RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Oxford Financial Group, Ltd | $1,568,699 | $6,338,552,189 | $8,480,945,869 | $14,819,498,058 |
| 2 | Valeo Financial Advisors, LLC | $494,402 | $4,869,376,855 | $1,522,253,778 | $6,391,630,633 |
| 3 | Winthrop Capital Management, LLC | $3,639,714 | $2,640,365,253 | $20,265,665 | $2,660,630,918 |
| 4 | SYM Financial Corporation | $838,108 | $2,539,927,397 | $581,188,153 | $3,121,115,550 |
| 5 | Goelzer Investment Management, Inc. | $1,555,979 | $2,096,042,827 | $15,420,530 | $2,111,463,357 |
| 6 | Donaldson Capital Management LLC | $618,454 | $2,018,120,165 | $123,585,077 | $2,141,705,242 |
| 7 | Bedel Financial Consulting Inc | $404,530 | $1,576,014,403 | $4,482,582 | $1,580,496,985 |
| 8 | Column Capital Advisors, LLC | $783,905 | $1,107,748,767 | $53,998,476 | $1,161,747,243 |
| 9 | Wallington Asset Management, LLC | $1,152,132 | $909,031,852 | — | $909,031,852 |
| 10 | Strategic Benefit Consultants, Inc. | $334,306 | $824,445,106 | $2,963,150 | $827,408,256 |
| 11 | Strategiq Financial Group, LLC | $266,571 | $708,550,040 | $39,713,435 | $748,263,475 |
| 12 | Spectrum Management Group, LLC. | $691,941 | $691,937,835 | $19,377,786 | $711,315,621 |
| 13 | Indie Asset Partners, LLC | $860,988 | $648,324,316 | — | $648,324,316 |
| 14 | AMI Investment Management Inc | $2,667,485 | $648,198,928 | — | $648,198,928 |
| 15 | Security Financial Services, Inc. | $302,856 | $644,206,101 | $16,019,921 | $660,226,022 |
| 16 | Deerfield Financial Advisors, Inc. | $779,709 | $610,371,468 | $105,401,694 | $715,773,162 |
| 17 | Galecki Financial Management Inc | $280,918 | $552,566,334 | — | $552,566,334 |
| 18 | Elser Financial Planning, Inc. | $601,365 | $500,336,015 | — | $500,336,015 |
| 19 | Walter & Keenan Financial Consulting Co | $2,651,237 | $467,370,029 | $137,111,939 | $604,481,968 |
| 20 | Market Street Wealth Management Advisors, LLC | $322,937 | $423,024,876 | $1,637,597 | $424,662,473 |
| 21 | Monarch Capital Management Inc | $1,642,578 | $409,002,038 | — | $409,002,038 |
| 22 | Northwest Financial Services Inc | $1,069,666 | $388,595,055 | $763,474 | $389,358,529 |
| 23 | Treybourne Wealth Planners, Inc. | $330,041 | $370,083,549 | $52,038,389 | $422,121,938 |
| 24 | Biechele Royce Advisors, Inc. | $696,420 | $333,764,604 | $34,641,655 | $368,406,259 |
| 25 | Hurlow Wealth Management Group, Inc. | $320,501 | $331,494,173 | $58,555,507 | $390,049,680 |
| 26 | Castle Investment Advisory, LLC | $475,303 | $313,647,100 | $20,015,678 | $333,662,778 |
| 27 | LJI WEALTH MANAGEMENT, LLC | $149,042 | $310,751,963 | — | $310,751,963 |
| 28 | Halter Ferguson Financial Inc | $463,028 | $300,093,414 | $411,904 | $300,505,318 |
| 29 | Fi3 Financial Advisors, LLC | $502,765 | $288,317,640 | $48,534,606 | $336,852,246 |
| 30 | Holistic Financial Partners, LLC | $408,887 | $277,634,121 | — | $277,634,121 |
| 31 | IMC Advisors, LLC | $4,105,198 | $276,685,360 | $121,518,812 | $398,204,172 |
| 32 | Pathway Financial Advisers, LLC | $221,662 | $271,535,416 | — | $271,535,416 |
| 33 | Peloton Wealth Strategists, Inc. | $848,740 | $260,563,179 | — | $260,563,179 |
| 34 | Howard Bailey Securities, LLC | $62,009 | $246,423,373 | $63,619 | $246,486,992 |
| 35 | Dickmeyer Boyce Financial Management, Inc | $225,472 | $236,745,114 | — | $236,745,114 |
| 36 | Wealthpoint Advisors LLC | $491,019 | $235,689,234 | — | $235,689,234 |
| 37 | Wetzel Investment Advisors, Inc. | $156,125 | $204,401,779 | $10,270,547 | $214,672,326 |
| 38 | BCGM Wealth Management, LLC | $187,715 | $201,491,361 | $38,595,611 | $240,086,972 |
| 39 | Shoreline Asset Management, LLC | $311,836 | $196,280,361 | $799,781 | $197,080,142 |
| 40 | Kessler Investment Group, LLC | $180,582 | $143,006,241 | $26,379,296 | $169,385,537 |
| 41 | Asset Management Strategies, Inc. | $86,588 | $141,657,332 | — | $141,657,332 |
| 42 | Street Capital Partners, LLC | $398,719 | $139,551,584 | — | $139,551,584 |
| 43 | TKG Advisors, LLC | $230,867 | $136,211,764 | — | $136,211,764 |
| 44 | MILLER FINANCIAL MANAGEMENT, LLC | $444,182 | $135,943,309 | $864,690 | $136,807,999 |
| 45 | Quantum Financial Services Inc. | $607,439 | — | $252,087,018 | $252,087,018 |
Showing 1 to 45 of 45 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Carline Murphy.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
