RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1W.E. Family Offices, LLC$118,612,102$10,200,640,735$10,200,640,735
2CV Advisors LLC$6,815,634$642,536,163$7,018,236,944$7,660,773,107
3Evensky & Katz, LLC$523,302$2,363,426,378$2,947,473$2,366,373,851
4WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
5Resource Consulting Group Inc$886,231$2,193,422,143$2,193,422,143
6Texas Yale Capital Corp.$19,116,143$2,045,427,322$2,045,427,322
7MMBG Investment Advisors Co.$17,448,611$1,483,131,951$1,483,131,951
8Dakota Wealth, LLC$555,870$1,418,995,059$1,253,798$1,420,248,857
9Heritage Investment Group, Inc.$756,055$1,388,116,487$1,388,116,487
10Sound Income Strategies, LLC$110,727$1,246,649,590$63,696,500$1,310,346,090
11Doyle Wealth Management, LLC$558,151$1,257,514,673$1,257,514,673
12Fourthought Financial, LLC$363,624$950,514,383$950,514,383
13Allegiant Private Advisors, LLC$666,980$905,737,620$5,357,469$911,095,089
14Landsberg, Bennett, & Dubbaneh LLC$381,480$760,022,048$117,381,359$877,403,407
15Suncoast Equity Management, LLC$802,038$850,160,087$850,160,087
16Slatestone Wealth LLC$750,165$838,867,989$6,567,414$845,435,403
17PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
18Destiny Wealth Partners, LLC$338,325$780,801,015$4,450,934$785,251,949
19J. L. Bainbridge & Co., Inc.$454,366$783,326,590$783,326,590
20Moisand Fitzgerald Tamayo, LLC$290,710$735,319,371$7,445,057$742,764,428
21ARS Wealth Advisors, LLC$445,219$696,081,081$8,255,451$704,336,532
22AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
23American Financial Advisors Inc$439,769$635,027,053$635,027,053
24King Wealth Management Group, LLC$407,953$604,325,100$16,171,640$620,496,740
25The Ullmann Financial Group, Inc.$717,032$575,098,518$7,131,266$582,229,784
26Element Pointe Advisors, LLC$2,286,280$549,425,050$22,144,881$571,569,931
27Firestone Capital Management Inc$511,241$564,200,000$4,300,000$568,500,000
28Seabridge Wealth Management, LLC$8,683,096$528,812,374$35,588,874$564,401,248
29Aviance Capital Partners LLC$914,569$557,497,035$390,028$557,887,063
30Noesis Capital Management Corp$660,370$501,745,999$49,002,932$550,748,931
31Biltmore Capital Advisors, LLC$551,422$519,439,416$519,439,416
32Fitzroy Investment Advisors LLC$10,691,404$513,187,389$513,187,389
33Tobias Financial Advisors, Inc.$378,319$493,000,000$20,000,000$513,000,000
34Truadvice LLC$143,725$484,782,934$4,600,122$489,383,056
35CPA Asset Management Group, LLC$1,054,317$484,985,803$484,985,803
36Paragon Wealth Strategies, LLC.$370,009$450,141,526$17,550,345$467,691,871
37Bray Capital Advisors, LLC$1,786,554$428,773,055$428,773,055
38Butensky & Cohen Financial Security Inc$391,638$406,999,181$6,179,430$413,178,611
39The High Net Worth Advisory Group, LLC$674,505$347,165,542$56,188,699$403,354,241
40Castle Wealth Management LLC$516,545$380,901,426$11,155,909$392,057,335
41Rainey & Randall Investment Management, Inc.$555,963$371,383,167$371,383,167
42Arbor Wealth Management, LLC$361,867$360,057,566$360,057,566
43ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
44Compass Financial Group, Inc.$870,077$357,601,500$357,601,500
45Global Trust Asset Management, LLC$518,929$324,658,341$15,240,362$339,898,703
46Core Wealth Advisors, Inc.$561,977$324,690,088$132,585$324,822,673
47Breiter Capital Management Inc$590,842$314,327,980$314,327,980
48Bayshore Capital Advisors, LLC$7,413,866$209,091,916$102,290,470$311,382,386
49Compound Family Offices, LLC$1,822,074$302,464,256$302,464,256
50MNS Financial Management, L.L.C.$352,616$49,950,941$245,893,962$295,844,903
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Showing 1 to 50 of 128 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.