RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WE FAMILY OFFICES$111,832,256$8,834,748,220$8,834,748,220
2CV ADVISORS LLC$7,354,756$586,067,427$6,224,436,405$6,810,503,832
3AMERICAN FINANCIAL ADVISORS INC$345,506$558,682,841$558,682,841
4FITZROY INVESTMENT ADVISORS LLC$11,959,212$442,490,860$442,490,860
5TIM LOONEY INVESTMENTS, LLC$277,073$266,267,278$266,267,278
6ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
7MARQUIS WEALTH MANAGEMENT GROUP$316,215$46,911,521$216,179,632$263,091,153
8LANDSBERG BENNETT PRIVATE WEALTH MANAGEMENT$335,781$530,092,987$184,113,933$714,206,920
9CARPENTER, CLAYDON ADVISORS, INC.$646,464$3,924,919$160,276,949$164,201,868
10BALDWIN & ASSOCIATES$280,842$154,744,210$154,744,210
11WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
12SOUND INCOME STRATEGIES, LLC$121,956$1,107,534,019$65,071,075$1,172,605,094
13BELLEAIR ASSET MANAGEMENT, LLC$495,991$85,869,424$55,983,932$141,853,356
14NOESIS CAPITAL MANAGEMENT CORP$623,962$472,821,392$48,811,047$521,632,439
15CASTLE WEALTH MANAGEMENT$527,653$310,276,479$44,834,019$355,110,498
16SUCCESSFUL PORTFOLIOS LLC$291,472$186,323,162$42,190,558$228,513,720
17FORTRESS WEALTH GROUP, LLC$370,000$145,000,000$40,000,000$185,000,000
18AVIANCE CAPITAL PARTNERS LLC$1,054,623$565,003,592$29,803,554$594,807,146
19MATTHIAS PRIVATE WEALTH, LLC$344,866$98,756,240$28,499,216$127,255,456
20MARIACA WEALTH MANAGEMENT, LLC$321,218$138,527,516$27,863,479$166,390,995
21ALHAMBRA INVESTMENT MANAGEMENT LLC$519,429$147,278,841$27,768,596$175,047,437
22GRAND CENTRAL INVESTMENT GROUP, LLC$309,589$111,226,026$25,921,765$137,147,791
23HOLIFIELD FINANCIAL ADVISORY SERVICES/PROSPER FINANCIAL ADVISERS$226,966$96,800,000$24,400,000$121,200,000
24VESTA WEALTH MANAGEMENT, LLC$437,500$113,444,867$23,930,129$137,374,996
25ANTONETTI CAPITAL MANAGEMENT, LLC$432,551$108,785,760$22,277,132$131,062,892
26ELEMENT POINTE ADVISORS$2,459,618$385,625,928$20,211,122$405,837,050
27TOBIAS FINANCIAL ADVISORS$366,212$410,400,000$18,800,000$429,200,000
28G & O FINANCIAL SERVICES, INC.$1,296,163$134,517,857$14,540,917$149,058,774
29GLOBAL TRUST$466,515$319,349,235$13,742,260$333,091,495
30SLATESTONE WEALTH LLC$575,380$1,028,033,310$12,828,307$1,040,861,617
31PARAGON WEALTH STRATEGIES, LLC.$312,990$308,912,787$11,902,436$320,815,223
32DOYLE WEALTH MANAGEMENT, INC.$510,559$1,076,447,308$11,554,447$1,088,001,755
33ARS WEALTH ADVISORS$417,709$627,044,500$10,379,918$637,424,418
34SWM ADVISORS$8,644,261$405,645,440$9,279,090$414,924,530
35FIRSTRUST$1,307,692$162,000,000$8,000,000$170,000,000
36FINANCIAL HARVEST WEALTH ADVISORS$278,275$166,396,067$7,525,799$173,921,866
37MACKE FINANCIAL ADVISORY GROUP$251,139$121,617,396$6,714,567$128,331,963
38NAPLES MONEY MANAGEMENT LLC$285,822$119,929,603$6,689,613$126,619,216
39PFG PRIVATE WEALTH MANAGEMENT, LLC$198,221$163,607,845$5,672,772$169,280,617
40BRIGHTWATER ADVISORY, LLC$304,202$178,382,390$5,659,645$184,042,035
41BAUERLE FINANCIAL, INC$192,608$99,005,969$5,194,759$104,200,728
42B&C FINANCIAL ADVISORS$369,427$365,048,009$5,118,314$370,166,323
43FIRESTONE CAPITAL MANAGEMENT INC$500,737$539,100,000$4,700,000$543,800,000
44CAMARDA WEALTH ADVISORY GROUP$204,635$239,587,275$4,542,161$244,129,436
45BLUEKEY WEALTH ADVISORS, LLC$294,969$105,900,627$4,122,847$110,023,474
46DAKOTA WEALTH, LLC$497,262$1,138,772,443$3,935,548$1,142,707,991
47BLACKSTON FINANCIAL ADVISORY GROUP, LLC$102,454$137,139,177$3,530,712$140,669,889
48CLIENT 1ST ADVISORY GROUP$300,733$179,375,943$3,470,000$182,845,943
49TCWP LLC$337,537$107,716,759$2,995,537$110,712,296
50SOLOMON API, LP$85,397$159,739,459$2,684,743$162,424,202
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Showing 1 to 50 of 107 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.