RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Jeffrey N. Mehler, Cfp LLC$209,796$164,528,020$71,702,669$236,230,689
2Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
3Shoreline Financial Advisors, LLC$295,065$182,209,481$12,533,441$194,742,922
4Apella Capital, LLC$338,976$1,662,000,000$1,662,000,000
5Briggs Wealth Management, Inc.$342,344$147,917,001$54,408,208$202,325,209
6CDM Financial Counseling Services, Inc.$358,926$83,524,855$78,709,721$162,234,576
7GSB Wealth Management, LLC$386,730$422,629,147$839,914$423,469,061
8KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
9Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
10Wooster Corthell Wealth Management, Inc.$421,977$389,062,468$389,062,468
11Mark Sheptoff Financial Planning LLC$440,547$353,318,972$353,318,972
12Sagebroadview Wealth Management, LLC$478,132$264,885,072$264,885,072
13Private Capital Group, LLC$544,788$1,223,593,499$1,223,593,499
14Mullaney Keating & Wright Inc$552,334$235,964,949$30,260,171$266,225,120
15Kreitler Financial LLC$572,891$420,658,201$3,280,908$423,939,109
16Greenhouse Wealth Management, LLC$588,993$163,576,061$30,791,729$194,367,790
17HTG Investment Advisors Inc$596,980$716,973,394$716,973,394
18Compass Asset Management LLC$606,324$419,576,000$419,576,000
19Charter Research & Investment Group Inc$613,231$228,735,187$228,735,187
20PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
21Drum Hill Capital, LLC$817,502$137,527,548$16,162,898$153,690,446
22Bysko John Allan$829,195$189,056,524$189,056,524
23Constitution Capital LLC$844,870$168,974,075$168,974,075
24Fierston Financial Group Inc$855,862$776,266,438$776,266,438
25Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
26Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
27Monte Financial Group, LLC$931,318$287,777,203$287,777,203
28Benemark, Inc$989,388$221,622,902$221,622,902
29Gilman Hill Asset Management, LLC$1,017,553$419,232,038$419,232,038
30Scholtz & Company, L.L.C.$1,031,606$341,156,406$305,230$341,461,636
31PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
32FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
33Relyea Zuckerberg Hanson, LLC$1,223,879$1,341,371,332$1,341,371,332
34Eagle Ridge Investment Management LLC$1,228,189$882,980,496$75,007,045$957,987,541
35Bradley Foster & Sargent Inc$1,404,959$4,878,800,319$623,071$4,879,423,390
36Rossmore Private Capital, LLC$1,660,660$761,577,922$93,662,196$855,240,118
37Baxter Brothers Inc.$1,863,512$706,270,884$706,270,884
38New England Guild Wealth Advisors, Inc.$1,913,561$352,095,223$352,095,223
39Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
40Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
41Jackson, Grant Investment Advisers, Inc.$4,148,547$406,557,617$406,557,617

Showing 1 to 41 of 41 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.