RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
2PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
3KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
4ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
5DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
6THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
7GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
8BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
9JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
10SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
11SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
12BENEMARK, INC$684,959$198,638,043$198,638,043
13JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
14CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
15NAUSET WEALTH MANAGEMENT, LLC$423,620$222,824,182$222,824,182
16SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
17SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
18MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
19MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
20WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
21NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
22JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
23MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
24BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
25GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
26COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
27ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
283D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
29HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
30BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
31DIASTOLE WEALTH MANAGEMENT$553,102$231,893,827$442,890,313$674,784,140
32FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
33HFM WEALTH MANAGEMENT$3,858,505$711,289,325$37,260,684$748,550,009
34PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
35CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
36APELLA CAPITAL$323,891$869,000,000$869,000,000
37EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
38RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
39BEIRNE WEALTH CONSULTING SERVICES, LLC$1,458,931$519,819,667$1,244,027,760$1,763,847,427
40NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
41BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.