RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sightline Wealth Advisors, Llc$224,487$129,523,697$55,677,763$185,201,460
2Shoreline Financial Advisors, Llc$268,048$168,021,242$10,230,569$178,251,811
3Apella Capital$277,413$549,000,000$549,000,000
4Briggs Wealth Management, Inc.$285,405$116,042,920$53,202,478$169,245,398
53D Asset Management, Inc.$328,088$603,025,169$603,025,169
6Wooster Corthell Wealth Management, Inc.$370,142$328,315,777$328,315,777
7Mark Sheptoff Financial Planning Llc$375,209$315,550,444$315,550,444
8Northcoast Asset Management Llc$387,412$2,100,546,549$2,100,546,549
9Kennedy Wealth And Tax Management, Inc.$418,575$112,009,000$8,122,000$120,131,000
10Nauset Wealth Management, Llc$423,620$222,824,182$222,824,182
11Coastal Bridge Advisors$453,914$2,093,926,322$4,971,981$2,098,898,303
12Sagebroadview Wealth Management, Llc$462,826$239,281,189$239,281,189
13Htg Investment Advisors Inc$535,125$641,614,535$641,614,535
14Diastole Wealth Management$553,102$231,893,827$442,890,313$674,784,140
15Compass Asset Management, Llc$580,142$402,000,000$7,000,000$409,000,000
16Charter Research & Investment Group Inc$581,976$219,986,767$219,986,767
17Mullaney Keating & Wright Inc$651,634$259,466,765$16,174,586$275,641,351
18John A. Bysko Associates$755,570$172,269,943$172,269,943
19Principle Wealth Partners Llc$767,157$783,267,081$783,267,081
20Drum Hill Capital, Llc$779,729$127,827,963$16,421,852$144,249,815
21Fierston Financial Group Inc$786,762$713,593,415$713,593,415
22Connecticut Capital Management Group, Llc$787,351$180,303,344$180,303,344
23Scholtz & Co$838,787$253,315,971$836,464$254,152,435
24Asset Strategies, Inc.$883,311$125,430,210$125,430,210
25Monte Financial Group, Llc$961,139$273,924,658$273,924,658
26Gilman Hill Asset Management, Llc$969,564$388,794,977$388,794,977
27Rzh Advisors Llc$1,010,774$1,023,913,953$1,023,913,953
28Personal Business Management Group Ltd$1,135,830$107,903,885$107,903,885
29Bourgeon Capital Management Llc$1,156,495$339,500,000$43,300,000$382,800,000
30Falcon Capital Management Inc$1,219,581$99,716,000$5,168,000$104,884,000
31Eagle Ridge Investment Management Llc$1,220,711$823,921,411$58,652,676$882,574,087
32Bradley Foster & Sargent Inc$1,273,929$4,234,983,943$3,379,252$4,238,363,195
33Beirne Wealth Consulting Services, Llc$1,458,931$519,819,667$1,244,027,760$1,763,847,427
34Baxter Investment Management$1,742,794$670,975,807$670,975,807
35New England Guild Wealth Advisors, Inc.$1,836,402$328,715,954$328,715,954
36Northeast Financial$2,501,662$3,267,352,856$52,352,579$3,319,705,435
37Castlekeep Investment Advisors$3,285,775$117,484,528$473,955,027$591,439,555
38Jackson, Grant Investment Advisers, Inc.$3,634,381$363,438,089$363,438,089
39Hfm Wealth Management$3,858,505$711,289,325$37,260,684$748,550,009
40Chilton Investment Services, Llc$4,239,616$4,468,253,000$72,376,000$4,540,629,000

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.