RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
2PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
3KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
4Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
5Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
6CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
7Constitution Capital LLC$844,870$168,974,075$168,974,075
8Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
9Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
10Bysko John Allan$829,195$189,056,524$189,056,524
11Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
12Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
13Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
14Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
15Benemark, Inc$989,388$221,622,902$221,622,902
16Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
17Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
18Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
19Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
20Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
21Monte Financial Group, LLC$931,318$287,777,203$287,777,203
22Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
23New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
24Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
25Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
26Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
27Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
28Compass Asset Management LLC$606,324$419,576,000$419,576,000
29GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
30Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
313D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
323D/L Capital Management, LLC$491,537$681,762,070$681,762,070
33Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
34Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
35HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
36Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
37Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
38Fierston Financial Group Inc$855,862$776,266,438$776,266,438
39PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
40Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
41Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
42Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
43Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
44Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
45Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
46Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
47Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
48Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
49Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390

Showing 1 to 49 of 49 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.