RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1IMC ADVISORS, LLC$3,758,779$247,129,580$113,713,207$360,842,787
2WALTER & KEENAN FINANICAL CONSULTING CO$2,747,411$527,030,001$25,199,529$552,229,530
3AMI INVESTMENT MANAGEMENT INC$2,584,353$602,154,188$602,154,188
4QUANTUM FINANCIAL SERVICES INC.$2,498,894$222,401,550$222,401,550
5WINTHROP CAPITAL MANAGEMENT$2,090,447$1,261,736,304$19,707,494$1,281,443,798
6MONARCH CAPITAL MANAGEMENT INC$1,583,024$395,756,108$395,756,108
7GOELZER INVESTMENT MANAGEMENT$1,463,445$1,827,416,529$57,501,095$1,884,917,624
8WALLINGTON ASSET MANAGEMENT$1,050,282$811,868,324$811,868,324
9NORTHWEST FINANCIAL SERVICES INC$958,850$343,546,554$680,640$344,227,194
10INDIE ASSET PARTNERS, LLC$765,890$616,541,401$616,541,401
11SYM FINANCIAL ADVISORS$749,146$2,203,644,673$539,726,638$2,743,371,311
12COLUMN CAPITAL ADVISORS, LLC$717,474$972,285,014$41,506,139$1,013,791,153
13PELOTON WEALTH STRATEGISTS, INC.$716,439$224,245,381$224,245,381
14DEERFIELD FINANCIAL ADVISORS, INC.$702,258$605,402,886$91,939,703$697,342,589
15SPECTRUM MANAGEMENT GROUP, LLC.$651,429$624,399,638$19,863,659$644,263,297
16ELSER FINANCIAL PLANNING, INC.$615,830$431,696,579$431,696,579
17DONALDSON CAPITAL MANAGEMENT LLC$594,402$1,775,255,918$159,522,732$1,934,778,650
18FI3 FINANCIAL ADVISORS, LLC$538,107$235,996,960$47,585,433$283,582,393
19BIECHELE ROYCE ADVISORS, INC.$525,159$231,109,223$20,442,029$251,551,252
20PATHWAY FINANCIAL ADVISERS, LLC$515,812$246,558,233$246,558,233
21WEALTHPOINT ADVISORS LLC$455,903$195,582,282$195,582,282
22MILLER FINANCIAL MANAGEMENT, LLC$444,182$135,943,309$864,690$136,807,999
23CASTLE INVESTMENT ADVISORY, LLC$434,512$280,710,265$14,323,599$295,033,864
24VALEO FINANCIAL ADVISORS, LLC$433,658$3,761,410,394$1,161,045,006$4,922,455,400
25HOLISTIC FINANCIAL PARTNERS, LLC$405,411$251,760,346$251,760,346
26BEDEL FINANCIAL CONSULTING INC$361,799$1,423,317,872$5,789,153$1,429,107,025
27TRUST INVESTMENT ADVISORS$348,807$122,780,000$122,780,000
28WEALTH ADVISORS GROUP$341,705$533,431,245$27,306,360$560,737,605
29HALTER FERGUSON FINANCIAL INC$327,883$175,923,717$477,210$176,400,927
30SBC WEALTH MANAGEMENT$319,537$688,602,742$688,602,742
31MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC$299,843$377,223,865$878,564$378,102,429
32HURLOW WEALTH MANAGEMENT GROUP, INC.$294,448$285,027,251$58,298,988$343,326,239
33TREYBOURNE WEALTH PLANNERS$292,642$331,061,618$45,275,539$376,337,157
34STRATEGIQ FINANCIAL GROUP, LLC$289,257$707,391,612$82,568,647$789,960,259
35GALECKI FINANCIAL MANAGEMENT INC$264,608$484,497,165$484,497,165
36DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC$213,745$218,661,299$218,661,299
37KOTYS WEALTH PROFESSIONALS$192,700$99,381,701$2,170,965$101,552,666
38GETTINGS REED FINANCIAL$183,264$135,921,801$33,230,478$169,152,279
39BOOKENDS FINANCIAL PLANNING$150,644$172,888,586$6,226,760$179,115,346
40LJI WEALTH MANAGEMENT, LLC$149,042$310,751,963$310,751,963
41KESSLER INVESTMENT GROUP, LLC$132,249$118,658,289$21,393,538$140,051,827
42HOWARD BAILEY SECURITIES, LLC$84,246$185,897,937$1,971,674$187,869,611
43ASSET MANAGEMENT STRATEGIES, INC.$70,021$123,237,165$123,237,165

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.