RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WE Family Offices$103,439,759$0$7,344,222,913$7,344,222,913
2Global Financial Private Capital, LLC$99,725$5,790,555,183$0$5,790,555,183
3CV Advisors LLC$9,892,218$559,511,439$5,049,375,981$5,608,887,420
4Finaccess Advisors$36,574,400$0$4,388,928,000$4,388,928,000
5Cumberland Advisors$1,300,024$2,976,066,948$7,488,579$2,983,555,527
6Water Oak Advisors, LLC$1,099,340$1,876,688,398$130,706,659$2,007,395,057
7Resource Consulting Group$847,753$1,837,081,123$0$1,837,081,123
8Evensky & Katz/Foldes Financial Wealth Management$2,110,588$1,829,432,000$2,557,946$1,831,989,946
9Yale Capital Corp.$15,680,809$1,677,846,566$0$1,677,846,566
10Heritage Investment Group, Inc.$736,035$1,163,671,640$0$1,163,671,640
11Steinberg Global Asset Management Ltd.$748,422$942,961,000$58,427,000$1,001,388,000
12Affiliated Private Investors$6,729,257$955,554,490$0$955,554,490
13Investor Solutions$665,517$642,181,436$218,332,306$860,513,742
14Intrepid Capital Management Inc$2,829,961$845,213,214$12,265,105$857,478,319
15Doyle Wealth Management, Inc.$461,264$844,420,392$1,537,506$845,957,898
16Dakota Wealth, LLC$1,571,867$655,025,209$443,325$655,468,534
17Ruggie Wealth Management$296,228$578,580,848$2,617,900$581,198,748
18Slatestone Wealth LLC$500,444$565,818,354$684,374$566,502,728
19Moisand Fitzgerald Tamayo$268,712$555,257,107$3,932,751$559,189,858
20American Financial Advisors Inc$340,622$0$525,238,584$525,238,584
21Tillman Hartley LLC$1,765,599$473,770,000$50,613,000$524,383,000
22ARS Wealth Advisors$401,453$492,423,000$12,203,000$504,626,000
23Landsberg Bennett Private Wealth Management$281,264$446,853,161$54,077,800$500,930,961
24Scot McCormick$11,793,046$495,307,925$0$495,307,925
25Aviance Capital Partners LLC$1,011,499$489,449,043$3,151,115$492,600,158
26Firestone Capital Management Inc$458,084$455,400,000$3,600,000$459,000,000
27Biltmore Capital Advisors$589,378$379,000,000$76,000,000$455,000,000
28Blue Ocean Capital$1,081,552$454,251,965$0$454,251,965
29Noesis Capital Management Corp$494,535$364,367,889$41,151,171$405,519,060
30Fitzroy Investment Advisors LLC$1,146,297$0$392,033,459$392,033,459
31Emerald Asset Advisors LLC$551,331$335,039,621$33,249,400$368,289,021
32AM Global Family Investment Office$2,417,818$289,130,872$78,377,408$367,508,280
33Tobias Financial Advisors$372,936$307,800,000$17,400,000$325,200,000
34SWM Advisors$7,159,308$306,078,375$16,090,470$322,168,845
35Compass Financial Group, Inc.$841,435$310,489,500$0$310,489,500
36Castle Wealth Management$487,381$271,495,000$29,219,000$300,714,000
37Madden Advisory Services, Inc.$398,970$291,646,706$0$291,646,706
38Global Trust$433,404$270,088,249$14,224,474$284,312,723
39B&C Financial$306,253$277,894,307$5,083,099$282,977,406
40Rainey & Randall Investment Management, Inc.$444,362$281,281,357$0$281,281,357
41Bray Capital Advisors, LLC$1,342,506$275,213,724$0$275,213,724
42G & O Financial Services, Inc.$2,476,002$147,906,721$117,025,476$264,932,197
43Winning Points Advisors$453,184$242,000,000$0$242,000,000
44Paragon Wealth Strategies, LLC.$280,181$237,117,809$4,397,929$241,515,738
45Aston Capital Management$38,333,333$30,000,000$200,000,000$230,000,000
46American Asset Management Inc.$233,078$226,085,795$0$226,085,795
47Tim Looney Investments$256,656$0$221,750,814$221,750,814
48Arbor Wealth Management$271,282$217,839,330$0$217,839,330
49The Lubitz Financial Group$346,441$215,832,707$0$215,832,707
50Investment Advisory Professionals LLC$1,672,222$210,700,000$0$210,700,000
Next Page »

Showing 1 to 50 of 92 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.