RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | We Family Offices | $101,406,847 | — | $7,402,699,857 | $7,402,699,857 |
| 2 | Aston Capital Management | $49,965,690 | $21,526,820 | $228,301,630 | $249,828,450 |
| 3 | Third Lake Partners, Llc | $31,792,822 | $61,421,286 | $65,750,000 | $127,171,286 |
| 4 | Finaccess Advisors | $31,711,405 | — | $4,185,905,500 | $4,185,905,500 |
| 5 | Yale Capital Corp. | $16,163,538 | $1,713,334,981 | — | $1,713,334,981 |
| 6 | Fitzroy Investment Advisors Llc | $15,728,200 | — | $393,204,990 | $393,204,990 |
| 7 | Cv Advisors Llc | $8,885,262 | $569,328,698 | $5,490,419,917 | $6,059,748,615 |
| 8 | Swm Advisors | $7,530,683 | $307,342,097 | $16,477,279 | $323,819,376 |
| 9 | Bayshore Capital Advisors, Llc | $6,512,834 | $247,487,687 | — | $247,487,687 |
| 10 | Affiliated Private Investors Llc | $4,549,204 | $600,494,951 | — | $600,494,951 |
| 11 | Utopia Wealth Management, Llc | $4,255,801 | $110,650,824 | — | $110,650,824 |
| 12 | Compound Family Offices, Llc | $4,006,554 | $180,294,933 | — | $180,294,933 |
| 13 | Inlet Private Wealth, Llc | $2,921,893 | $176,161,302 | $45,902,533 | $222,063,835 |
| 14 | Element Pointe Advisors | $2,673,840 | $358,294,521 | — | $358,294,521 |
| 15 | Fiduciary Wealth Advisors, Llc | $2,516,869 | $108,225,367 | — | $108,225,367 |
| 16 | Luma Capital | $2,150,030 | $55,801,645 | $62,449,997 | $118,251,642 |
| 17 | G & O Financial Services, Inc. | $1,875,500 | $132,149,459 | $12,264,073 | $144,413,532 |
| 18 | Intrepid Capital Management Inc | $1,683,499 | $489,234,224 | $12,448,438 | $501,682,662 |
| 19 | The Lubitz Financial Group | $1,526,558 | $215,244,678 | — | $215,244,678 |
| 20 | Investment Advisory Professionals Llc | $1,466,165 | $195,000,000 | — | $195,000,000 |
| 21 | Spectra Investment Management, Llc | $1,380,737 | $95,572,322 | $6,602,202 | $102,174,524 |
| 22 | Firstrust | $1,224,409 | $148,500,000 | $7,000,000 | $155,500,000 |
| 23 | Bray Capital Advisors, Llc | $1,168,195 | $259,339,188 | — | $259,339,188 |
| 24 | Dakota Wealth, Llc | $1,161,099 | $1,002,028,803 | — | $1,002,028,803 |
| 25 | Water Oak Advisors, Llc | $1,007,750 | $1,824,189,958 | $149,991,730 | $1,974,181,688 |
| 26 | Paragon Wealth Strategies, Llc. | $992,875 | $283,198,525 | $10,692,432 | $293,890,957 |
| 27 | Aviance Capital Partners Llc | $897,662 | $464,638,267 | $18,304,003 | $482,942,270 |
| 28 | Millares Asset Management, Llc | $881,391 | $125,157,471 | — | $125,157,471 |
| 29 | Blue Ocean Capital | $877,232 | $443,001,929 | — | $443,001,929 |
| 30 | Resource Consulting Group | $802,140 | $1,756,686,019 | — | $1,756,686,019 |
| 31 | Compass Financial Group, Inc. | $773,467 | $302,425,750 | — | $302,425,750 |
| 32 | Integra Capital Advisors | $757,417 | $199,400,649 | $3,586,989 | $202,987,638 |
| 33 | Sky Alpha Asset Advisors Llc | $746,131 | $228,315,995 | — | $228,315,995 |
| 34 | Heritage Investment Group, Inc. | $687,671 | $1,137,408,541 | — | $1,137,408,541 |
| 35 | Rivertree Advisors, Llc | $586,937 | $138,495,253 | $608,805 | $139,104,058 |
| 36 | Noesis Capital Management Corp | $581,059 | $425,245,523 | $70,397,949 | $495,643,472 |
| 37 | Winning Points Advisors, L.L.C. | $535,383 | $267,155,930 | — | $267,155,930 |
| 38 | Riverplace Capital Management Inc | $512,392 | $132,709,651 | — | $132,709,651 |
| 39 | Ruggie Wealth Management | $508,643 | $219,733,623 | — | $219,733,623 |
| 40 | Rutherford Asset Planning, Inc. | $493,369 | $156,398,120 | — | $156,398,120 |
| 41 | Carpenter, Claydon Advisors, Inc. | $490,976 | $3,121,186 | $147,608,582 | $150,729,768 |
| 42 | Biltmore Capital Advisors | $478,114 | $354,420,589 | $10,858,736 | $365,279,325 |
| 43 | Saltmarsh Financial Advisors, L.L.C. | $475,858 | $150,371,000 | — | $150,371,000 |
| 44 | Slatestone Wealth Llc | $467,977 | $517,940,700 | $110,370 | $518,051,070 |
| 45 | Belleair Asset Management, Llc | $460,973 | $69,760,931 | $49,631,171 | $119,392,102 |
| 46 | Rainey & Randall Investment Management, Inc. | $448,356 | $290,534,550 | — | $290,534,550 |
| 47 | Alhambra Investment Management Llc | $446,190 | $123,471,673 | $30,910,026 | $154,381,699 |
| 48 | Doyle Wealth Management, Inc. | $427,513 | $843,731,100 | $9,584,100 | $853,315,200 |
| 49 | Core Wealth Advisors, Inc. | $427,234 | $208,797,607 | $119,574 | $208,917,181 |
| 50 | Firestone Capital Management Inc | $424,460 | $444,650,000 | $3,580,000 | $448,230,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
