RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.$90,337$135,947,059$1,094,723$137,041,782
2HASSELL WEALTH MANAGEMENT$236,273$180,748,807$180,748,807
3PERSONAL FINANCIAL ADVISORS, LLC$255,443$113,135,971$8,455,089$121,591,060
4CRESCENT STERLING LTD.$383,077$144,100,000$30,200,000$174,300,000
5ASSET PLANNING SERVICES INC$461,954$247,007,281$35,246,694$282,253,975
6DEANE RETIREMENT STRATEGIES, INC.$493,801$155,053,525$155,053,525
7DENT WEALTH ADVISORS$501,111$266,591,049$266,591,049
8DUMAINE INVESTMENTS LLC$536,371$112,101,573$112,101,573
9FPL CAPITAL MANAGEMENT, LLC$565,473$281,904,182$258,687,914$540,592,096
10THE ARCHER CONSULTING GROUP, LLC$574,822$123,012,000$123,012,000
11RESOURCE MANAGEMENT, LLC$635,873$1,394,937,500$100,000,336$1,494,937,836
12DELTA FINANCIAL ADVISORS$680,220$407,844,881$54,024,446$461,869,327
13ADKINS SEALE CAPITAL MANAGEMENT LLC$784,742$256,155,349$22,428,156$278,583,505
14STOKES FAMILY OFFICE LLC$964,992$1,104,915,861$1,104,915,861
15CRESCENT CAPITAL CONSULTING, LLC$1,084,947$610,423,236$146,869,909$757,293,145
16WATERS, PARKERSON & CO., LLC$1,109,247$1,765,127,542$117,264,781$1,882,392,323
17HACKETT ROBERTSON TOBE GROUP$3,862,385$10,000,000$411,000,000$421,000,000
18EQUITAS CAPITAL ADVISORS,LLC$8,356,157$108,029,763$259,641,146$367,670,909

Showing 1 to 18 of 18 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.