RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1A.O. Wealth Advisory,LLC$112,414$91,587,404$8,910,939$100,498,343
2IRON HORSE WEALTH MANAGEMENT, LLC$115,155$183,211,225$183,211,225
3Boyle Capital Management, L.L.C.$130,363$234,462,158$28,480,188$262,942,346
4Wealthspan Partners, LLC$136,669$180,639,155$5,231,018$185,870,173
5Peterson Financial Group, Inc.$141,461$109,490,660$109,490,660
6Basepoint Wealth, LLC$152,293$327,379,504$5,076,745$332,456,249
7Nikulski Financial, Inc.$183,412$201,600,000$31,700,000$233,300,000
8Quad-Cities Investment Group, LLC$229,847$253,982,609$13,329,212$267,311,821
9Mokosak Advisory Group, LLC$234,198$216,929,241$2,748,391$219,677,632
10Kane Company, P.C.$282,932$134,109,582$134,109,582
11West Financial Advisors, L.L.C.$317,343$365,900,000$9,200,000$375,100,000
12Syverson Strege & Company$334,289$441,910,321$139,084,477$580,994,798
13Clarity Asset Management, Inc.$381,951$199,760,553$199,760,553
14Valiant Wealth, LLC$430,673$167,510,747$21,124,031$188,634,778
15The Heaton Hoppes Group, LLC$456,035$151,403,566$151,403,566
16Veerkloh, LLC$504,360$225,501,956$4,486,156$229,988,112
17Foster Group, Inc.$554,011$2,639,308,984$2,639,308,984
18R.E. Dickinson Investment Advisors, LLC$575,600$274,313,518$18,091,083$292,404,601
19MARRS WEALTH MANAGEMENT, LLC$767,369$214,319,283$3,613,485$217,932,768
20Paladin Advisory Group, LLC$814,777$178,436,078$178,436,078
21Ballast Capital Advisors LLC$2,098,727$220,366,374$220,366,374

Showing 1 to 21 of 21 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.