RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Howard Bailey Securities, LLC | $62,009 | $246,423,373 | $63,619 | $246,486,992 |
| 2 | Asset Management Strategies, Inc. | $86,588 | $141,657,332 | — | $141,657,332 |
| 3 | LJI WEALTH MANAGEMENT, LLC | $149,042 | $310,751,963 | — | $310,751,963 |
| 4 | Wetzel Investment Advisors, Inc. | $156,125 | $204,401,779 | $10,270,547 | $214,672,326 |
| 5 | Kessler Investment Group, LLC | $180,582 | $143,006,241 | $26,379,296 | $169,385,537 |
| 6 | BCGM Wealth Management, LLC | $187,715 | $201,491,361 | $38,595,611 | $240,086,972 |
| 7 | Pathway Financial Advisers, LLC | $221,662 | $271,535,416 | — | $271,535,416 |
| 8 | Dickmeyer Boyce Financial Management, Inc | $225,472 | $236,745,114 | — | $236,745,114 |
| 9 | TKG Advisors, LLC | $230,867 | $136,211,764 | — | $136,211,764 |
| 10 | Strategiq Financial Group, LLC | $266,571 | $708,550,040 | $39,713,435 | $748,263,475 |
| 11 | Galecki Financial Management Inc | $280,918 | $552,566,334 | — | $552,566,334 |
| 12 | Security Financial Services, Inc. | $302,856 | $644,206,101 | $16,019,921 | $660,226,022 |
| 13 | Shoreline Asset Management, LLC | $311,836 | $196,280,361 | $799,781 | $197,080,142 |
| 14 | Hurlow Wealth Management Group, Inc. | $320,501 | $331,494,173 | $58,555,507 | $390,049,680 |
| 15 | Market Street Wealth Management Advisors, LLC | $322,937 | $423,024,876 | $1,637,597 | $424,662,473 |
| 16 | Treybourne Wealth Planners, Inc. | $330,041 | $370,083,549 | $52,038,389 | $422,121,938 |
| 17 | Strategic Benefit Consultants, Inc. | $334,306 | $824,445,106 | $2,963,150 | $827,408,256 |
| 18 | Street Capital Partners, LLC | $398,719 | $139,551,584 | — | $139,551,584 |
| 19 | Bedel Financial Consulting Inc | $404,530 | $1,576,014,403 | $4,482,582 | $1,580,496,985 |
| 20 | Holistic Financial Partners, LLC | $408,887 | $277,634,121 | — | $277,634,121 |
| 21 | MILLER FINANCIAL MANAGEMENT, LLC | $444,182 | $135,943,309 | $864,690 | $136,807,999 |
| 22 | Halter Ferguson Financial Inc | $463,028 | $300,093,414 | $411,904 | $300,505,318 |
| 23 | Castle Investment Advisory, LLC | $475,303 | $313,647,100 | $20,015,678 | $333,662,778 |
| 24 | Wealthpoint Advisors LLC | $491,019 | $235,689,234 | — | $235,689,234 |
| 25 | Valeo Financial Advisors, LLC | $494,402 | $4,869,376,855 | $1,522,253,778 | $6,391,630,633 |
| 26 | Fi3 Financial Advisors, LLC | $502,765 | $288,317,640 | $48,534,606 | $336,852,246 |
| 27 | Elser Financial Planning, Inc. | $601,365 | $500,336,015 | — | $500,336,015 |
| 28 | Quantum Financial Services Inc. | $607,439 | — | $252,087,018 | $252,087,018 |
| 29 | Donaldson Capital Management LLC | $618,454 | $2,018,120,165 | $123,585,077 | $2,141,705,242 |
| 30 | Spectrum Management Group, LLC. | $691,941 | $691,937,835 | $19,377,786 | $711,315,621 |
| 31 | Biechele Royce Advisors, Inc. | $696,420 | $333,764,604 | $34,641,655 | $368,406,259 |
| 32 | Deerfield Financial Advisors, Inc. | $779,709 | $610,371,468 | $105,401,694 | $715,773,162 |
| 33 | Column Capital Advisors, LLC | $783,905 | $1,107,748,767 | $53,998,476 | $1,161,747,243 |
| 34 | SYM Financial Corporation | $838,108 | $2,539,927,397 | $581,188,153 | $3,121,115,550 |
| 35 | Peloton Wealth Strategists, Inc. | $848,740 | $260,563,179 | — | $260,563,179 |
| 36 | Indie Asset Partners, LLC | $860,988 | $648,324,316 | — | $648,324,316 |
| 37 | Northwest Financial Services Inc | $1,069,666 | $388,595,055 | $763,474 | $389,358,529 |
| 38 | Wallington Asset Management, LLC | $1,152,132 | $909,031,852 | — | $909,031,852 |
| 39 | Goelzer Investment Management, Inc. | $1,555,979 | $2,096,042,827 | $15,420,530 | $2,111,463,357 |
| 40 | Oxford Financial Group, Ltd | $1,568,699 | $6,338,552,189 | $8,480,945,869 | $14,819,498,058 |
| 41 | Monarch Capital Management Inc | $1,642,578 | $409,002,038 | — | $409,002,038 |
| 42 | Walter & Keenan Financial Consulting Co | $2,651,237 | $467,370,029 | $137,111,939 | $604,481,968 |
| 43 | AMI Investment Management Inc | $2,667,485 | $648,198,928 | — | $648,198,928 |
| 44 | Winthrop Capital Management, LLC | $3,639,714 | $2,640,365,253 | $20,265,665 | $2,660,630,918 |
| 45 | IMC Advisors, LLC | $4,105,198 | $276,685,360 | $121,518,812 | $398,204,172 |
Showing 1 to 45 of 45 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Carline Murphy.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
