RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Global Financial Private Capital, LLC$96,407$3,555,568,110$3,555,568,110
2Resource Consulting Group$802,140$1,756,686,019$1,756,686,019
3Yale Capital Corp.$16,163,538$1,713,334,981$1,713,334,981
4Heritage Investment Group, Inc.$687,671$1,137,408,541$1,137,408,541
5Dakota Wealth, LLC$1,128,197$680,302,961$680,302,961
6Affiliated Private Investors$4,549,204$600,494,951$600,494,951
7Blue Ocean Capital$877,232$443,001,929$443,001,929
8Scot McCormick$10,716,733$417,952,594$417,952,594
9Compass Financial Group, Inc.$773,467$302,425,750$302,425,750
10Madden Advisory Services, Inc.$369,956$291,525,085$291,525,085
11Rainey & Randall Investment Management, Inc.$448,356$290,534,550$290,534,550
12Bray Capital Advisors, LLC$1,168,195$259,339,188$259,339,188
13B&C Financial Advisors$658,009$230,961,022$230,961,022
14Arbor Wealth Management$258,824$226,212,310$226,212,310
15Ruggie Wealth Management$508,643$219,733,623$219,733,623
16Solomon Api, LP$115,143$219,577,617$219,577,617
17The Lubitz Financial Group$1,526,558$215,244,678$215,244,678
18Winning Points Advisors$392,453$208,000,000$208,000,000
19American Asset Management Inc.$397,318$198,659,000$198,659,000
20Investment Advisory Professionals LLC$1,466,165$195,000,000$195,000,000
21Disciplined Equity Management, Inc.$345,618$182,140,640$182,140,640
22Adam Financial Associates Inc$254,438$160,804,820$160,804,820
23Rutherford Asset Planning, Inc.$493,369$156,398,120$156,398,120
24Saltmarsh Financial Advisors, LLC$475,858$150,371,000$150,371,000
25Spraker Wealth Management Inc$411,221$148,450,941$148,450,941
26Macke Financial Advisory Group$203,271$142,492,645$142,492,645
27Northstar Financial Planners, Inc.$195,277$137,865,669$137,865,669
28Treasure Coast Financial Planning, Inc.$250,690$135,873,716$135,873,716
29Riverplace Capital Management Inc$512,392$132,709,651$132,709,651
30Financial Management Concepts$229,459$126,202,465$126,202,465
31Core Wealth Management, Inc.$245,358$126,113,809$126,113,809
32Millares Asset Management, LLC$881,391$125,157,471$125,157,471
33Cathy Pareto and Associates$293,360$122,917,645$122,917,645
34Swaine & Leidel Wealth Services, LLC$157,223$120,589,809$120,589,809
35Affiliated Private Investors Llc$182,213$113,336,704$113,336,704
36Fiduciary Wealth Advisors, LLC$2,516,869$108,225,367$108,225,367
37Slatestone Wealth LLC$467,977$517,940,700$110,370$518,051,070
38Core Wealth Advisors, Inc.$427,234$208,797,607$119,574$208,917,181
39Tillman Hartley LLC$1,923,041$422,929,000$140,000$423,069,000
40Life Planning Partners, Inc.$325,648$179,305,827$451,706$179,757,533
41Rivertree Advisors$586,937$138,495,253$608,805$139,104,058
42Paragon Wealth Strategies, LLC.$284,946$270,729,549$824,332$271,553,881
43Total Wealth Planning And Management, Inc.$166,244$115,664,426$1,537,518$117,201,944
44Dorman Financial Management, P.A.$160,856$131,326,417$1,540,893$132,867,310
45Evensky & Katz/Foldes Financial Wealth Management$407,567$1,738,917,483$2,617,256$1,741,534,739
46Allgen Financial Advisors, Inc.$163,478$185,000,000$3,000,000$188,000,000
47Client 1St Advisory Group$308,463$168,719,720$3,094,000$171,813,720
48Firestone Capital Management Inc$424,460$444,650,000$3,580,000$448,230,000
49Integra Capital Advisors$757,417$199,400,649$3,586,989$202,987,638
50Moisand Fitzgerald Tamayo$257,040$539,789,104$3,592,542$543,381,646
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Showing 1 to 50 of 89 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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