RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Quantum Financial Services Inc.$533,663$196,387,928$196,387,928
2Kessler Investment Group, Llc$120,587$109,523,626$17,936,531$127,460,157
3Howard Bailey Securities, Llc$47,659$116,467,766$581,719$117,049,485
4Miller Financial Management, Llc$396,171$119,627,186$808,735$120,435,921
5Halter Ferguson Financial Inc$263,607$141,570,063$514,028$142,084,091
6Bischoff Wealth Management Group, Llc$261,044$145,355,500$5,789,000$151,144,500
7Wealthpoint Advisors Llc$458,319$161,328,330$161,328,330
8Dickmeyer Boyce Financial Management, Inc$183,649$177,221,677$177,221,677
9Steven E Post, Llc$446,646$185,358,195$185,358,195
10Peloton Wealth Strategists, Inc.$636,404$187,102,781$187,102,781
11Holistic Financial Partners, Llc$340,886$201,804,656$201,804,656
12Fi3 Financial Advisors, Llc$435,535$207,779,532$21,311,629$229,091,161
13Imc Advisors, Llc$3,424,413$208,814,141$99,382,994$308,197,135
14Treybourne Wealth Planners$233,041$213,143,953$23,392,416$236,536,369
15Hurlow Wealth Management Group, Inc.$247,122$220,387,068$48,481,131$268,868,199
16Lji Wealth Management, Llc$153,194$241,201,880$2,836,351$244,038,231
17Castle Investment Advisory, Llc$442,485$265,830,203$16,475,335$282,305,538
18Biechele Royce Advisors, Inc.$674,352$290,337,820$25,933,289$316,271,109
19Northwest Financial Services Inc$820,210$295,532,573$563,261$296,095,834
20Market Street Wealth Management Advisors, Llc$266,182$315,425,247$315,425,247
21Monarch Capital Management Inc$1,333,482$321,369,081$321,369,081
22Elser Financial Planning, Inc.$577,077$334,127,511$334,127,511
23Walter & Keenan Finanical Consulting Co$1,992,953$360,724,408$360,724,408
24Indie Asset Partners, Llc$539,547$367,431,559$367,431,559
25Galecki Financial Management Inc$212,186$434,768,404$434,768,404
26Wealth Advisors Group$265,699$457,342,562$25,698,598$483,041,160
27Ami Investment Management Inc$1,857,838$501,616,355$501,616,355
28Spectrum Management Group, Llc.$590,725$521,977,314$1,405,455$523,382,769
29Sbc Wealth Management$252,770$534,609,178$534,609,178
30Deerfield Financial Advisors, Inc.$616,713$555,001,820$74,044,990$629,046,810
31Strategiq Financial Group, Llc$230,230$598,500,000$71,700,000$670,200,000
32Winthrop Capital Management$1,270,732$661,068,778$18,772,981$679,841,759
33Wallington Asset Management$1,138,022$675,985,316$675,985,316
34Column Capital Advisors, Llc$626,586$787,151,719$33,049,281$820,201,000
35Sheaff Brock Investment Advisors, LLC$821,319$845,255,730$702,793$845,958,523
36Bedel Financial Consulting Inc$310,825$1,191,573,088$6,345,375$1,197,918,463
37Goelzer Investment Management$1,316,131$1,421,106,014$100,341,202$1,521,447,216
38Donaldson Capital Management Llc$504,399$1,540,367,805$72,699,967$1,613,067,772
39Valeo Financial Advisors, Llc$311,683$2,541,458,239$1,209,024,570$3,750,482,809

Showing 1 to 39 of 39 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.