RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1W.E. Family Offices, LLC$118,612,102$10,200,640,735$10,200,640,735
2CV Advisors LLC$6,815,634$642,536,163$7,018,236,944$7,660,773,107
3American Financial Advisors Inc$439,769$635,027,053$635,027,053
4Fitzroy Investment Advisors LLC$10,691,404$513,187,389$513,187,389
5Tim Looney Investments, LLC$279,169$288,102,838$288,102,838
6ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
7MNS Financial Management, L.L.C.$352,616$49,950,941$245,893,962$295,844,903
8Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
9BALDWIN & ASSOCIATES$280,842$154,744,210$154,744,210
10Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
11WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
12Landsberg, Bennett, & Dubbaneh LLC$381,480$760,022,048$117,381,359$877,403,407
13Lawrence Financial Planning, LLC$1,519,693$8,093,794$102,843,818$110,937,612
14Bayshore Capital Advisors, LLC$7,413,866$209,091,916$102,290,470$311,382,386
15Fiduciary Wealth Advisors, LLC$3,559,422$157,000,423$81,480,837$238,481,260
16Sound Income Strategies, LLC$110,727$1,246,649,590$63,696,500$1,310,346,090
17Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
18Belleair Asset Management, LLC$616,908$121,890,769$57,012,611$178,903,380
19The High Net Worth Advisory Group, LLC$674,505$347,165,542$56,188,699$403,354,241
20River Capital Advisors, Lc$469,193$175,300,052$55,073,616$230,373,668
21Successful Portfolios LLC$326,835$214,628,354$53,049,800$267,678,154
22Noesis Capital Management Corp$660,370$501,745,999$49,002,932$550,748,931
23FORTRESS WEALTH GROUP, LLC$370,000$145,000,000$40,000,000$185,000,000
24Seabridge Wealth Management, LLC$8,683,096$528,812,374$35,588,874$564,401,248
25Mariaca Wealth Management, LLC$353,209$166,610,735$34,718,600$201,329,335
26Alhambra Investment Partners LLC$539,676$169,945,147$32,433,307$202,378,454
27Matthias Private Wealth, LLC$395,091$113,003,893$28,833,854$141,837,747
28Grand Central Investment Group, LLC$327,513$118,137,928$27,277,802$145,415,730
29Holifield Financial Advisory Services, Inc$281,860$104,100,000$26,683,000$130,783,000
30Vesta Wealth Management, LLC$490,528$131,573,787$26,376,212$157,949,999
31Armada Advisors, Inc.$173,489$99,487,028$25,078,034$124,565,062
32Antonetti Capital Management, LLC$442,318$124,066,808$22,340,344$146,407,152
33Element Pointe Advisors, LLC$2,286,280$549,425,050$22,144,881$571,569,931
34Tobias Financial Advisors, Inc.$378,319$493,000,000$20,000,000$513,000,000
35Paragon Wealth Strategies, LLC.$370,009$450,141,526$17,550,345$467,691,871
36King Wealth Management Group, LLC$407,953$604,325,100$16,171,640$620,496,740
37Orca Wealth Management, LLC$321,646$115,970,487$15,582,589$131,553,076
38Global Trust Asset Management, LLC$518,929$324,658,341$15,240,362$339,898,703
39G & O Financial Services, Inc.$1,430,591$142,852,972$14,512,056$157,365,028
40Naples Money Management LLC$848,362$133,909,619$12,008,563$145,918,182
41Castle Wealth Management LLC$516,545$380,901,426$11,155,909$392,057,335
42Firstrust LLC$1,273,381$166,000,000$11,000,000$177,000,000
43Blackston'S Financial Advisory Group, LLC$115,623$156,555,831$10,865,691$167,421,522
44Macke Financial Advisory Group, Inc.$292,351$125,216,369$10,141,963$135,358,332
45Brightwater Advisory, LLC$341,845$186,202,729$8,306,979$194,509,708
46ARS Wealth Advisors, LLC$445,219$696,081,081$8,255,451$704,336,532
47Moisand Fitzgerald Tamayo, LLC$290,710$735,319,371$7,445,057$742,764,428
48The Ullmann Financial Group, Inc.$717,032$575,098,518$7,131,266$582,229,784
49Bauerle Financial, Inc$199,129$95,761,933$6,988,778$102,750,711
50Kairos Private Wealth, Inc.$208,531$99,666,710$6,892,413$106,559,123
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.