RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MITCHELL CAPITAL MANAGEMENT CO$1,038,523$590,919,835$590,919,835
2EVEREST WEALTH MANAGEMENT$1,631,189$119,076,793$119,076,793
3ROCKY MOUNTAIN ADVISERS, LLC$5,499,156$1,506,768,677$1,506,768,677
4ASPYRE WEALTH PARTNERS$375,909$395,080,249$395,080,249
5CLAYTON WEALTH PARTNERS$359,647$541,628,141$541,628,141
6THE RETIREMENT PLANNING GROUP, INC.$257,023$927,337,499$927,337,499
7PARAGON CAPITAL MANAGEMENT LLC$616,899$314,618,252$314,618,252
8S&A FINANCIAL SERVICES, INC.$164,948$217,566,073$217,566,073
9WINDWARD PRIVATE WEALTH MANAGEMENT INC.$276,371$211,976,859$211,976,859
10ETF PORTFOLIO PARTNERS, INC.$272,579$209,481,040$405,039$209,886,079
11CARLSON FINANCIAL$46,702$200,879,297$733,083$201,612,380
12PETROVIC FINANCIAL SERVICES$270,148$142,214,367$1,504,111$143,718,478
13SEARCY FINANCIAL SERVICES, INC.$292,090$268,675,461$2,968,048$271,643,509
14MIDWEST FINANCIAL GROUP LLC$147,404$226,303,744$5,709,579$232,013,323
15LUMIA WEALTH, LLC$312,280$136,930,165$8,592,187$145,522,352
16CANVAS WEALTH ADVISORS, LLC$224,108$92,556,399$8,740,193$101,296,592
17NOVA R WEALTH, INC.$384,679$320,850,069$10,358,670$331,208,739
18YUKON WEALTH MANAGEMENT, INC.$644,523$200,109,109$17,094,974$217,204,083
19THE ETF STORE, INC.$190,075$106,892,113$17,987,072$124,879,185
20INTEGRITY ADVISORY, LLC$210,742$145,238,583$19,982,860$165,221,443
21MATTERN WEALTH MANAGEMENT LLC$270,282$278,495,152$20,707,547$299,202,699
22STEPP & ROTHWELL INC$409,758$668,842,695$24,057,628$692,900,323
23GARRETT INVESTMENT ADVISORS, LLC$261,613$248,677,937$24,707,150$273,385,087
24LEGACY INVESTMENT PARTNERS, LLC$396,006$122,192,480$27,497,918$149,690,398
25FREESTATE ADVISORS LLC$266,912$132,308,574$43,586,134$175,894,708
26MERITAGE PORTFOLIO MANAGEMENT, INC.$1,413,814$1,742,509,115$47,378,900$1,789,888,015
27LEGACY FINANCIAL STRATEGIES, LLC$227,565$284,802,437$69,515,506$354,317,943
28FORTUNE FINANCIAL ADVISORS, LLC$322,111$125,750,109$69,771,040$195,521,149
29PRISM FINANCIAL GROUP, L.L.C.$437,915$683,375,757$118,447,461$801,823,218
30SUNESIS ADVISORS, LLC$1,797,995$490,121,119$131,985,256$622,106,375
31TRIUNE FINANCIAL PARTNERS, LLC$320,590$545,009,762$153,555,030$698,564,792
32SOUND STEWARDSHIP, LLC$200,611$157,880,488$157,880,488
33FCI ADVISORS$749,954$8,747,161,548$1,116,231,613$9,863,393,161

Showing 1 to 33 of 33 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.