RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Resource Consulting Group$802,140$1,756,686,019$1,756,686,019
2Yale Capital Corp.$16,163,538$1,713,334,981$1,713,334,981
3Heritage Investment Group, Inc.$687,671$1,137,408,541$1,137,408,541
4Dakota Wealth, LLC$1,128,197$680,302,961$680,302,961
5Affiliated Private Investors$4,549,204$600,494,951$600,494,951
6Blue Ocean Capital$877,232$443,001,929$443,001,929
7Scot McCormick$10,716,733$417,952,594$417,952,594
8Compass Financial Group, Inc.$773,467$302,425,750$302,425,750
9Rainey & Randall Investment Management, Inc.$448,356$290,534,550$290,534,550
10Bray Capital Advisors, LLC$1,168,195$259,339,188$259,339,188
11Investment Advisory Professionals LLC$1,466,165$195,000,000$195,000,000
12Rutherford Asset Planning, Inc.$493,369$156,398,120$156,398,120
13Spraker Wealth Management Inc$411,221$148,450,941$148,450,941
14Macke Financial Advisory Group$203,271$142,492,645$142,492,645
15Millares Asset Management, LLC$881,391$125,157,471$125,157,471
16Fiduciary Wealth Advisors, LLC$2,516,869$108,225,367$108,225,367
17Slatestone Wealth LLC$467,977$517,940,700$110,370$518,051,070
18Tillman Hartley LLC$1,923,041$422,929,000$140,000$423,069,000
19Life Planning Partners, Inc.$325,648$179,305,827$451,706$179,757,533
20Rivertree Advisors$586,937$138,495,253$608,805$139,104,058
21Paragon Wealth Strategies, LLC.$284,946$270,729,549$824,332$271,553,881
22Evensky & Katz/Foldes Financial Wealth Management$407,567$1,738,917,483$2,617,256$1,741,534,739
23Firestone Capital Management Inc$424,460$444,650,000$3,580,000$448,230,000
24Moseley Investment Management, Inc.$252,069$172,301,487$3,642,826$175,944,313
25Naples Money Management LLC$359,335$125,921,425$6,313,800$132,235,225
26Firstrust$1,224,409$148,500,000$7,000,000$155,500,000
27ARS Wealth Advisors$383,175$495,353,279$7,756,000$503,109,279
28Biltmore Capital Advisors$478,114$354,420,589$10,858,736$365,279,325
29G & O Financial Services, Inc.$1,875,500$132,149,459$12,264,073$144,413,532
30Tobias Financial Advisors$326,383$313,500,000$16,800,000$330,300,000
31Aviance Capital Partners LLC$897,662$464,638,267$18,304,003$482,942,270
32Matthias Private Wealth, LLC$305,676$79,237,248$28,054,919$107,292,167
33Moisand Fitzgerald Tamayo, Llc$1,551,427$890,371,050$28,073,698$918,444,748
34Emerald Asset Advisors LLC$410,937$192,521,235$32,261,479$224,782,714
35Inlet Private Wealth, LLC$2,921,893$176,161,302$45,902,533$222,063,835
36Belleair Asset Management, LLC$460,973$69,760,931$49,631,171$119,392,102
37Luma Capital$2,276,577$25,773,266$92,608,714$118,381,980
38Steinberg Global Asset Management Ltd.$709,513$919,199,000$125,204,000$1,044,403,000
39Landsberg Bennett Private Wealth Management$313,876$398,774,982$158,040,342$556,815,324
40Aston Capital Management$49,965,690$21,526,820$228,301,630$249,828,450
41Fitzroy Investment Advisors LLC$15,728,200$393,204,990$393,204,990
42CV Advisors LLC$8,792,516$510,355,224$4,554,133,977$5,064,489,201
43WE Family Offices$101,406,847$7,402,699,857$7,402,699,857

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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