RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Carlson Financial$39,891$145,737,532$542,879$146,280,411
2Ae Wealth Management, Llc$115,541$8,583,746,349$8,583,746,349
3Midwest Financial Group Llc$147,404$226,303,744$5,709,579$232,013,323
4S&A Financial Services, Inc.$164,948$217,566,073$217,566,073
5The Etf Store, Inc.$176,852$95,897,906$13,220,061$109,117,967
6Sound Stewardship, Llc$200,611$157,880,488$157,880,488
7Integrity Advisory, Llc$210,742$145,238,583$19,982,860$165,221,443
8Legacy Financial Strategies, Llc$227,565$284,802,437$69,515,506$354,317,943
9Petrovic Financial Services$237,551$120,571,108$1,055,078$121,626,186
10The Retirement Planning Group, Inc.$257,023$927,337,499$927,337,499
11Freestate Advisors Llc$266,912$132,308,574$43,586,134$175,894,708
12Mattern Wealth Management Llc$270,282$278,495,152$20,707,547$299,202,699
13Etf Portfolio Partners, Inc.$272,579$209,481,040$405,039$209,886,079
14Windward Private Wealth Management Inc.$276,371$211,976,859$211,976,859
15Searcy Financial Services, Inc.$292,090$268,675,461$2,968,048$271,643,509
16Lumia Wealth, Llc$312,280$136,930,165$8,592,187$145,522,352
17Triune Financial Partners, Llc$320,590$545,009,762$153,555,030$698,564,792
18Fortune Financial Advisors, Llc$322,111$125,750,109$69,771,040$195,521,149
19Clayton Wealth Partners$359,647$541,628,141$541,628,141
20Aspyre Wealth Partners$375,909$395,080,249$395,080,249
21Nova R Wealth, Inc.$384,679$320,850,069$10,358,670$331,208,739
22Legacy Investment Partners, Llc$396,006$122,192,480$27,497,918$149,690,398
23Stepp & Rothwell Inc$409,758$668,842,695$24,057,628$692,900,323
24Prism Financial Group, L.L.C.$437,915$683,375,757$118,447,461$801,823,218
25Yukon Wealth Management, Inc.$644,523$200,109,109$17,094,974$217,204,083
26FCI Advisors$749,954$8,747,161,548$1,116,231,613$9,863,393,161
27Mitchell Capital Management Co$1,038,523$590,919,835$590,919,835
28Sunrise Advisors$1,199,803$706,684,116$706,684,116
29Meritage Portfolio Management, Inc.$1,428,074$1,738,361,811$75,292,486$1,813,654,297
30Wealth Management Advisors Inc$1,487,771$504,354,312$504,354,312
31Everest Wealth Management$1,559,916$106,074,285$106,074,285
32Rocky Mountain Advisers, Llc$5,499,156$1,506,768,677$1,506,768,677

Showing 1 to 32 of 32 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.