RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ZEHNDER WEALTH MANAGEMENT, LLC$166,290$128,874,643$128,874,643
2YALE CAPITAL CORP.$20,947,930$2,450,907,779$2,450,907,779
3WINNING POINTS ADVISORS, L.L.C.$541,712$251,896,182$251,896,182
4WE FAMILY OFFICES$139,400,646$13,382,462,057$13,382,462,057
5WALL ADVISORS, INC.$425,592$181,181,193$4,802,650$185,983,843
6VESTA WEALTH MANAGEMENT, LLC$907,935$157,365,564$132,265,825$289,631,389
7UTOPIA WEALTH MANAGEMENT, LLC$1,607,402$130,199,585$130,199,585
8TRUSTWELL FINANCIAL ADVISORS, LLC$147,255$135,740,240$323,694$136,063,934
9TRUADVICE LLC$127,361$752,959,554$4,708,419$757,667,973
10TREASURE COAST FINANCIAL PLANNING, INC.$305,675$179,908,992$3,190,311$183,099,303
11TOGETHER AND/OR TOGETHER PLANNING$245,003$103,114,729$521,723$103,636,452
12TOBIAS FINANCIAL ADVISORS$420,712$628,000,000$22,000,000$650,000,000
13TOAMS FINANCIAL$160,367$140,000,000$140,000,000
14TIM LOONEY INVESTMENTS, LLC$307,848$338,324,498$338,324,498
15THE TENRET COMPANY, LLC$1,179,709$130,947,657$130,947,657
16THE HIGH NET WORTH ADVISORY GROUP, LLC$590,444$529,567,681$51,428,887$580,996,568
17TCWP LLC$309,001$694,606,216$32,164,247$726,770,463
18SWM ADVISORS$9,540,657$633,829,518$5,394,469$639,223,987
19SUNCOAST EQUITY MANAGEMENT, LLC$858,167$1,091,588,569$1,091,588,569
20SUCCESSFUL PORTFOLIOS LLC$319,027$238,917,237$57,458,386$296,375,623
21STERLING WEALTH ADVISORS, INC.$324,424$149,883,686$149,883,686
22STERLING INVESTMENT MANAGEMENT$155,802,359$1,558,023,587$1,558,023,587
23SPRAKER WEST WEALTH MANAGEMENT, INC$583,624$236,367,581$236,367,581
24SPECTRA INVESTMENT MANAGEMENT, LLC$1,806,941$167,009,474$6,456,864$173,466,338
25SOUND INCOME STRATEGIES, LLC$137,196$1,615,021,641$84,145,300$1,699,166,941
26SOLOMON API, LP$99,285$119,463,880$3,550,000$123,013,880
27SOCIUS FAMILY OFFICE, LLC$1,435,789$629,256,160$104,432,107$733,688,267
28SLATESTONE WEALTH LLC$842,064$942,803,379$62,620,682$1,005,424,061
29SKY ALPHA ASSET ADVISORS LLC$558,569$248,004,800$248,004,800
30SINGER WEALTH ADVISORS LLC$254,809$298,380,789$298,380,789
31SECOND HALF FINANCIAL PARTNERS, LLC$202,712$240,416,458$240,416,458
32SEA HUNTER CAPITAL$1,709,209$109,389,391$109,389,391
33SCHRUM PRIVATE WEALTH MANAGEMENT, LLC$678,733$160,859,716$160,859,716
34SALTMARSH FINANCIAL ADVISORS, L.L.C.$521,111$243,880,000$243,880,000
35RUTHERFORD ASSET PLANNING, INC.$576,287$193,056,034$193,056,034
36RM PRIVATE WEALTH MANAGEMENT INC.$1,461,911$244,139,093$244,139,093
37RIVERTREE ADVISORS, LLC$573,072$169,328,932$6,030,983$175,359,915
38RIVERPLACE CAPITAL MANAGEMENT INC$707,700$200,986,846$200,986,846
39RIVER CAPITAL ADVISORS, LC$505,267$217,677,105$49,103,719$266,780,824
40RINALDI WEALTH MANAGEMENT, INC.$186,592$133,600,000$133,600,000
41REZNY WEALTH MANAGEMENT, INC.$1,292,376$323,812,467$3,158,553$326,971,020
42RESOURCE CONSULTING GROUP$1,006,759$2,642,742,586$2,642,742,586
43RD LEWIS WEALTH MANAGEMENT$259,601$173,413,745$173,413,745
44RCW MANAGEMENT, LLC$492,469$126,072,169$126,072,169
45RALICKI WEALTH MANAGEMENT & TRUST SERVICES$363,286$98,098,057$5,438,560$103,536,617
46RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.$957,781$742,280,000$742,280,000
47R.L.K. ADVISORY GROUP$151,221$137,611,477$137,611,477
48PRIVATE CAPITAL MANAGEMENT$3,342,820$956,046,586$956,046,586
49PARAGON WEALTH STRATEGIES, LLC.$365,550$521,185,658$8,861,662$530,047,320
50ORCA WEALTH MANAGEMENT, LLC$380,265$155,031,030$2,398,487$157,429,517
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Showing 1 to 50 of 138 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.