RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | JEFFREY N. MEHLER, CFP LLC | $191,326 | $140,277,312 | $66,546,330 | $206,823,642 |
| 2 | SIGHTLINE WEALTH ADVISORS, LLC | $224,487 | $129,523,697 | $55,677,763 | $185,201,460 |
| 3 | SHORELINE FINANCIAL ADVISORS, LLC | $268,048 | $168,021,242 | $10,230,569 | $178,251,811 |
| 4 | BRIGGS WEALTH MANAGEMENT, INC. | $285,405 | $116,042,920 | $53,202,478 | $169,245,398 |
| 5 | APELLA CAPITAL | $323,891 | $869,000,000 | — | $869,000,000 |
| 6 | THAMES FINANCIAL MANAGEMENT | $324,379 | $60,078,200 | $84,594,700 | $144,672,900 |
| 7 | 3D ASSET MANAGEMENT, INC. | $328,088 | $603,025,169 | — | $603,025,169 |
| 8 | WOOSTER CORTHELL WEALTH MANAGEMENT, INC. | $370,142 | $328,315,777 | — | $328,315,777 |
| 9 | KENNEDY WEALTH AND TAX MANAGEMENT, INC. | $418,575 | $112,009,000 | $8,122,000 | $120,131,000 |
| 10 | NAUSET WEALTH MANAGEMENT, LLC | $423,620 | $222,824,182 | — | $222,824,182 |
| 11 | MARK SHEPTOFF FINANCIAL PLANNING LLC | $437,858 | $363,860,050 | — | $363,860,050 |
| 12 | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | $462,826 | $239,281,189 | — | $239,281,189 |
| 13 | HTG INVESTMENT ADVISORS INC | $535,125 | $641,614,535 | — | $641,614,535 |
| 14 | MULLANEY KEATING & WRIGHT INC | $552,334 | $235,964,949 | $30,260,171 | $266,225,120 |
| 15 | DIASTOLE WEALTH MANAGEMENT | $553,102 | $231,893,827 | $442,890,313 | $674,784,140 |
| 16 | COMPASS ASSET MANAGEMENT, LLC | $580,142 | $402,000,000 | $7,000,000 | $409,000,000 |
| 17 | CHARTER RESEARCH & INVESTMENT GROUP INC | $581,976 | $219,986,767 | — | $219,986,767 |
| 18 | GREENHOUSE WEALTH MANAGEMENT, LLC | $632,175 | $140,522,769 | $25,106,989 | $165,629,758 |
| 19 | BENEMARK, INC | $684,959 | — | $198,638,043 | $198,638,043 |
| 20 | JOHN A. BYSKO ASSOCIATES | $755,570 | $172,269,943 | — | $172,269,943 |
| 21 | PRINCIPLE WEALTH PARTNERS LLC | $767,157 | $783,267,081 | — | $783,267,081 |
| 22 | DRUM HILL CAPITAL, LLC | $779,729 | $127,827,963 | $16,421,852 | $144,249,815 |
| 23 | FIERSTON FINANCIAL GROUP INC | $786,762 | $713,593,415 | — | $713,593,415 |
| 24 | SCHOLTZ & CO | $838,787 | $253,315,971 | $836,464 | $254,152,435 |
| 25 | CLEAR HARBOR ASSET MANAGEMENT, LLC | $840,797 | $790,264,287 | $1,766,204 | $792,030,491 |
| 26 | ASSET STRATEGIES, INC. | $883,311 | $125,430,210 | — | $125,430,210 |
| 27 | MONTE FINANCIAL GROUP, LLC | $961,139 | $273,924,658 | — | $273,924,658 |
| 28 | GILMAN HILL ASSET MANAGEMENT, LLC | $969,564 | $388,794,977 | — | $388,794,977 |
| 29 | RZH ADVISORS LLC | $1,010,774 | $1,023,913,953 | — | $1,023,913,953 |
| 30 | PERSONAL BUSINESS MANAGEMENT GROUP LTD | $1,135,830 | $107,903,885 | — | $107,903,885 |
| 31 | BOURGEON CAPITAL MANAGEMENT LLC | $1,156,495 | $339,500,000 | $43,300,000 | $382,800,000 |
| 32 | FALCON CAPITAL MANAGEMENT INC | $1,219,581 | $99,716,000 | $5,168,000 | $104,884,000 |
| 33 | EAGLE RIDGE INVESTMENT MANAGEMENT LLC | $1,220,711 | $823,921,411 | $58,652,676 | $882,574,087 |
| 34 | BRADLEY FOSTER & SARGENT INC | $1,273,929 | $4,234,983,943 | $3,379,252 | $4,238,363,195 |
| 35 | BEIRNE WEALTH CONSULTING SERVICES, LLC | $1,458,931 | $519,819,667 | $1,244,027,760 | $1,763,847,427 |
| 36 | ROSSMORE PRIVATE CAPITAL, LLC | $1,548,572 | $533,985,334 | $52,923,553 | $586,908,887 |
| 37 | BAXTER INVESTMENT MANAGEMENT | $1,742,794 | $670,975,807 | — | $670,975,807 |
| 38 | NEW ENGLAND GUILD WEALTH ADVISORS, INC. | $1,836,402 | $328,715,954 | — | $328,715,954 |
| 39 | NORTHEAST FINANCIAL | $2,501,662 | $3,267,352,856 | $52,352,579 | $3,319,705,435 |
| 40 | JACKSON, GRANT INVESTMENT ADVISERS, INC. | $3,634,381 | $363,438,089 | — | $363,438,089 |
| 41 | HFM WEALTH MANAGEMENT | $3,858,505 | $711,289,325 | $37,260,684 | $748,550,009 |
Showing 1 to 41 of 41 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
