RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1ASPEN CAPITAL MANAGEMENT$464,994$836,060,000$836,060,000
    2PERSPECTIVE WEALTH PARTNERS, LLC$2,246,973$476,358,239$476,358,239
    3RW INVESTMENT MANAGEMENT LLC$634,260$1,108,225,361$247,822,487$1,356,047,848
    4TUMWATER WEALTH MANAGEMENT, LLC$519,133$245,856,392$45,377,357$291,233,749
    5TREE CITY ADVISORS, LLC$193,840$152,160,184$35,670,892$187,831,076
    6BUFFINGTON MOHR MCNEAL$607,730$866,774,485$24,157,207$890,931,692
    7NORTHSTAR FINANCIAL MANAGEMENT, INC.$211,201$108,501,111$1,534,368$110,035,479
    8ROCKHILL ADVISORS LLC$1,071,469$121,899,633$1,319,281$123,218,914
    9ONYX FINANCIAL ADVISORS, LLC$358,248$326,363,848$326,363,848
    10ELITE FINANCIAL, INC.$216,717$154,085,439$154,085,439
    11FIGURE 8 INVESTMENT STRATEGIES LLC$456,891$143,006,868$143,006,868
    12THE HELMSTAR GROUP, LLC$267,793$341,704,173$341,704,173
    13WOOD TARVER FINANCIAL$231,707$285,000,000$285,000,000
    14SANCTUARY WEALTH MANAGEMENT, LLC$347,389$220,244,549$220,244,549
    15BERKELEY, INC$400,131$287,294,000$287,294,000
    16MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC$2,676,572$2,010,105,437$2,010,105,437

    Showing 1 to 16 of 16 entries

    Page 1

    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.