RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Yukon Wealth Management, Inc.$2,957,211$222,732,913$16,801,157$239,534,070
2Windward Private Wealth Management Inc.$280,878$234,533,071$234,533,071
3Waterfront Wealth Inc.$271,429$570,000,000$570,000,000
4Triune Financial Partners, LLC$362,561$647,608,099$184,832,042$832,440,141
5The Retirement Planning Group, Inc.$297,480$1,124,177,216$1,124,177,216
6The Etf Store, Inc.$222,206$135,773,203$26,214,816$161,988,019
7Sunesis Advisors, LLC$1,793,643$516,577,507$105,816,584$622,394,091
8Stepp & Rothwell Inc$459,935$803,750,879$27,811,862$831,562,741
9Sound Stewardship, LLC$226,812$174,872,000$174,872,000
10Searcy Financial Services, Inc.$308,105$306,000,118$3,645,737$309,645,855
11S&A Financial Services, Inc.$182,750$234,474,785$18,086,390$252,561,175
12Rocky Mountain Advisers, LLC$5,377,836$1,694,018,241$1,694,018,241
13Prism Financial Group, L.L.C.$497,509$831,254,205$133,913,674$965,167,879
14Petrovic Financial Solutions LLC$300,929$152,650,718$9,550,170$162,200,888
15Paragon Capital Management LLC$859,611$361,036,551$361,036,551
16Nova R Wealth, Inc.$383,370$346,283,397$1,050,243$347,333,640
17Mitchell Capital Management Co$1,120,718$665,706,281$665,706,281
18Midwest Financial Group LLC$171,957$311,164,875$9,535,299$320,700,174
19Meritage Portfolio Management, Inc.$1,475,504$1,866,137,155$81,527,555$1,947,664,710
20Mattern Wealth Management LLC$283,721$327,314,068$8,328,284$335,642,352
21Lumia Wealth, LLC$340,193$154,020,548$7,911,290$161,931,838
22Legacy Investment Partners, LLC$495,682$171,179,645$13,709,841$184,889,486
23Legacy Financial Strategies, LLC$269,546$347,595,298$81,521,814$429,117,112
24Koesten Hirschmann & Crabtree, Inc.$402,862$451,607,944$451,607,944
25Integrity Advisory, LLC$235,094$174,846,324$21,221,987$196,068,311
26Garrett Investment Advisors, LLC$281,965$435,543,003$30,545,475$466,088,478
27Freestate Advisors LLC$258,045$96,546,459$38,411,058$134,957,517
28Fortune Financial Advisors, LLC$330,557$155,209,289$83,452,961$238,662,250
29Financial Counselors Inc$975,405$11,314,380,325$1,089,840,960$12,404,221,285
30Everest Wealth Management, LLC$1,905,205$142,890,354$142,890,354
31ETF Portfolio Partners, Inc.$308,400$244,003,944$557,456$244,561,400
32Clayton Financial Services Inc$400,642$616,989,201$616,989,201
33Carlson & Company Financial Services, LLC$72,192$271,947,924$271,947,924
34Canvas Wealth Advisors, LLC$320,802$293,854,851$293,854,851

Showing 1 to 34 of 34 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.