RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1FOURTHOUGHT PRIVATE WEALTH$322,663$732,122,156$732,122,156
2ALLGEN FINANCIAL ADVISORS, INC.$151,804$235,296,000$235,296,000
3RM PRIVATE WEALTH MANAGEMENT INC.$1,066,242$167,400,000$167,400,000
4COMPASS FINANCIAL GROUP, INC.$867,415$340,894,250$340,894,250
5BLUE OCEAN CAPITAL$1,080,615$514,372,567$514,372,567
6COMPOUND FAMILY OFFICES, LLC$2,188,962$238,596,854$238,596,854
7RIVERPLACE CAPITAL MANAGEMENT INC$645,107$154,825,783$154,825,783
8BILTMORE CAPITAL ADVISORS$552,155$437,859,206$437,859,206
9INVESTMENT ADVISORY PROFESSIONALS LLC$1,602,143$224,300,000$224,300,000
10FIDUCIARY WEALTH ADVISORS, LLC$2,287,425$157,832,355$157,832,355
11UTOPIA WEALTH MANAGEMENT, LLC$3,174,440$126,977,616$126,977,616
12CORE WEALTH MANAGEMENT, INC.$313,521$167,106,487$167,106,487
13TREASURE COAST FINANCIAL PLANNING, INC.$276,643$152,153,625$152,153,625
14DISCIPLINED EQUITY MANAGEMENT, INC.$410,166$237,896,157$237,896,157
15YALE CAPITAL CORP.$18,042,448$1,912,499,533$1,912,499,533
16RESOURCE CONSULTING GROUP$889,343$2,030,370,126$2,030,370,126
17HERITAGE INVESTMENT GROUP, INC.$752,287$1,354,868,446$1,354,868,446
18SALTMARSH FINANCIAL ADVISORS, L.L.C.$525,606$211,293,758$211,293,758
19ARBOR WEALTH$322,953$313,910,486$313,910,486
20FINANCIAL MANAGEMENT CONCEPTS$251,486$145,610,229$145,610,229
21ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
22WINNING POINTS ADVISORS, L.L.C.$512,935$268,778,000$268,778,000
23BAYSHORE CAPITAL ADVISORS, LLC$5,402,899$280,950,730$280,950,730
24GYROSCOPE CAPITAL MANAGEMENT GROUP LLC$464,329$286,955,486$286,955,486
25RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.$490,504$322,751,407$322,751,407
26SKY ALPHA ASSET ADVISORS LLC$1,867,790$276,432,886$276,432,886
27SPRAKER WEALTH MANAGEMENT INC$484,788$171,615,039$171,615,039
28AMERICAN ASSET MANAGEMENT INC.$725,738$251,105,460$251,105,460
29AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
30CHRONOS WEALTH MANAGEMENT, L.L.C.$285,613$149,946,691$149,946,691
31CATHY PARETO AND ASSOCIATES$352,245$147,238,615$147,238,615
32J. L. BAINBRIDGE & CO., INC.$441,076$812,903,745$812,903,745
33SWAINE & LEIDEL WEALTH SERVICES, LLC$171,240$160,794,705$160,794,705
34SEA HUNTER CAPITAL$1,425,384$102,627,642$102,627,642
35MADDEN ADVISORY SERVICES, INC.$474,550$248,189,556$248,189,556
36RUTHERFORD ASSET PLANNING, INC.$495,405$139,704,164$139,704,164
37MILLARES ASSET MANAGEMENT, LLC$977,695$163,275,141$163,275,141
38PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
39BANYAN GLOBAL INVESTMENT ADVISORS, LLC$1,475,913$208,103,708$208,103,708
40MMBG INVESTMENT ADVISORS CO.$14,587,444$787,721,993$787,721,993
41BRAY CAPITAL ADVISORS, LLC$1,417,243$355,727,994$355,727,994
42INTEGRA CAPITAL ADVISORS$456,525$256,110,456$256,110,456
43THE LUBITZ FINANCIAL GROUP$329,660$215,267,835$215,267,835
44SUNCOAST EQUITY MANAGEMENT, LLC$697,117$583,486,835$583,486,835
45NORTHSTAR FINANCIAL PLANNERS, INC.$646,919$175,314,992$175,314,992
46CORE WEALTH ADVISORS, INC.$495,117$267,237,081$125,911$267,362,992
47CHIRON CAPITAL MANAGEMENT, LLC$239,444$223,836,733$282,949$224,119,682
48DAVIS CAPITAL MANAGEMENT$920,168$109,200,000$300,000$109,500,000
49TRUADVICE LLC$98,512$322,007,324$521,335$322,528,659
50RWM ASSET MANAGEMENT, LLC$1,615,301$240,151,211$528,571$240,679,782
Next Page »

Showing 1 to 50 of 107 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.