RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1W.E. Family Offices, LLC$118,612,102$10,200,640,735$10,200,640,735
2ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
3AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
4Texas Yale Capital Corp.$19,116,143$2,045,427,322$2,045,427,322
5MMBG Investment Advisors Co.$17,448,611$1,483,131,951$1,483,131,951
6Fitzroy Investment Advisors LLC$10,691,404$513,187,389$513,187,389
7Seabridge Wealth Management, LLC$8,683,096$528,812,374$35,588,874$564,401,248
8Bayshore Capital Advisors, LLC$7,413,866$209,091,916$102,290,470$311,382,386
9CV Advisors LLC$6,815,634$642,536,163$7,018,236,944$7,660,773,107
10Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
11Fiduciary Wealth Advisors, LLC$3,559,422$157,000,423$81,480,837$238,481,260
12Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
13PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
14Utopia Wealth Management, LLC$2,306,575$152,233,921$152,233,921
15Element Pointe Advisors, LLC$2,286,280$549,425,050$22,144,881$571,569,931
16Compound Family Offices, LLC$1,822,074$302,464,256$302,464,256
17Bray Capital Advisors, LLC$1,786,554$428,773,055$428,773,055
18Lawrence Financial Planning, LLC$1,519,693$8,093,794$102,843,818$110,937,612
19Spectra Investment Management, LLC$1,452,239$112,983,080$3,196,046$116,179,126
20G & O Financial Services, Inc.$1,430,591$142,852,972$14,512,056$157,365,028
21Sea Hunter Capital LLC$1,409,919$107,153,851$107,153,851
22The Tenret Company, LLC$1,347,810$121,302,898$121,302,898
23Firstrust LLC$1,273,381$166,000,000$11,000,000$177,000,000
24RM Private Wealth Management Inc.$1,141,176$194,000,000$194,000,000
25WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
26CPA Asset Management Group, LLC$1,054,317$484,985,803$484,985,803
27Millares Asset Management, LLC$1,045,251$176,647,383$176,647,383
28Banyan Global Investment Advisors, LLC$1,021,225$180,756,785$180,756,785
29Aviance Capital Partners LLC$914,569$557,497,035$390,028$557,887,063
30Resource Consulting Group Inc$886,231$2,193,422,143$2,193,422,143
31Compass Financial Group, Inc.$870,077$357,601,500$357,601,500
32Naples Money Management LLC$848,362$133,909,619$12,008,563$145,918,182
33Suncoast Equity Management, LLC$802,038$850,160,087$850,160,087
34Heritage Investment Group, Inc.$756,055$1,388,116,487$1,388,116,487
35Slatestone Wealth LLC$750,165$838,867,989$6,567,414$845,435,403
36The Ullmann Financial Group, Inc.$717,032$575,098,518$7,131,266$582,229,784
37The High Net Worth Advisory Group, LLC$674,505$347,165,542$56,188,699$403,354,241
38Allegiant Private Advisors, LLC$666,980$905,737,620$5,357,469$911,095,089
39Noesis Capital Management Corp$660,370$501,745,999$49,002,932$550,748,931
40Belleair Asset Management, LLC$616,908$121,890,769$57,012,611$178,903,380
41Sky Alpha Asset Advisors LLC$614,845$247,167,637$247,167,637
42Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
43Riverplace Capital Management Inc$593,708$163,863,446$163,863,446
44Breiter Capital Management Inc$590,842$314,327,980$314,327,980
45Investment Advisory Professionals LLC$574,572$235,000,000$235,000,000
46Rutherford Asset Planning, Inc.$567,429$173,065,840$173,065,840
47Core Wealth Advisors, Inc.$561,977$324,690,088$132,585$324,822,673
48Forza Wealth Management, LLC$559,084$113,830,753$1,899,714$115,730,467
49Doyle Wealth Management, LLC$558,151$1,257,514,673$1,257,514,673
50Rivertree Advisors, LLC$557,310$158,917,261$2,702,748$161,620,009
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Showing 1 to 50 of 128 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.