RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ASSET MANAGEMENT STRATEGIES, INC.$70,021$123,237,165$123,237,165
2HOWARD BAILEY SECURITIES, LLC$84,246$185,897,937$1,971,674$187,869,611
3KESSLER INVESTMENT GROUP, LLC$132,249$118,658,289$21,393,538$140,051,827
4LJI WEALTH MANAGEMENT, LLC$149,042$310,751,963$310,751,963
5BOOKENDS FINANCIAL PLANNING$150,644$172,888,586$6,226,760$179,115,346
6GETTINGS REED FINANCIAL$183,264$135,921,801$33,230,478$169,152,279
7KOTYS WEALTH PROFESSIONALS$192,700$99,381,701$2,170,965$101,552,666
8DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC$213,745$218,661,299$218,661,299
9GALECKI FINANCIAL MANAGEMENT INC$264,608$484,497,165$484,497,165
10STRATEGIQ FINANCIAL GROUP, LLC$289,257$707,391,612$82,568,647$789,960,259
11TREYBOURNE WEALTH PLANNERS$292,642$331,061,618$45,275,539$376,337,157
12HURLOW WEALTH MANAGEMENT GROUP, INC.$294,448$285,027,251$58,298,988$343,326,239
13MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC$299,843$377,223,865$878,564$378,102,429
14SBC WEALTH MANAGEMENT$319,537$688,602,742$688,602,742
15HALTER FERGUSON FINANCIAL INC$327,883$175,923,717$477,210$176,400,927
16WEALTH ADVISORS GROUP$341,705$533,431,245$27,306,360$560,737,605
17TRUST INVESTMENT ADVISORS$348,807$122,780,000$122,780,000
18BEDEL FINANCIAL CONSULTING INC$361,799$1,423,317,872$5,789,153$1,429,107,025
19HOLISTIC FINANCIAL PARTNERS, LLC$405,411$251,760,346$251,760,346
20VALEO FINANCIAL ADVISORS, LLC$433,658$3,761,410,394$1,161,045,006$4,922,455,400
21CASTLE INVESTMENT ADVISORY, LLC$434,512$280,710,265$14,323,599$295,033,864
22MILLER FINANCIAL MANAGEMENT, LLC$444,182$135,943,309$864,690$136,807,999
23WEALTHPOINT ADVISORS LLC$455,903$195,582,282$195,582,282
24PATHWAY FINANCIAL ADVISERS, LLC$515,812$246,558,233$246,558,233
25BIECHELE ROYCE ADVISORS, INC.$525,159$231,109,223$20,442,029$251,551,252
26FI3 FINANCIAL ADVISORS, LLC$538,107$235,996,960$47,585,433$283,582,393
27DONALDSON CAPITAL MANAGEMENT LLC$594,402$1,775,255,918$159,522,732$1,934,778,650
28ELSER FINANCIAL PLANNING, INC.$615,830$431,696,579$431,696,579
29SPECTRUM MANAGEMENT GROUP, LLC.$651,429$624,399,638$19,863,659$644,263,297
30DEERFIELD FINANCIAL ADVISORS, INC.$702,258$605,402,886$91,939,703$697,342,589
31PELOTON WEALTH STRATEGISTS, INC.$716,439$224,245,381$224,245,381
32COLUMN CAPITAL ADVISORS, LLC$717,474$972,285,014$41,506,139$1,013,791,153
33SYM FINANCIAL ADVISORS$749,146$2,203,644,673$539,726,638$2,743,371,311
34INDIE ASSET PARTNERS, LLC$765,890$616,541,401$616,541,401
35NORTHWEST FINANCIAL SERVICES INC$958,850$343,546,554$680,640$344,227,194
36WALLINGTON ASSET MANAGEMENT$1,050,282$811,868,324$811,868,324
37GOELZER INVESTMENT MANAGEMENT$1,463,445$1,827,416,529$57,501,095$1,884,917,624
38MONARCH CAPITAL MANAGEMENT INC$1,583,024$395,756,108$395,756,108
39WINTHROP CAPITAL MANAGEMENT$2,090,447$1,261,736,304$19,707,494$1,281,443,798
40QUANTUM FINANCIAL SERVICES INC.$2,498,894$222,401,550$222,401,550
41AMI INVESTMENT MANAGEMENT INC$2,584,353$602,154,188$602,154,188
42WALTER & KEENAN FINANICAL CONSULTING CO$2,747,411$527,030,001$25,199,529$552,229,530
43IMC ADVISORS, LLC$3,758,779$247,129,580$113,713,207$360,842,787

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.