RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Kane Company, P.C.$282,932$134,109,582$134,109,582
2The Heaton Hoppes Group, LLC$456,035$151,403,566$151,403,566
3Peterson Financial Group, Inc.$141,461$109,490,660$109,490,660
4Clarity Asset Management, Inc.$381,951$199,760,553$199,760,553
5Foster Group, Inc.$554,011$2,639,308,984$2,639,308,984
6Paladin Advisory Group, LLC$814,777$178,436,078$178,436,078
7IRON HORSE WEALTH MANAGEMENT, LLC$115,155$183,211,225$183,211,225
8Ballast Capital Advisors LLC$2,098,727$220,366,374$220,366,374
9Mokosak Advisory Group, LLC$234,198$216,929,241$2,748,391$219,677,632
10MARRS WEALTH MANAGEMENT, LLC$767,369$214,319,283$3,613,485$217,932,768
11Veerkloh, LLC$504,360$225,501,956$4,486,156$229,988,112
12Basepoint Wealth, LLC$152,293$327,379,504$5,076,745$332,456,249
13Wealthspan Partners, LLC$136,669$180,639,155$5,231,018$185,870,173
14A.O. Wealth Advisory,LLC$112,414$91,587,404$8,910,939$100,498,343
15West Financial Advisors, L.L.C.$317,343$365,900,000$9,200,000$375,100,000
16Quad-Cities Investment Group, LLC$229,847$253,982,609$13,329,212$267,311,821
17R.E. Dickinson Investment Advisors, LLC$575,600$274,313,518$18,091,083$292,404,601
18Valiant Wealth, LLC$430,673$167,510,747$21,124,031$188,634,778
19Boyle Capital Management, L.L.C.$130,363$234,462,158$28,480,188$262,942,346
20Nikulski Financial, Inc.$183,412$201,600,000$31,700,000$233,300,000
21Syverson Strege & Company$334,289$441,910,321$139,084,477$580,994,798

Showing 1 to 21 of 21 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.