RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | WE FAMILY OFFICES | $111,832,256 | — | $8,834,748,220 | $8,834,748,220 |
| 2 | ASTON CAPITAL MANAGEMENT | $35,957,045 | $95,690,038 | $263,880,409 | $359,570,447 |
| 3 | AFFILIATED PRIVATE INVESTORS LLC | $22,421,314 | $672,639,433 | — | $672,639,433 |
| 4 | YALE CAPITAL CORP. | $18,042,448 | $1,912,499,533 | — | $1,912,499,533 |
| 5 | MMBG INVESTMENT ADVISORS CO. | $14,587,444 | $787,721,993 | — | $787,721,993 |
| 6 | FITZROY INVESTMENT ADVISORS LLC | $11,959,212 | — | $442,490,860 | $442,490,860 |
| 7 | SWM ADVISORS | $8,644,261 | $405,645,440 | $9,279,090 | $414,924,530 |
| 8 | CV ADVISORS LLC | $7,354,756 | $586,067,427 | $6,224,436,405 | $6,810,503,832 |
| 9 | BAYSHORE CAPITAL ADVISORS, LLC | $5,402,899 | $280,950,730 | — | $280,950,730 |
| 10 | UTOPIA WEALTH MANAGEMENT, LLC | $3,174,440 | $126,977,616 | — | $126,977,616 |
| 11 | ELEMENT POINTE ADVISORS | $2,459,618 | $385,625,928 | $20,211,122 | $405,837,050 |
| 12 | PRIVATE CAPITAL MANAGEMENT | $2,353,596 | $793,161,990 | — | $793,161,990 |
| 13 | FIDUCIARY WEALTH ADVISORS, LLC | $2,287,425 | $157,832,355 | — | $157,832,355 |
| 14 | COMPOUND FAMILY OFFICES, LLC | $2,188,962 | $238,596,854 | — | $238,596,854 |
| 15 | SKY ALPHA ASSET ADVISORS LLC | $1,867,790 | $276,432,886 | — | $276,432,886 |
| 16 | RWM ASSET MANAGEMENT, LLC | $1,615,301 | $240,151,211 | $528,571 | $240,679,782 |
| 17 | INVESTMENT ADVISORY PROFESSIONALS LLC | $1,602,143 | $224,300,000 | — | $224,300,000 |
| 18 | BANYAN GLOBAL INVESTMENT ADVISORS, LLC | $1,475,913 | $208,103,708 | — | $208,103,708 |
| 19 | SEA HUNTER CAPITAL | $1,425,384 | $102,627,642 | — | $102,627,642 |
| 20 | BRAY CAPITAL ADVISORS, LLC | $1,417,243 | $355,727,994 | — | $355,727,994 |
| 21 | FIRSTRUST | $1,307,692 | $162,000,000 | $8,000,000 | $170,000,000 |
| 22 | G & O FINANCIAL SERVICES, INC. | $1,296,163 | $134,517,857 | $14,540,917 | $149,058,774 |
| 23 | WATER OAK ADVISORS, LLC | $1,111,937 | $2,101,164,206 | $144,948,809 | $2,246,113,015 |
| 24 | BLUE OCEAN CAPITAL | $1,080,615 | $514,372,567 | — | $514,372,567 |
| 25 | RM PRIVATE WEALTH MANAGEMENT INC. | $1,066,242 | $167,400,000 | — | $167,400,000 |
| 26 | AVIANCE CAPITAL PARTNERS LLC | $1,054,623 | $565,003,592 | $29,803,554 | $594,807,146 |
| 27 | MILLARES ASSET MANAGEMENT, LLC | $977,695 | $163,275,141 | — | $163,275,141 |
| 28 | DAVIS CAPITAL MANAGEMENT | $920,168 | $109,200,000 | $300,000 | $109,500,000 |
| 29 | RESOURCE CONSULTING GROUP | $889,343 | $2,030,370,126 | — | $2,030,370,126 |
| 30 | COMPASS FINANCIAL GROUP, INC. | $867,415 | $340,894,250 | — | $340,894,250 |
| 31 | HERITAGE INVESTMENT GROUP, INC. | $752,287 | $1,354,868,446 | — | $1,354,868,446 |
| 32 | AMERICAN ASSET MANAGEMENT INC. | $725,738 | $251,105,460 | — | $251,105,460 |
| 33 | SUNCOAST EQUITY MANAGEMENT, LLC | $697,117 | $583,486,835 | — | $583,486,835 |
| 34 | NORTHSTAR FINANCIAL PLANNERS, INC. | $646,919 | $175,314,992 | — | $175,314,992 |
| 35 | CARPENTER, CLAYDON ADVISORS, INC. | $646,464 | $3,924,919 | $160,276,949 | $164,201,868 |
| 36 | RIVERPLACE CAPITAL MANAGEMENT INC | $645,107 | $154,825,783 | — | $154,825,783 |
| 37 | NOESIS CAPITAL MANAGEMENT CORP | $623,962 | $472,821,392 | $48,811,047 | $521,632,439 |
| 38 | RIVERTREE ADVISORS, LLC | $615,987 | $157,247,277 | $1,677,477 | $158,924,754 |
| 39 | SLATESTONE WEALTH LLC | $575,380 | $1,028,033,310 | $12,828,307 | $1,040,861,617 |
| 40 | BILTMORE CAPITAL ADVISORS | $552,155 | $437,859,206 | — | $437,859,206 |
| 41 | FORZA WEALTH MANAGEMENT | $532,711 | $106,893,829 | $1,779,189 | $108,673,018 |
| 42 | CASTLE WEALTH MANAGEMENT | $527,653 | $310,276,479 | $44,834,019 | $355,110,498 |
| 43 | SALTMARSH FINANCIAL ADVISORS, L.L.C. | $525,606 | $211,293,758 | — | $211,293,758 |
| 44 | ALHAMBRA INVESTMENT MANAGEMENT LLC | $519,429 | $147,278,841 | $27,768,596 | $175,047,437 |
| 45 | WINNING POINTS ADVISORS, L.L.C. | $512,935 | $268,778,000 | — | $268,778,000 |
| 46 | DOYLE WEALTH MANAGEMENT, INC. | $510,559 | $1,076,447,308 | $11,554,447 | $1,088,001,755 |
| 47 | FIRESTONE CAPITAL MANAGEMENT INC | $500,737 | $539,100,000 | $4,700,000 | $543,800,000 |
| 48 | DAKOTA WEALTH, LLC | $497,262 | $1,138,772,443 | $3,935,548 | $1,142,707,991 |
| 49 | BELLEAIR ASSET MANAGEMENT, LLC | $495,991 | $85,869,424 | $55,983,932 | $141,853,356 |
| 50 | RUTHERFORD ASSET PLANNING, INC. | $495,405 | $139,704,164 | — | $139,704,164 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
