RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
13D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
2APELLA CAPITAL$323,891$869,000,000$869,000,000
3ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
4BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
5BEIRNE WEALTH CONSULTING SERVICES, LLC$1,458,931$519,819,667$1,244,027,760$1,763,847,427
6BENEMARK, INC$684,959$198,638,043$198,638,043
7BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
8BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
9BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
10CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
11CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
12COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
13DIASTOLE WEALTH MANAGEMENT$553,102$231,893,827$442,890,313$674,784,140
14DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
15EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
16FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
17FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
18GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
19GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
20HFM WEALTH MANAGEMENT$3,858,505$711,289,325$37,260,684$748,550,009
21HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
22JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
23JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
24JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
25KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
26MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
27MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
28MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
29NAUSET WEALTH MANAGEMENT, LLC$423,620$222,824,182$222,824,182
30NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
31NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
32PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
33PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
34ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
35RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
36SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
37SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
38SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
39SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
40THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
41WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.