RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
2Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
3Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
4Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
5Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
6Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
7Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
8Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
9Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
10Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
11PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
12Fierston Financial Group Inc$855,862$776,266,438$776,266,438
13Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
14Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
15HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
16Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
17Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
183D/L Capital Management, LLC$491,537$681,762,070$681,762,070
193D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
20Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
21GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
22Compass Asset Management LLC$606,324$419,576,000$419,576,000
23Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
24Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
25Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
26Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
27New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
28Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
29Monte Financial Group, LLC$931,318$287,777,203$287,777,203
30Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
31Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
32Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
33Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
34Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
35Benemark, Inc$989,388$221,622,902$221,622,902
36Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
37Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
38Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
39Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
40Bysko John Allan$829,195$189,056,524$189,056,524
41Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
42Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
43Constitution Capital LLC$844,870$168,974,075$168,974,075
44CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
45Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
46Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
47KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
48PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
49FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.