RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
2Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
3Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
4Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
53D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
6Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
7Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
8CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
9Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
10GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
11KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
12Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
13Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
14Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
15Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
16Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
173D/L Capital Management, LLC$491,537$681,762,070$681,762,070
18Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
19Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
20Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
21Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
22HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
23Compass Asset Management LLC$606,324$419,576,000$419,576,000
24Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
25Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
26PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
27Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
28Bysko John Allan$829,195$189,056,524$189,056,524
29Constitution Capital LLC$844,870$168,974,075$168,974,075
30Fierston Financial Group Inc$855,862$776,266,438$776,266,438
31Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
32Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
33Monte Financial Group, LLC$931,318$287,777,203$287,777,203
34Benemark, Inc$989,388$221,622,902$221,622,902
35Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
36Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
37PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
38FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
39Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
40Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
41Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
42Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
43Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
44Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
45New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
46Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
47Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
48Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
49Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.