RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SEA HUNTER CAPITAL$1,425,384$102,627,642$102,627,642
2BAUERLE FINANCIAL, INC$192,608$99,005,969$5,194,759$104,200,728
3FORZA WEALTH MANAGEMENT$532,711$106,893,829$1,779,189$108,673,018
4DAVIS CAPITAL MANAGEMENT$920,168$109,200,000$300,000$109,500,000
5BLUEKEY WEALTH ADVISORS, LLC$294,969$105,900,627$4,122,847$110,023,474
6TCWP LLC$337,537$107,716,759$2,995,537$110,712,296
7HOLIFIELD FINANCIAL ADVISORY SERVICES/PROSPER FINANCIAL ADVISERS$226,966$96,800,000$24,400,000$121,200,000
8NAPLES MONEY MANAGEMENT LLC$285,822$119,929,603$6,689,613$126,619,216
9UTOPIA WEALTH MANAGEMENT, LLC$3,174,440$126,977,616$126,977,616
10MATTHIAS PRIVATE WEALTH, LLC$344,866$98,756,240$28,499,216$127,255,456
11TOTAL WEALTH PLANNING AND MANAGEMENT, INC.$191,971$125,626,874$1,841,798$127,468,672
12MACKE FINANCIAL ADVISORY GROUP$251,139$121,617,396$6,714,567$128,331,963
13ANTONETTI CAPITAL MANAGEMENT, LLC$432,551$108,785,760$22,277,132$131,062,892
14GRAND CENTRAL INVESTMENT GROUP, LLC$309,589$111,226,026$25,921,765$137,147,791
15VESTA WEALTH MANAGEMENT, LLC$437,500$113,444,867$23,930,129$137,374,996
16RUTHERFORD ASSET PLANNING, INC.$495,405$139,704,164$139,704,164
17BLACKSTON FINANCIAL ADVISORY GROUP, LLC$102,454$137,139,177$3,530,712$140,669,889
18BELLEAIR ASSET MANAGEMENT, LLC$495,991$85,869,424$55,983,932$141,853,356
19FINANCIAL MANAGEMENT CONCEPTS$251,486$145,610,229$145,610,229
20CATHY PARETO AND ASSOCIATES$352,245$147,238,615$147,238,615
21DORMAN FINANCIAL MANAGEMENT, P.A.$162,154$148,120,546$898,636$149,019,182
22G & O FINANCIAL SERVICES, INC.$1,296,163$134,517,857$14,540,917$149,058,774
23CHRONOS WEALTH MANAGEMENT, L.L.C.$285,613$149,946,691$149,946,691
24TREASURE COAST FINANCIAL PLANNING, INC.$276,643$152,153,625$152,153,625
25BALDWIN & ASSOCIATES$280,842$154,744,210$154,744,210
26RIVERPLACE CAPITAL MANAGEMENT INC$645,107$154,825,783$154,825,783
27ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
28FIDUCIARY WEALTH ADVISORS, LLC$2,287,425$157,832,355$157,832,355
29RIVERTREE ADVISORS, LLC$615,987$157,247,277$1,677,477$158,924,754
30SWAINE & LEIDEL WEALTH SERVICES, LLC$171,240$160,794,705$160,794,705
31SOLOMON API, LP$85,397$159,739,459$2,684,743$162,424,202
32MILLARES ASSET MANAGEMENT, LLC$977,695$163,275,141$163,275,141
33CARPENTER, CLAYDON ADVISORS, INC.$646,464$3,924,919$160,276,949$164,201,868
34MARIACA WEALTH MANAGEMENT, LLC$321,218$138,527,516$27,863,479$166,390,995
35CORE WEALTH MANAGEMENT, INC.$313,521$167,106,487$167,106,487
36RM PRIVATE WEALTH MANAGEMENT INC.$1,066,242$167,400,000$167,400,000
37PFG PRIVATE WEALTH MANAGEMENT, LLC$198,221$163,607,845$5,672,772$169,280,617
38FIRSTRUST$1,307,692$162,000,000$8,000,000$170,000,000
39SPRAKER WEALTH MANAGEMENT INC$484,788$171,615,039$171,615,039
40FINANCIAL HARVEST WEALTH ADVISORS$278,275$166,396,067$7,525,799$173,921,866
41ALHAMBRA INVESTMENT MANAGEMENT LLC$519,429$147,278,841$27,768,596$175,047,437
42NORTHSTAR FINANCIAL PLANNERS, INC.$646,919$175,314,992$175,314,992
43CLIENT 1ST ADVISORY GROUP$300,733$179,375,943$3,470,000$182,845,943
44BRIGHTWATER ADVISORY, LLC$304,202$178,382,390$5,659,645$184,042,035
45FORTRESS WEALTH GROUP, LLC$370,000$145,000,000$40,000,000$185,000,000
46BANYAN GLOBAL INVESTMENT ADVISORS, LLC$1,475,913$208,103,708$208,103,708
47SALTMARSH FINANCIAL ADVISORS, L.L.C.$525,606$211,293,758$211,293,758
48THE LUBITZ FINANCIAL GROUP$329,660$215,267,835$215,267,835
49LIFE PLANNING PARTNERS, INC.$351,531$216,287,082$607,540$216,894,622
50CHIRON CAPITAL MANAGEMENT, LLC$239,444$223,836,733$282,949$224,119,682
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Showing 1 to 50 of 107 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.