RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | WE Family Offices | $101,406,847 | — | $7,402,699,857 | $7,402,699,857 |
| 2 | CV Advisors LLC | $8,792,516 | $510,355,224 | $4,554,133,977 | $5,064,489,201 |
| 3 | Finaccess Advisors | $31,711,405 | — | $4,185,905,500 | $4,185,905,500 |
| 4 | Global Financial Private Capital, LLC | $96,407 | $3,555,568,110 | — | $3,555,568,110 |
| 5 | Water Oak Advisors, LLC | $1,007,750 | $1,824,189,958 | $149,991,730 | $1,974,181,688 |
| 6 | Resource Consulting Group | $802,140 | $1,756,686,019 | — | $1,756,686,019 |
| 7 | Evensky & Katz/Foldes Financial Wealth Management | $407,567 | $1,738,917,483 | $2,617,256 | $1,741,534,739 |
| 8 | Yale Capital Corp. | $16,163,538 | $1,713,334,981 | — | $1,713,334,981 |
| 9 | Heritage Investment Group, Inc. | $687,671 | $1,137,408,541 | — | $1,137,408,541 |
| 10 | Steinberg Global Asset Management Ltd. | $709,513 | $919,199,000 | $125,204,000 | $1,044,403,000 |
| 11 | Moisand Fitzgerald Tamayo, Llc | $1,551,427 | $890,371,050 | $28,073,698 | $918,444,748 |
| 12 | Doyle Wealth Management, Inc. | $427,513 | $843,731,100 | $9,584,100 | $853,315,200 |
| 13 | Dakota Wealth, LLC | $1,128,197 | $680,302,961 | — | $680,302,961 |
| 14 | Affiliated Private Investors | $4,549,204 | $600,494,951 | — | $600,494,951 |
| 15 | Landsberg Bennett Private Wealth Management | $313,876 | $398,774,982 | $158,040,342 | $556,815,324 |
| 16 | Moisand Fitzgerald Tamayo | $257,040 | $539,789,104 | $3,592,542 | $543,381,646 |
| 17 | Slatestone Wealth LLC | $467,977 | $517,940,700 | $110,370 | $518,051,070 |
| 18 | ARS Wealth Advisors | $383,175 | $495,353,279 | $7,756,000 | $503,109,279 |
| 19 | Intrepid Capital Management Inc | $1,683,499 | $489,234,224 | $12,448,438 | $501,682,662 |
| 20 | Noesis Capital Management Corp | $581,059 | $425,245,523 | $70,397,949 | $495,643,472 |
| 21 | Aviance Capital Partners LLC | $897,662 | $464,638,267 | $18,304,003 | $482,942,270 |
| 22 | American Financial Advisors Inc | $330,966 | — | $464,345,477 | $464,345,477 |
| 23 | Firestone Capital Management Inc | $424,460 | $444,650,000 | $3,580,000 | $448,230,000 |
| 24 | Blue Ocean Capital | $877,232 | $443,001,929 | — | $443,001,929 |
| 25 | Tillman Hartley LLC | $1,923,041 | $422,929,000 | $140,000 | $423,069,000 |
| 26 | Scot McCormick | $10,716,733 | $417,952,594 | — | $417,952,594 |
| 27 | Fitzroy Investment Advisors LLC | $15,728,200 | — | $393,204,990 | $393,204,990 |
| 28 | Biltmore Capital Advisors | $478,114 | $354,420,589 | $10,858,736 | $365,279,325 |
| 29 | Tobias Financial Advisors | $326,383 | $313,500,000 | $16,800,000 | $330,300,000 |
| 30 | SWM Advisors | $7,530,683 | $307,342,097 | $16,477,279 | $323,819,376 |
| 31 | Castle Wealth Management | $415,666 | $273,543,250 | $34,465,596 | $308,008,846 |
| 32 | Compass Financial Group, Inc. | $773,467 | $302,425,750 | — | $302,425,750 |
| 33 | Madden Advisory Services, Inc. | $369,956 | $291,525,085 | — | $291,525,085 |
| 34 | Rainey & Randall Investment Management, Inc. | $448,356 | $290,534,550 | — | $290,534,550 |
| 35 | B&C Financial | $290,623 | $276,078,575 | $5,244,755 | $281,323,330 |
| 36 | Paragon Wealth Strategies, LLC. | $284,946 | $270,729,549 | $824,332 | $271,553,881 |
| 37 | Bray Capital Advisors, LLC | $1,168,195 | $259,339,188 | — | $259,339,188 |
| 38 | Global Trust | $370,579 | $242,448,340 | $15,474,949 | $257,923,289 |
| 39 | Aston Capital Management | $49,965,690 | $21,526,820 | $228,301,630 | $249,828,450 |
| 40 | B&C Financial Advisors | $658,009 | $230,961,022 | — | $230,961,022 |
| 41 | Arbor Wealth Management | $258,824 | $226,212,310 | — | $226,212,310 |
| 42 | Emerald Asset Advisors LLC | $410,937 | $192,521,235 | $32,261,479 | $224,782,714 |
| 43 | Inlet Private Wealth, LLC | $2,921,893 | $176,161,302 | $45,902,533 | $222,063,835 |
| 44 | Tim Looney Investments | $240,984 | — | $221,223,177 | $221,223,177 |
| 45 | Ruggie Wealth Management | $508,643 | $219,733,623 | — | $219,733,623 |
| 46 | Solomon Api, LP | $115,143 | $219,577,617 | — | $219,577,617 |
| 47 | The Lubitz Financial Group | $1,526,558 | $215,244,678 | — | $215,244,678 |
| 48 | Truadvice LLC | $90,226 | $210,865,765 | $4,324,028 | $215,189,793 |
| 49 | Core Wealth Advisors, Inc. | $427,234 | $208,797,607 | $119,574 | $208,917,181 |
| 50 | Winning Points Advisors | $392,453 | $208,000,000 | — | $208,000,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
