RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Rocky Mountain Advisers, Llc$5,499,156$1,506,768,677$1,506,768,677
2Everest Wealth Management$1,559,916$106,074,285$106,074,285
3Wealth Management Advisors Inc$1,487,771$504,354,312$504,354,312
4Meritage Portfolio Management, Inc.$1,428,074$1,738,361,811$75,292,486$1,813,654,297
5Sunrise Advisors$1,199,803$706,684,116$706,684,116
6Mitchell Capital Management Co$1,038,523$590,919,835$590,919,835
7FCI Advisors$749,954$8,747,161,548$1,116,231,613$9,863,393,161
8Yukon Wealth Management, Inc.$644,523$200,109,109$17,094,974$217,204,083
9Prism Financial Group, L.L.C.$437,915$683,375,757$118,447,461$801,823,218
10Stepp & Rothwell Inc$409,758$668,842,695$24,057,628$692,900,323
11Legacy Investment Partners, Llc$396,006$122,192,480$27,497,918$149,690,398
12Nova R Wealth, Inc.$384,679$320,850,069$10,358,670$331,208,739
13Aspyre Wealth Partners$375,909$395,080,249$395,080,249
14Clayton Wealth Partners$359,647$541,628,141$541,628,141
15Fortune Financial Advisors, Llc$322,111$125,750,109$69,771,040$195,521,149
16Triune Financial Partners, Llc$320,590$545,009,762$153,555,030$698,564,792
17Lumia Wealth, Llc$312,280$136,930,165$8,592,187$145,522,352
18Searcy Financial Services, Inc.$292,090$268,675,461$2,968,048$271,643,509
19Windward Private Wealth Management Inc.$276,371$211,976,859$211,976,859
20Etf Portfolio Partners, Inc.$272,579$209,481,040$405,039$209,886,079
21Mattern Wealth Management Llc$270,282$278,495,152$20,707,547$299,202,699
22Freestate Advisors Llc$266,912$132,308,574$43,586,134$175,894,708
23The Retirement Planning Group, Inc.$257,023$927,337,499$927,337,499
24Petrovic Financial Services$237,551$120,571,108$1,055,078$121,626,186
25Legacy Financial Strategies, Llc$227,565$284,802,437$69,515,506$354,317,943
26Integrity Advisory, Llc$210,742$145,238,583$19,982,860$165,221,443
27Sound Stewardship, Llc$200,611$157,880,488$157,880,488
28The Etf Store, Inc.$176,852$95,897,906$13,220,061$109,117,967
29S&A Financial Services, Inc.$164,948$217,566,073$217,566,073
30Midwest Financial Group Llc$147,404$226,303,744$5,709,579$232,013,323
31Ae Wealth Management, Llc$115,541$8,583,746,349$8,583,746,349
32Carlson Financial$39,891$145,737,532$542,879$146,280,411

Showing 1 to 32 of 32 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.