RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Carlson Financial$39,891$145,737,532$542,879$146,280,411
2AE Wealth Management, LLC$111,906$5,526,239,350$5,526,239,350
3Legacy Advisory Group, LLC$122,908$11,122,000$23,661,000$34,783,000
4S&A Financial Services, Inc.$139,808$188,321,628$188,321,628
5Midwest Financial Group Llc$140,608$200,365,922$200,365,922
6Sound Stewardship, Llc$178,183$132,568,137$132,568,137
7Legacy Financial Strategies, LLC$187,906$202,176,744$69,158,860$271,335,604
8The Etf Store, Inc.$188,461$102,909,256$13,182,748$116,092,004
9Integrity Advisory, Llc$195,957$123,810,730$19,434,121$143,244,851
10Garrett Investment Advisors, Llc$219,053$85,789,696$22,860,748$108,650,444
11Freestate Advisors Llc$224,294$123,252,679$53,939,941$177,192,620
12Etf Portfolio Partners, Inc.$228,768$167,986,537$844,050$168,830,587
13Searcy Financial Services, Inc.$234,034$226,784,221$3,271,255$230,055,476
14Petrovic Financial Services$237,551$120,571,108$1,055,078$121,626,186
15Fortune Financial Advisors, Llc$244,745$104,777,356$22,979,489$127,756,845
16The Retirement Planning Group, Inc.$265,197$861,888,786$861,888,786
17Windward Private Wealth Management Inc.$266,450$186,781,578$186,781,578
18Legacy Investment Partners, Llc$273,115$82,360,576$21,696,141$104,056,717
19Aspyre Wealth Partners$310,007$345,037,622$345,037,622
20Stepp & Rothwell Inc$312,767$542,859,829$22,623,343$565,483,172
21Nova R Wealth, Inc.$313,464$273,439,976$8,364,521$281,804,497
22Clayton Wealth Partners$314,173$443,926,730$443,926,730
23Lumia Wealth, Llc$319,212$121,696,243$6,307,819$128,004,062
24Prism Financial Group, L.L.C.$404,187$568,176,451$98,328,459$666,504,910
25Yukon Wealth Management, Inc.$575,392$156,363,196$18,555,848$174,919,044
26Paragon Capital Management Llc$639,467$312,699,145$312,699,145
27Fci Advisors$694,268$7,490,447,883$1,122,635,661$8,613,083,544
28Mitchell Capital Management Co$965,442$519,407,855$519,407,855
29Sunrise Advisors$1,134,911$660,518,107$660,518,107
30Meritage Portfolio Management, Inc.$1,246,281$1,476,376,241$54,056,804$1,530,433,045
31Wealth Management Advisors Inc$1,378,793$466,031,919$466,031,919
32Everest Wealth Management$1,559,916$106,074,285$106,074,285
33Sunesis Advisors, Llc$1,566,104$470,954,138$402,931,994$873,886,132
34Rocky Mountain Advisers, Llc$5,440,614$1,376,255,531$219,915$1,376,475,446

Showing 1 to 34 of 34 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.