RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Jeffrey N. Mehler, CFP$160,842$100,714,965$80,071,985$180,786,950
2Northeast Financial$180,591$194,744,590$29,549,652$224,294,242
3Sightline Wealth Advisors, LLC$192,052$104,678,240$48,578,930$153,257,170
4Briggs Wealth Management, Inc.$249,371$95,774,392$49,110,223$144,884,615
5Apella Capital$277,413$549,000,000$549,000,000
6Thames Financial Management$301,687$51,700,000$73,500,000$125,200,000
7Wooster Corthell Wealth Management, Inc.$317,006$271,040,121$271,040,121
8Nauset Wealth Management, LLC$350,426$174,161,956$174,161,956
9Mark Sheptoff Financial Planning$375,209$315,550,444$315,550,444
10Sagebroadview Financial Planning, LLC$397,515$190,012,300$190,012,300
11Northcoast Asset Management LLC$398,236$1,659,050,217$1,659,050,217
12Regent Wealth Management Group$411,533$257,951,946$5,017,913$262,969,859
13HTG Investment Advisors Inc$455,532$541,627,397$541,627,397
14Coastal Bridge Advisors$466,534$2,097,536,887$2,097,536,887
15Charter Research & Investment Group Inc$521,858$190,999,931$190,999,931
16Diastole Wealth Management$549,941$217,770,731$386,064,153$603,834,884
17Mullaney Keating & Wright Inc$561,485$257,798,844$15,082,636$272,881,480
18Baxter Investment Management$625,952$495,128,283$495,128,283
19Fierston Financial Group Inc$676,381$618,888,954$618,888,954
20Scholtz & Co$677,132$187,092,131$473,296$187,565,427
21John A. Bysko Associates$699,978$148,395,243$148,395,243
22Drum Hill Capital$757,501$121,253,478$26,459,196$147,712,674
23Gilman Hill Asset Management$798,741$312,307,654$312,307,654
24Benemark, Inc$838,770$194,594,709$194,594,709
25Monte Financial Group$848,580$228,268,117$228,268,117
26Oak Financial Group Inc$866,758$193,566,267$587,435$194,153,702
27Asset Strategies, Inc.$868,748$114,011,363$5,875,814$119,887,177
28RZH Advisors LLC$914,471$863,260,610$863,260,610
29Bourgeon Capital Management LLC$1,021,068$314,200,000$29,900,000$344,100,000
30Beirne Wealth Consulting Services, LLC$1,050,189$354,425,321$1,235,561,064$1,589,986,385
31Eagle Ridge Investment Management LLC$1,071,615$699,962,149$52,311,713$752,273,862
32Bradley Foster & Sargent Inc$1,080,249$3,437,624,292$2,969,721$3,440,594,013
33Personal Business Management Group Ltd.$1,135,830$107,903,885$107,903,885
34New England Guild Wealth Advisors, Inc.$1,561,378$279,486,742$279,486,742
35Raylign Advisory$1,710,475$141,969,449$141,969,449
36Jack Point Advisors, LLC$1,979,167$95,000,000$95,000,000
37Northeast Financial Consultants, Inc$2,077,770$2,527,716,253$133,906,894$2,661,623,147
38Castlekeep Investment Advisors$3,071,209$67,471,794$469,989,865$537,461,659
39Chilton Investment Services$3,483,796$3,740,888,000$35,547,000$3,776,435,000
40HFM Wealth Management$3,601,909$665,100,302$33,670,138$698,770,440
41Conifer Investments Ltd.$12,696,576$35,602,172$218,329,341$253,931,513

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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