RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Falcon Capital Management Inc$1,219,581$99,716,000$5,168,000$104,884,000
2Personal Business Management Group Ltd$1,135,830$107,903,885$107,903,885
3Kennedy Wealth And Tax Management, Inc.$418,575$112,009,000$8,122,000$120,131,000
4Asset Strategies, Inc.$883,311$125,430,210$125,430,210
5Drum Hill Capital, Llc$779,729$127,827,963$16,421,852$144,249,815
6Briggs Wealth Management, Inc.$285,405$116,042,920$53,202,478$169,245,398
7John A. Bysko Associates$755,570$172,269,943$172,269,943
8Shoreline Financial Advisors, Llc$268,048$168,021,242$10,230,569$178,251,811
9Connecticut Capital Management Group, Llc$787,351$180,303,344$180,303,344
10Sightline Wealth Advisors, Llc$224,487$129,523,697$55,677,763$185,201,460
11Charter Research & Investment Group Inc$581,976$219,986,767$219,986,767
12Nauset Wealth Management, Llc$423,620$222,824,182$222,824,182
13Sagebroadview Wealth Management, Llc$462,826$239,281,189$239,281,189
14Scholtz & Co$838,787$253,315,971$836,464$254,152,435
15Monte Financial Group, Llc$961,139$273,924,658$273,924,658
16Mullaney Keating & Wright Inc$651,634$259,466,765$16,174,586$275,641,351
17Mark Sheptoff Financial Planning Llc$375,209$315,550,444$315,550,444
18Wooster Corthell Wealth Management, Inc.$370,142$328,315,777$328,315,777
19New England Guild Wealth Advisors, Inc.$1,836,402$328,715,954$328,715,954
20Jackson, Grant Investment Advisers, Inc.$3,634,381$363,438,089$363,438,089
21Bourgeon Capital Management Llc$1,156,495$339,500,000$43,300,000$382,800,000
22Gilman Hill Asset Management, Llc$969,564$388,794,977$388,794,977
23Compass Asset Management, Llc$580,142$402,000,000$7,000,000$409,000,000
24Apella Capital$277,413$549,000,000$549,000,000
25Castlekeep Investment Advisors$3,285,775$117,484,528$473,955,027$591,439,555
263D Asset Management, Inc.$328,088$603,025,169$603,025,169
27Htg Investment Advisors Inc$535,125$641,614,535$641,614,535
28Baxter Investment Management$1,742,794$670,975,807$670,975,807
29Diastole Wealth Management$553,102$231,893,827$442,890,313$674,784,140
30Fierston Financial Group Inc$786,762$713,593,415$713,593,415
31Hfm Wealth Management$3,858,505$711,289,325$37,260,684$748,550,009
32Principle Wealth Partners Llc$767,157$783,267,081$783,267,081
33Eagle Ridge Investment Management Llc$1,220,711$823,921,411$58,652,676$882,574,087
34Rzh Advisors Llc$1,010,774$1,023,913,953$1,023,913,953
35Beirne Wealth Consulting Services, Llc$1,458,931$519,819,667$1,244,027,760$1,763,847,427
36Coastal Bridge Advisors$453,914$2,093,926,322$4,971,981$2,098,898,303
37Northcoast Asset Management Llc$387,412$2,100,546,549$2,100,546,549
38Northeast Financial$2,501,662$3,267,352,856$52,352,579$3,319,705,435
39Bradley Foster & Sargent Inc$1,273,929$4,234,983,943$3,379,252$4,238,363,195
40Chilton Investment Services, Llc$4,239,616$4,468,253,000$72,376,000$4,540,629,000

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.