RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Freestate Advisors LLC$258,045$96,546,459$38,411,058$134,957,517
2Everest Wealth Management, LLC$1,905,205$142,890,354$142,890,354
3Lumia Wealth, LLC$340,193$154,020,548$7,911,290$161,931,838
4The Etf Store, Inc.$222,206$135,773,203$26,214,816$161,988,019
5Petrovic Financial Solutions LLC$300,929$152,650,718$9,550,170$162,200,888
6Sound Stewardship, LLC$226,812$174,872,000$174,872,000
7Legacy Investment Partners, LLC$495,682$171,179,645$13,709,841$184,889,486
8Integrity Advisory, LLC$235,094$174,846,324$21,221,987$196,068,311
9Windward Private Wealth Management Inc.$280,878$234,533,071$234,533,071
10Fortune Financial Advisors, LLC$330,557$155,209,289$83,452,961$238,662,250
11Yukon Wealth Management, Inc.$2,957,211$222,732,913$16,801,157$239,534,070
12ETF Portfolio Partners, Inc.$308,400$244,003,944$557,456$244,561,400
13S&A Financial Services, Inc.$182,750$234,474,785$18,086,390$252,561,175
14Carlson & Company Financial Services, LLC$72,192$271,947,924$271,947,924
15Canvas Wealth Advisors, LLC$320,802$293,854,851$293,854,851
16Searcy Financial Services, Inc.$308,105$306,000,118$3,645,737$309,645,855
17Midwest Financial Group LLC$171,957$311,164,875$9,535,299$320,700,174
18Mattern Wealth Management LLC$283,721$327,314,068$8,328,284$335,642,352
19Nova R Wealth, Inc.$383,370$346,283,397$1,050,243$347,333,640
20Paragon Capital Management LLC$859,611$361,036,551$361,036,551
21Legacy Financial Strategies, LLC$269,546$347,595,298$81,521,814$429,117,112
22Koesten Hirschmann & Crabtree, Inc.$402,862$451,607,944$451,607,944
23Garrett Investment Advisors, LLC$281,965$435,543,003$30,545,475$466,088,478
24Waterfront Wealth Inc.$271,429$570,000,000$570,000,000
25Clayton Financial Services Inc$400,642$616,989,201$616,989,201
26Sunesis Advisors, LLC$1,793,643$516,577,507$105,816,584$622,394,091
27Mitchell Capital Management Co$1,120,718$665,706,281$665,706,281
28Stepp & Rothwell Inc$459,935$803,750,879$27,811,862$831,562,741
29Triune Financial Partners, LLC$362,561$647,608,099$184,832,042$832,440,141
30Prism Financial Group, L.L.C.$497,509$831,254,205$133,913,674$965,167,879
31The Retirement Planning Group, Inc.$297,480$1,124,177,216$1,124,177,216
32Rocky Mountain Advisers, LLC$5,377,836$1,694,018,241$1,694,018,241
33Meritage Portfolio Management, Inc.$1,475,504$1,866,137,155$81,527,555$1,947,664,710
34Financial Counselors Inc$975,405$11,314,380,325$1,089,840,960$12,404,221,285

Showing 1 to 34 of 34 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.