RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1We Family Offices$101,406,847$7,402,699,857$7,402,699,857
2Aston Capital Management$49,965,690$21,526,820$228,301,630$249,828,450
3Third Lake Partners, Llc$31,792,822$61,421,286$65,750,000$127,171,286
4Finaccess Advisors$31,711,405$4,185,905,500$4,185,905,500
5Yale Capital Corp.$16,163,538$1,713,334,981$1,713,334,981
6Fitzroy Investment Advisors Llc$15,728,200$393,204,990$393,204,990
7Cv Advisors Llc$8,885,262$569,328,698$5,490,419,917$6,059,748,615
8Swm Advisors$7,530,683$307,342,097$16,477,279$323,819,376
9Bayshore Capital Advisors, Llc$6,512,834$247,487,687$247,487,687
10Affiliated Private Investors Llc$4,549,204$600,494,951$600,494,951
11Utopia Wealth Management, Llc$4,255,801$110,650,824$110,650,824
12Compound Family Offices, Llc$4,006,554$180,294,933$180,294,933
13Inlet Private Wealth, Llc$2,921,893$176,161,302$45,902,533$222,063,835
14Element Pointe Advisors$2,673,840$358,294,521$358,294,521
15Fiduciary Wealth Advisors, Llc$2,516,869$108,225,367$108,225,367
16Luma Capital$2,150,030$55,801,645$62,449,997$118,251,642
17G & O Financial Services, Inc.$1,875,500$132,149,459$12,264,073$144,413,532
18Intrepid Capital Management Inc$1,683,499$489,234,224$12,448,438$501,682,662
19The Lubitz Financial Group$1,526,558$215,244,678$215,244,678
20Investment Advisory Professionals Llc$1,466,165$195,000,000$195,000,000
21Spectra Investment Management, Llc$1,380,737$95,572,322$6,602,202$102,174,524
23Bray Capital Advisors, Llc$1,168,195$259,339,188$259,339,188
24Dakota Wealth, Llc$1,161,099$1,002,028,803$1,002,028,803
25Water Oak Advisors, Llc$1,007,750$1,824,189,958$149,991,730$1,974,181,688
26Paragon Wealth Strategies, Llc.$992,875$283,198,525$10,692,432$293,890,957
27Aviance Capital Partners Llc$897,662$464,638,267$18,304,003$482,942,270
28Millares Asset Management, Llc$881,391$125,157,471$125,157,471
29Blue Ocean Capital$877,232$443,001,929$443,001,929
30Resource Consulting Group$802,140$1,756,686,019$1,756,686,019
31Compass Financial Group, Inc.$773,467$302,425,750$302,425,750
32Integra Capital Advisors$757,417$199,400,649$3,586,989$202,987,638
33Sky Alpha Asset Advisors Llc$746,131$228,315,995$228,315,995
34Heritage Investment Group, Inc.$687,671$1,137,408,541$1,137,408,541
35Rivertree Advisors, Llc$586,937$138,495,253$608,805$139,104,058
36Noesis Capital Management Corp$581,059$425,245,523$70,397,949$495,643,472
37Winning Points Advisors, L.L.C.$535,383$267,155,930$267,155,930
38Riverplace Capital Management Inc$512,392$132,709,651$132,709,651
39Ruggie Wealth Management$508,643$219,733,623$219,733,623
40Rutherford Asset Planning, Inc.$493,369$156,398,120$156,398,120
41Carpenter, Claydon Advisors, Inc.$490,976$3,121,186$147,608,582$150,729,768
42Biltmore Capital Advisors$478,114$354,420,589$10,858,736$365,279,325
43Saltmarsh Financial Advisors, L.L.C.$475,858$150,371,000$150,371,000
44Slatestone Wealth Llc$467,977$517,940,700$110,370$518,051,070
45Belleair Asset Management, Llc$460,973$69,760,931$49,631,171$119,392,102
46Rainey & Randall Investment Management, Inc.$448,356$290,534,550$290,534,550
47Alhambra Investment Management Llc$446,190$123,471,673$30,910,026$154,381,699
48Doyle Wealth Management, Inc.$427,513$843,731,100$9,584,100$853,315,200
49Core Wealth Advisors, Inc.$427,234$208,797,607$119,574$208,917,181
50Firestone Capital Management Inc$424,460$444,650,000$3,580,000$448,230,000
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Showing 1 to 50 of 98 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.