RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Valeo Financial Advisors, Llc$433,658$3,761,410,394$1,161,045,006$4,922,455,400
2Sym Financial Advisors$749,146$2,203,644,673$539,726,638$2,743,371,311
3Goelzer Investment Management$1,463,445$1,827,416,529$57,501,095$1,884,917,624
4Donaldson Capital Management Llc$594,402$1,775,255,918$159,522,732$1,934,778,650
5Donaldson Capital Management Llc$594,402$1,775,255,918$159,522,732$1,934,778,650
6Winthrop Capital Management$2,090,447$1,261,736,304$19,707,494$1,281,443,798
7Sheaff Brock Investment Advisors, Llc$1,080,337$1,037,106,007$1,097,941$1,038,203,948
8Column Capital Advisors, Llc$717,474$972,285,014$41,506,139$1,013,791,153
9Wallington Asset Management$1,050,282$811,868,324$811,868,324
10Strategiq Financial Group, Llc$289,257$707,391,612$82,568,647$789,960,259
11Sbc Wealth Management$319,537$688,602,742$688,602,742
12Spectrum Management Group, Llc.$651,429$624,399,638$19,863,659$644,263,297
13Indie Asset Partners, Llc$765,890$616,541,401$616,541,401
14Deerfield Financial Advisors, Inc.$702,258$605,402,886$91,939,703$697,342,589
15Ami Investment Management Inc$2,584,353$602,154,188$602,154,188
16Wealth Advisors Group$341,705$533,431,245$27,306,360$560,737,605
17Walter & Keenan Finanical Consulting Co$2,747,411$527,030,001$25,199,529$552,229,530
18Galecki Financial Management Inc$264,608$484,497,165$484,497,165
19Monarch Capital Management Inc$1,583,024$395,756,108$395,756,108
20Northwest Financial Services Inc$958,850$343,546,554$680,640$344,227,194
21Lji Wealth Management, Llc$149,042$310,751,963$310,751,963
22Hurlow Wealth Management Group, Inc.$294,448$285,027,251$58,298,988$343,326,239
23Castle Investment Advisory, Llc$434,512$280,710,265$14,323,599$295,033,864
24Holistic Financial Partners, Llc$405,411$251,760,346$251,760,346
25Imc Advisors, Llc$3,758,779$247,129,580$113,713,207$360,842,787
26Pathway Financial Advisers, Llc$515,812$246,558,233$246,558,233
27Fi3 Financial Advisors, Llc$538,107$235,996,960$47,585,433$283,582,393
28Biechele Royce Advisors, Inc.$525,159$231,109,223$20,442,029$251,551,252
29Peloton Wealth Strategists, Inc.$716,439$224,245,381$224,245,381
30Dickmeyer Boyce Financial Management, Inc$213,745$218,661,299$218,661,299
31Wealthpoint Advisors Llc$455,903$195,582,282$195,582,282
32Howard Bailey Securities, Llc$84,246$185,897,937$1,971,674$187,869,611
33Halter Ferguson Financial Inc$327,883$175,923,717$477,210$176,400,927
34Miller Financial Management, Llc$444,182$135,943,309$864,690$136,807,999
35Gettings Reed Financial$183,264$135,921,801$33,230,478$169,152,279
36Kessler Investment Group, Llc$132,249$118,658,289$21,393,538$140,051,827
37Asset Management Strategies, Inc.$72,374$105,810,353$105,810,353

Showing 1 to 37 of 37 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.