RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Apella Capital$277,413$549,000,000$549,000,000
2Asset Strategies, Inc.$868,748$114,011,363$5,875,814$119,887,177
3Baxter Investment Management$625,952$495,128,283$495,128,283
4Beirne Wealth Consulting Services, LLC$1,050,189$354,425,321$1,235,561,064$1,589,986,385
5Benemark, Inc$838,770$194,594,709$194,594,709
6Bourgeon Capital Management LLC$1,021,068$314,200,000$29,900,000$344,100,000
7Bradley Foster & Sargent Inc$1,080,249$3,437,624,292$2,969,721$3,440,594,013
8Briggs Wealth Management, Inc.$249,371$95,774,392$49,110,223$144,884,615
9Castlekeep Investment Advisors$3,071,209$67,471,794$469,989,865$537,461,659
10Charter Research & Investment Group Inc$521,858$190,999,931$190,999,931
11Chilton Investment Services$3,483,796$3,740,888,000$35,547,000$3,776,435,000
12Coastal Bridge Advisors$466,534$2,097,536,887$2,097,536,887
13Conifer Investments Ltd.$12,696,576$35,602,172$218,329,341$253,931,513
14Diastole Wealth Management$549,941$217,770,731$386,064,153$603,834,884
15Drum Hill Capital$757,501$121,253,478$26,459,196$147,712,674
16Eagle Ridge Investment Management LLC$1,071,615$699,962,149$52,311,713$752,273,862
17Fierston Financial Group Inc$676,381$618,888,954$618,888,954
18Gilman Hill Asset Management$798,741$312,307,654$312,307,654
19HFM Wealth Management$3,601,909$665,100,302$33,670,138$698,770,440
20HTG Investment Advisors Inc$455,532$541,627,397$541,627,397
21Jack Point Advisors, LLC$1,979,167$95,000,000$95,000,000
22Jeffrey N. Mehler, CFP$160,842$100,714,965$80,071,985$180,786,950
23John A. Bysko Associates$699,978$148,395,243$148,395,243
24Mark Sheptoff Financial Planning$375,209$315,550,444$315,550,444
25Monte Financial Group$848,580$228,268,117$228,268,117
26Mullaney Keating & Wright Inc$561,485$257,798,844$15,082,636$272,881,480
27Nauset Wealth Management, LLC$350,426$174,161,956$174,161,956
28New England Guild Wealth Advisors, Inc.$1,561,378$279,486,742$279,486,742
29Northcoast Asset Management LLC$398,236$1,659,050,217$1,659,050,217
30Northeast Financial$180,591$194,744,590$29,549,652$224,294,242
31Northeast Financial Consultants, Inc$2,077,770$2,527,716,253$133,906,894$2,661,623,147
32Oak Financial Group Inc$866,758$193,566,267$587,435$194,153,702
33Personal Business Management Group Ltd.$1,135,830$107,903,885$107,903,885
34Raylign Advisory$1,710,475$141,969,449$141,969,449
35Regent Wealth Management Group$411,533$257,951,946$5,017,913$262,969,859
36RZH Advisors LLC$914,471$863,260,610$863,260,610
37Sagebroadview Financial Planning, LLC$397,515$190,012,300$190,012,300
38Scholtz & Co$677,132$187,092,131$473,296$187,565,427
39Sightline Wealth Advisors, LLC$192,052$104,678,240$48,578,930$153,257,170
40Thames Financial Management$301,687$51,700,000$73,500,000$125,200,000
41Wooster Corthell Wealth Management, Inc.$317,006$271,040,121$271,040,121

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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