RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | W.E. Family Offices, LLC | $118,612,102 | — | $10,200,640,735 | $10,200,640,735 |
| 2 | ASTON CAPITAL MANAGEMENT | $35,957,045 | $95,690,038 | $263,880,409 | $359,570,447 |
| 3 | AFFILIATED PRIVATE INVESTORS LLC | $22,421,314 | $672,639,433 | — | $672,639,433 |
| 4 | Texas Yale Capital Corp. | $19,116,143 | $2,045,427,322 | — | $2,045,427,322 |
| 5 | MMBG Investment Advisors Co. | $17,448,611 | $1,483,131,951 | — | $1,483,131,951 |
| 6 | Fitzroy Investment Advisors LLC | $10,691,404 | — | $513,187,389 | $513,187,389 |
| 7 | Seabridge Wealth Management, LLC | $8,683,096 | $528,812,374 | $35,588,874 | $564,401,248 |
| 8 | Bayshore Capital Advisors, LLC | $7,413,866 | $209,091,916 | $102,290,470 | $311,382,386 |
| 9 | CV Advisors LLC | $6,815,634 | $642,536,163 | $7,018,236,944 | $7,660,773,107 |
| 10 | Guardsman Private Capital Management, Inc. | $5,437,722 | $80,942,166 | $60,438,610 | $141,380,776 |
| 11 | Fiduciary Wealth Advisors, LLC | $3,559,422 | $157,000,423 | $81,480,837 | $238,481,260 |
| 12 | Luma Capital LLC | $3,180,867 | $44,584,064 | $146,267,926 | $190,851,990 |
| 13 | PRIVATE CAPITAL MANAGEMENT | $2,353,596 | $793,161,990 | — | $793,161,990 |
| 14 | Utopia Wealth Management, LLC | $2,306,575 | $152,233,921 | — | $152,233,921 |
| 15 | Element Pointe Advisors, LLC | $2,286,280 | $549,425,050 | $22,144,881 | $571,569,931 |
| 16 | Compound Family Offices, LLC | $1,822,074 | $302,464,256 | — | $302,464,256 |
| 17 | Bray Capital Advisors, LLC | $1,786,554 | $428,773,055 | — | $428,773,055 |
| 18 | Lawrence Financial Planning, LLC | $1,519,693 | $8,093,794 | $102,843,818 | $110,937,612 |
| 19 | Spectra Investment Management, LLC | $1,452,239 | $112,983,080 | $3,196,046 | $116,179,126 |
| 20 | G & O Financial Services, Inc. | $1,430,591 | $142,852,972 | $14,512,056 | $157,365,028 |
| 21 | Sea Hunter Capital LLC | $1,409,919 | $107,153,851 | — | $107,153,851 |
| 22 | The Tenret Company, LLC | $1,347,810 | $121,302,898 | — | $121,302,898 |
| 23 | Firstrust LLC | $1,273,381 | $166,000,000 | $11,000,000 | $177,000,000 |
| 24 | RM Private Wealth Management Inc. | $1,141,176 | $194,000,000 | — | $194,000,000 |
| 25 | WATER OAK ADVISORS, LLC | $1,111,937 | $2,101,164,206 | $144,948,809 | $2,246,113,015 |
| 26 | CPA Asset Management Group, LLC | $1,054,317 | $484,985,803 | — | $484,985,803 |
| 27 | Millares Asset Management, LLC | $1,045,251 | $176,647,383 | — | $176,647,383 |
| 28 | Banyan Global Investment Advisors, LLC | $1,021,225 | $180,756,785 | — | $180,756,785 |
| 29 | Aviance Capital Partners LLC | $914,569 | $557,497,035 | $390,028 | $557,887,063 |
| 30 | Resource Consulting Group Inc | $886,231 | $2,193,422,143 | — | $2,193,422,143 |
| 31 | Compass Financial Group, Inc. | $870,077 | $357,601,500 | — | $357,601,500 |
| 32 | Naples Money Management LLC | $848,362 | $133,909,619 | $12,008,563 | $145,918,182 |
| 33 | Suncoast Equity Management, LLC | $802,038 | $850,160,087 | — | $850,160,087 |
| 34 | Heritage Investment Group, Inc. | $756,055 | $1,388,116,487 | — | $1,388,116,487 |
| 35 | Slatestone Wealth LLC | $750,165 | $838,867,989 | $6,567,414 | $845,435,403 |
| 36 | The Ullmann Financial Group, Inc. | $717,032 | $575,098,518 | $7,131,266 | $582,229,784 |
| 37 | The High Net Worth Advisory Group, LLC | $674,505 | $347,165,542 | $56,188,699 | $403,354,241 |
| 38 | Allegiant Private Advisors, LLC | $666,980 | $905,737,620 | $5,357,469 | $911,095,089 |
| 39 | Noesis Capital Management Corp | $660,370 | $501,745,999 | $49,002,932 | $550,748,931 |
| 40 | Belleair Asset Management, LLC | $616,908 | $121,890,769 | $57,012,611 | $178,903,380 |
| 41 | Sky Alpha Asset Advisors LLC | $614,845 | $247,167,637 | — | $247,167,637 |
| 42 | Carpenter, Claydon Advisors, Inc. | $607,499 | $4,542,103 | $180,744,943 | $185,287,046 |
| 43 | Riverplace Capital Management Inc | $593,708 | $163,863,446 | — | $163,863,446 |
| 44 | Breiter Capital Management Inc | $590,842 | $314,327,980 | — | $314,327,980 |
| 45 | Investment Advisory Professionals LLC | $574,572 | $235,000,000 | — | $235,000,000 |
| 46 | Rutherford Asset Planning, Inc. | $567,429 | $173,065,840 | — | $173,065,840 |
| 47 | Core Wealth Advisors, Inc. | $561,977 | $324,690,088 | $132,585 | $324,822,673 |
| 48 | Forza Wealth Management, LLC | $559,084 | $113,830,753 | $1,899,714 | $115,730,467 |
| 49 | Doyle Wealth Management, LLC | $558,151 | $1,257,514,673 | — | $1,257,514,673 |
| 50 | Rivertree Advisors, LLC | $557,310 | $158,917,261 | $2,702,748 | $161,620,009 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
