RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
2SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
3SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
4BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
5THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
6WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
7KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
8MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
9SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
10HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
11MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
12COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
13CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
14GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
15JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
16PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
17DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
18FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
19SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
20CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
21ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
22MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
23GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
24RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
25PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
26BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
27FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000
28EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
29BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
30ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
31BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
32NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
33NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
34JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089

Showing 1 to 34 of 34 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.