RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WE FAMILY OFFICES$111,832,256$8,834,748,220$8,834,748,220
2ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
3AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
4YALE CAPITAL CORP.$18,042,448$1,912,499,533$1,912,499,533
5MMBG INVESTMENT ADVISORS CO.$14,587,444$787,721,993$787,721,993
6FITZROY INVESTMENT ADVISORS LLC$11,959,212$442,490,860$442,490,860
7SWM ADVISORS$8,644,261$405,645,440$9,279,090$414,924,530
8CV ADVISORS LLC$7,354,756$586,067,427$6,224,436,405$6,810,503,832
9BAYSHORE CAPITAL ADVISORS, LLC$5,402,899$280,950,730$280,950,730
10UTOPIA WEALTH MANAGEMENT, LLC$3,174,440$126,977,616$126,977,616
11ELEMENT POINTE ADVISORS$2,459,618$385,625,928$20,211,122$405,837,050
12PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
13FIDUCIARY WEALTH ADVISORS, LLC$2,287,425$157,832,355$157,832,355
14COMPOUND FAMILY OFFICES, LLC$2,188,962$238,596,854$238,596,854
15SKY ALPHA ASSET ADVISORS LLC$1,867,790$276,432,886$276,432,886
16RWM ASSET MANAGEMENT, LLC$1,615,301$240,151,211$528,571$240,679,782
17INVESTMENT ADVISORY PROFESSIONALS LLC$1,602,143$224,300,000$224,300,000
18BANYAN GLOBAL INVESTMENT ADVISORS, LLC$1,475,913$208,103,708$208,103,708
19SEA HUNTER CAPITAL$1,425,384$102,627,642$102,627,642
20BRAY CAPITAL ADVISORS, LLC$1,417,243$355,727,994$355,727,994
21FIRSTRUST$1,307,692$162,000,000$8,000,000$170,000,000
22G & O FINANCIAL SERVICES, INC.$1,296,163$134,517,857$14,540,917$149,058,774
23WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
24BLUE OCEAN CAPITAL$1,080,615$514,372,567$514,372,567
25RM PRIVATE WEALTH MANAGEMENT INC.$1,066,242$167,400,000$167,400,000
26AVIANCE CAPITAL PARTNERS LLC$1,054,623$565,003,592$29,803,554$594,807,146
27MILLARES ASSET MANAGEMENT, LLC$977,695$163,275,141$163,275,141
28DAVIS CAPITAL MANAGEMENT$920,168$109,200,000$300,000$109,500,000
29RESOURCE CONSULTING GROUP$889,343$2,030,370,126$2,030,370,126
30COMPASS FINANCIAL GROUP, INC.$867,415$340,894,250$340,894,250
31HERITAGE INVESTMENT GROUP, INC.$752,287$1,354,868,446$1,354,868,446
32AMERICAN ASSET MANAGEMENT INC.$725,738$251,105,460$251,105,460
33SUNCOAST EQUITY MANAGEMENT, LLC$697,117$583,486,835$583,486,835
34NORTHSTAR FINANCIAL PLANNERS, INC.$646,919$175,314,992$175,314,992
35CARPENTER, CLAYDON ADVISORS, INC.$646,464$3,924,919$160,276,949$164,201,868
36RIVERPLACE CAPITAL MANAGEMENT INC$645,107$154,825,783$154,825,783
37NOESIS CAPITAL MANAGEMENT CORP$623,962$472,821,392$48,811,047$521,632,439
38RIVERTREE ADVISORS, LLC$615,987$157,247,277$1,677,477$158,924,754
39SLATESTONE WEALTH LLC$575,380$1,028,033,310$12,828,307$1,040,861,617
40BILTMORE CAPITAL ADVISORS$552,155$437,859,206$437,859,206
41FORZA WEALTH MANAGEMENT$532,711$106,893,829$1,779,189$108,673,018
42CASTLE WEALTH MANAGEMENT$527,653$310,276,479$44,834,019$355,110,498
43SALTMARSH FINANCIAL ADVISORS, L.L.C.$525,606$211,293,758$211,293,758
44ALHAMBRA INVESTMENT MANAGEMENT LLC$519,429$147,278,841$27,768,596$175,047,437
45WINNING POINTS ADVISORS, L.L.C.$512,935$268,778,000$268,778,000
46DOYLE WEALTH MANAGEMENT, INC.$510,559$1,076,447,308$11,554,447$1,088,001,755
47FIRESTONE CAPITAL MANAGEMENT INC$500,737$539,100,000$4,700,000$543,800,000
48DAKOTA WEALTH, LLC$497,262$1,138,772,443$3,935,548$1,142,707,991
49BELLEAIR ASSET MANAGEMENT, LLC$495,991$85,869,424$55,983,932$141,853,356
50RUTHERFORD ASSET PLANNING, INC.$495,405$139,704,164$139,704,164
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Showing 1 to 50 of 107 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.