RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CARLSON FINANCIAL$46,702$200,879,297$733,083$201,612,380
2MIDWEST FINANCIAL GROUP LLC$147,404$226,303,744$5,709,579$232,013,323
3S&A FINANCIAL SERVICES, INC.$164,948$217,566,073$217,566,073
4THE ETF STORE, INC.$190,075$106,892,113$17,987,072$124,879,185
5SOUND STEWARDSHIP, LLC$200,611$157,880,488$157,880,488
6INTEGRITY ADVISORY, LLC$210,742$145,238,583$19,982,860$165,221,443
7CANVAS WEALTH ADVISORS, LLC$224,108$92,556,399$8,740,193$101,296,592
8LEGACY FINANCIAL STRATEGIES, LLC$227,565$284,802,437$69,515,506$354,317,943
9THE RETIREMENT PLANNING GROUP, INC.$257,023$927,337,499$927,337,499
10GARRETT INVESTMENT ADVISORS, LLC$261,613$248,677,937$24,707,150$273,385,087
11FREESTATE ADVISORS LLC$266,912$132,308,574$43,586,134$175,894,708
12PETROVIC FINANCIAL SERVICES$270,148$142,214,367$1,504,111$143,718,478
13MATTERN WEALTH MANAGEMENT LLC$270,282$278,495,152$20,707,547$299,202,699
14ETF PORTFOLIO PARTNERS, INC.$272,579$209,481,040$405,039$209,886,079
15WINDWARD PRIVATE WEALTH MANAGEMENT INC.$276,371$211,976,859$211,976,859
16SEARCY FINANCIAL SERVICES, INC.$292,090$268,675,461$2,968,048$271,643,509
17LUMIA WEALTH, LLC$312,280$136,930,165$8,592,187$145,522,352
18TRIUNE FINANCIAL PARTNERS, LLC$320,590$545,009,762$153,555,030$698,564,792
19FORTUNE FINANCIAL ADVISORS, LLC$322,111$125,750,109$69,771,040$195,521,149
20CLAYTON WEALTH PARTNERS$359,647$541,628,141$541,628,141
21ASPYRE WEALTH PARTNERS$375,909$395,080,249$395,080,249
22NOVA R WEALTH, INC.$384,679$320,850,069$10,358,670$331,208,739
23LEGACY INVESTMENT PARTNERS, LLC$396,006$122,192,480$27,497,918$149,690,398
24STEPP & ROTHWELL INC$409,758$668,842,695$24,057,628$692,900,323
25PRISM FINANCIAL GROUP, L.L.C.$437,915$683,375,757$118,447,461$801,823,218
26PARAGON CAPITAL MANAGEMENT LLC$616,899$314,618,252$314,618,252
27YUKON WEALTH MANAGEMENT, INC.$644,523$200,109,109$17,094,974$217,204,083
28FCI ADVISORS$749,954$8,747,161,548$1,116,231,613$9,863,393,161
29MITCHELL CAPITAL MANAGEMENT CO$1,038,523$590,919,835$590,919,835
30MERITAGE PORTFOLIO MANAGEMENT, INC.$1,413,814$1,742,509,115$47,378,900$1,789,888,015
31EVEREST WEALTH MANAGEMENT$1,631,189$119,076,793$119,076,793
32SUNESIS ADVISORS, LLC$1,797,995$490,121,119$131,985,256$622,106,375
33ROCKY MOUNTAIN ADVISERS, LLC$5,499,156$1,506,768,677$1,506,768,677

Showing 1 to 33 of 33 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.