RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1ZEHNDER WEALTH MANAGEMENT, LLC$166,290$128,874,643$128,874,643
    2YALE CAPITAL CORP.$20,947,930$2,450,907,779$2,450,907,779
    3WINNING POINTS ADVISORS, L.L.C.$541,712$251,896,182$251,896,182
    4WE FAMILY OFFICES$139,400,646$13,382,462,057$13,382,462,057
    5WALL ADVISORS, INC.$425,592$181,181,193$4,802,650$185,983,843
    6VESTA WEALTH MANAGEMENT, LLC$907,935$157,365,564$132,265,825$289,631,389
    7UTOPIA WEALTH MANAGEMENT, LLC$1,607,402$130,199,585$130,199,585
    8TRUSTWELL FINANCIAL ADVISORS, LLC$147,255$135,740,240$323,694$136,063,934
    9TRUADVICE LLC$127,361$752,959,554$4,708,419$757,667,973
    10TREASURE COAST FINANCIAL PLANNING, INC.$305,675$179,908,992$3,190,311$183,099,303
    11TOGETHER AND/OR TOGETHER PLANNING$245,003$103,114,729$521,723$103,636,452
    12TOBIAS FINANCIAL ADVISORS$420,712$628,000,000$22,000,000$650,000,000
    13TOAMS FINANCIAL$160,367$140,000,000$140,000,000
    14TIM LOONEY INVESTMENTS, LLC$307,848$338,324,498$338,324,498
    15THE TENRET COMPANY, LLC$1,179,709$130,947,657$130,947,657
    16THE HIGH NET WORTH ADVISORY GROUP, LLC$590,444$529,567,681$51,428,887$580,996,568
    17TCWP LLC$309,001$694,606,216$32,164,247$726,770,463
    18SWM ADVISORS$9,540,657$633,829,518$5,394,469$639,223,987
    19SUNCOAST EQUITY MANAGEMENT, LLC$858,167$1,091,588,569$1,091,588,569
    20SUCCESSFUL PORTFOLIOS LLC$319,027$238,917,237$57,458,386$296,375,623
    21STERLING WEALTH ADVISORS, INC.$324,424$149,883,686$149,883,686
    22STERLING INVESTMENT MANAGEMENT$155,802,359$1,558,023,587$1,558,023,587
    23SPRAKER WEST WEALTH MANAGEMENT, INC$583,624$236,367,581$236,367,581
    24SPECTRA INVESTMENT MANAGEMENT, LLC$1,806,941$167,009,474$6,456,864$173,466,338
    25SOUND INCOME STRATEGIES, LLC$137,196$1,615,021,641$84,145,300$1,699,166,941
    26SOLOMON API, LP$99,285$119,463,880$3,550,000$123,013,880
    27SOCIUS FAMILY OFFICE, LLC$1,435,789$629,256,160$104,432,107$733,688,267
    28SLATESTONE WEALTH LLC$842,064$942,803,379$62,620,682$1,005,424,061
    29SKY ALPHA ASSET ADVISORS LLC$558,569$248,004,800$248,004,800
    30SINGER WEALTH ADVISORS LLC$254,809$298,380,789$298,380,789
    31SECOND HALF FINANCIAL PARTNERS, LLC$202,712$240,416,458$240,416,458
    32SEA HUNTER CAPITAL$1,709,209$109,389,391$109,389,391
    33SCHRUM PRIVATE WEALTH MANAGEMENT, LLC$678,733$160,859,716$160,859,716
    34SALTMARSH FINANCIAL ADVISORS, L.L.C.$521,111$243,880,000$243,880,000
    35RUTHERFORD ASSET PLANNING, INC.$576,287$193,056,034$193,056,034
    36RM PRIVATE WEALTH MANAGEMENT INC.$1,461,911$244,139,093$244,139,093
    37RIVERTREE ADVISORS, LLC$573,072$169,328,932$6,030,983$175,359,915
    38RIVERPLACE CAPITAL MANAGEMENT INC$707,700$200,986,846$200,986,846
    39RIVER CAPITAL ADVISORS, LC$505,267$217,677,105$49,103,719$266,780,824
    40RINALDI WEALTH MANAGEMENT, INC.$186,592$133,600,000$133,600,000
    41REZNY WEALTH MANAGEMENT, INC.$1,292,376$323,812,467$3,158,553$326,971,020
    42RESOURCE CONSULTING GROUP$1,006,759$2,642,742,586$2,642,742,586
    43RD LEWIS WEALTH MANAGEMENT$259,601$173,413,745$173,413,745
    44RCW MANAGEMENT, LLC$492,469$126,072,169$126,072,169
    45RALICKI WEALTH MANAGEMENT & TRUST SERVICES$363,286$98,098,057$5,438,560$103,536,617
    46RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.$957,781$742,280,000$742,280,000
    47R.L.K. ADVISORY GROUP$151,221$137,611,477$137,611,477
    48PRIVATE CAPITAL MANAGEMENT$3,342,820$956,046,586$956,046,586
    49PARAGON WEALTH STRATEGIES, LLC.$365,550$521,185,658$8,861,662$530,047,320
    50ORCA WEALTH MANAGEMENT, LLC$380,265$155,031,030$2,398,487$157,429,517
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.