RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WE Family Offices$109,455,964$8,537,565,208$8,537,565,208
2Finaccess Advisors, Llc$30,396,693$4,711,487,444$4,711,487,444
3Global Financial Private Capital, Inc.$116,110$2,287,938,176$2,287,938,176
4Water Oak Advisors, Llc$1,111,937$2,101,164,206$144,948,809$2,246,113,015
5Resource Consulting Group$889,343$2,030,370,126$2,030,370,126
6Yale Capital Corp.$18,042,448$1,912,499,533$1,912,499,533
7Heritage Investment Group, Inc.$752,287$1,354,868,446$1,354,868,446
8Sound Income Strategies, Llc$121,956$1,107,534,019$65,071,075$1,172,605,094
9Dakota Wealth, Llc$497,262$1,138,772,443$3,935,548$1,142,707,991
10Slatestone Wealth Llc$575,380$1,028,033,310$12,828,307$1,040,861,617
11J. L. Bainbridge & Co., Inc.$441,076$812,903,745$812,903,745
12Mmbg Investment Advisors Co.$14,587,444$787,721,993$787,721,993
13Fourthought Private Wealth$322,663$732,122,156$732,122,156
14Landsberg Bennett Private Wealth Management$335,781$530,092,987$184,113,933$714,206,920
15Affiliated Private Investors Llc$22,421,314$672,639,433$672,639,433
16Moisand Fitzgerald Tamayo, Llc$276,893$648,180,983$2,239,948$650,420,931
17Ars Wealth Advisors$417,709$627,044,500$10,379,918$637,424,418
18Aviance Capital Partners Llc$1,054,623$565,003,592$29,803,554$594,807,146
19Suncoast Equity Management, Llc$697,117$583,486,835$583,486,835
20American Financial Advisors Inc$345,506$558,682,841$558,682,841
21Firestone Capital Management Inc$500,737$539,100,000$4,700,000$543,800,000
22Noesis Capital Management Corp$623,962$472,821,392$48,811,047$521,632,439
23Blue Ocean Capital$1,080,615$514,372,567$514,372,567
24Fitzroy Investment Advisors Llc$11,959,212$442,490,860$442,490,860
25Biltmore Capital Advisors$552,155$437,859,206$437,859,206
26Tobias Financial Advisors$366,212$410,400,000$18,800,000$429,200,000
27Swm Advisors$8,644,261$405,645,440$9,279,090$414,924,530
28Intrepid Capital Management Inc$1,362,783$380,985,546$11,495,889$392,481,435
29B&C Financial Advisors$369,427$365,048,009$5,118,314$370,166,323
30Aston Capital Management$35,957,045$95,690,038$263,880,409$359,570,447
31Bray Capital Advisors, Llc$1,417,243$355,727,994$355,727,994
32Castle Wealth Management$527,653$310,276,479$44,834,019$355,110,498
33Compass Financial Group, Inc.$867,415$340,894,250$340,894,250
34Global Trust$466,515$319,349,235$13,742,260$333,091,495
35Rainey & Randall Investment Management, Inc.$490,504$322,751,407$322,751,407
36Truadvice Llc$98,512$322,007,324$521,335$322,528,659
37Paragon Wealth Strategies, Llc.$312,990$308,912,787$11,902,436$320,815,223
38Arbor Wealth Management, Llc$322,953$313,910,486$313,910,486
39Gyroscope Capital Management Group Llc$464,329$286,955,486$286,955,486
40Core Wealth Advisors, Inc.$495,117$267,237,081$125,911$267,362,992
41Winning Points Advisors, L.L.C.$535,383$267,155,930$267,155,930
42Tim Looney Investments, Llc$277,073$266,267,278$266,267,278
43Marquis Wealth Management Group$316,215$46,911,521$216,179,632$263,091,153
44Integra Capital Advisors$456,525$256,110,456$256,110,456
45American Asset Management Inc.$725,738$251,105,460$251,105,460
46Madden Advisory Services, Inc.$474,550$248,189,556$248,189,556
47Rwm Asset Management, Llc$1,615,301$240,151,211$528,571$240,679,782
48Compound Family Offices, Llc$2,188,962$238,596,854$238,596,854
49Disciplined Equity Management, Inc.$410,166$237,896,157$237,896,157
50Disciplined Equity Management, Inc.$410,166$237,896,157$237,896,157
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Showing 1 to 50 of 89 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.