Group Inc$855,862$776,266,438$776,266,438
43PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
443D/L Capital Management, LLC$491,537$681,762,070$681,762,070
45Compass Asset Management LLC$606,324$419,576,000$419,576,000
46PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
47Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
48Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
49Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617

Showing 1 to 49 of 49 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.