RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
13D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
23D/L Capital Management, LLC$491,537$681,762,070$681,762,070
3Adviceone Advisory Services, LLC$266,574$1,074,024,830$1,074,024,830
4Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
5Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
6Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
7Beirne Wealth Consulting Services, LLC$1,630,959$522,498,137$1,372,676,312$1,895,174,449
8Benemark, Inc$989,388$221,622,902$221,622,902
9Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
10Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
11Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
12Bysko John Allan$829,195$189,056,524$189,056,524
13CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
14Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
15Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
16Compass Asset Management LLC$606,324$419,576,000$419,576,000
17Constitution Capital LLC$844,870$168,974,075$168,974,075
18Cruice Investment Advisors, Ltd.$374,321$180,242,792$5,046,111$185,288,903
19Diastole Wealth Management, Inc.$614,458$211,259,346$530,391,954$741,651,300
20Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
21Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
22FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
23Fierston Financial Group Inc$855,862$776,266,438$776,266,438
24Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
25Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
26GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
27Hartford Financial Management Inc$3,773,924$723,606,972$42,499,556$766,106,528
28HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
29Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617
30Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
31KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
32Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
33Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
34Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
35Monte Financial Group, LLC$931,318$287,777,203$287,777,203
36Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
37Nauset Wealth Management, LLC$488,079$271,859,765$271,859,765
38New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
39Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
40PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
41PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
42Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
43Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
44Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
45Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
46Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
47Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
48Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
49Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.