RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ASPYRE WEALTH PARTNERS$375,909$395,080,249$395,080,249
2CANVAS WEALTH ADVISORS, LLC$224,108$92,556,399$8,740,193$101,296,592
3CARLSON FINANCIAL$46,702$200,879,297$733,083$201,612,380
4CLAYTON WEALTH PARTNERS$359,647$541,628,141$541,628,141
5ETF PORTFOLIO PARTNERS, INC.$272,579$209,481,040$405,039$209,886,079
6EVEREST WEALTH MANAGEMENT$1,631,189$119,076,793$119,076,793
7FCI ADVISORS$749,954$8,747,161,548$1,116,231,613$9,863,393,161
8FORTUNE FINANCIAL ADVISORS, LLC$322,111$125,750,109$69,771,040$195,521,149
9FREESTATE ADVISORS LLC$266,912$132,308,574$43,586,134$175,894,708
10GARRETT INVESTMENT ADVISORS, LLC$261,613$248,677,937$24,707,150$273,385,087
11INTEGRITY ADVISORY, LLC$210,742$145,238,583$19,982,860$165,221,443
12LEGACY FINANCIAL STRATEGIES, LLC$227,565$284,802,437$69,515,506$354,317,943
13LEGACY INVESTMENT PARTNERS, LLC$396,006$122,192,480$27,497,918$149,690,398
14LUMIA WEALTH, LLC$312,280$136,930,165$8,592,187$145,522,352
15MATTERN WEALTH MANAGEMENT LLC$270,282$278,495,152$20,707,547$299,202,699
16MERITAGE PORTFOLIO MANAGEMENT, INC.$1,413,814$1,742,509,115$47,378,900$1,789,888,015
17MIDWEST FINANCIAL GROUP LLC$147,404$226,303,744$5,709,579$232,013,323
18MITCHELL CAPITAL MANAGEMENT CO$1,038,523$590,919,835$590,919,835
19NOVA R WEALTH, INC.$384,679$320,850,069$10,358,670$331,208,739
20PARAGON CAPITAL MANAGEMENT LLC$616,899$314,618,252$314,618,252
21PETROVIC FINANCIAL SERVICES$270,148$142,214,367$1,504,111$143,718,478
22PRISM FINANCIAL GROUP, L.L.C.$437,915$683,375,757$118,447,461$801,823,218
23ROCKY MOUNTAIN ADVISERS, LLC$5,499,156$1,506,768,677$1,506,768,677
24S&A FINANCIAL SERVICES, INC.$164,948$217,566,073$217,566,073
25SEARCY FINANCIAL SERVICES, INC.$292,090$268,675,461$2,968,048$271,643,509
26SOUND STEWARDSHIP, LLC$200,611$157,880,488$157,880,488
27STEPP & ROTHWELL INC$409,758$668,842,695$24,057,628$692,900,323
28SUNESIS ADVISORS, LLC$1,797,995$490,121,119$131,985,256$622,106,375
29THE ETF STORE, INC.$190,075$106,892,113$17,987,072$124,879,185
30THE RETIREMENT PLANNING GROUP, INC.$257,023$927,337,499$927,337,499
31TRIUNE FINANCIAL PARTNERS, LLC$320,590$545,009,762$153,555,030$698,564,792
32WINDWARD PRIVATE WEALTH MANAGEMENT INC.$276,371$211,976,859$211,976,859
33YUKON WEALTH MANAGEMENT, INC.$644,523$200,109,109$17,094,974$217,204,083

Showing 1 to 33 of 33 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.