RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Florek Financial, Llc$613,718$298,267,000$298,267,000
2Sechrest Financial Services$434,482$135,558,529$135,558,529
3Fenway Financial Advisors, Llc$449,360$107,846,300$107,846,300
4Fairfield Financial Advisors$545,358$22,857,707$191,467,972$214,325,679
5Diversified Financial Management$470,994$66,062,314$108,205,611$174,267,925
6Polaris Advisors, Llc$477,965$101,396,599$30,043,852$131,440,451
7W.H. Cornerstone Investments Inc.$348,661$102,110,908$6,322,599$108,433,507
8Lenk Ladner Investment Solutions Llc$414,561$104,660,726$34,631,625$139,292,351
9Breeds Hill Capital Llc$3,295,195$107,923,825$1,302,419,524$1,410,343,349
10Financially In Tune$204,919$108,491,175$8,722,346$117,213,521
11Traub Capital Management$1,252,492$113,976,742$113,976,742
12South Shore Capital Advisors, Llc$1,103,739$121,463,565$72,794,534$194,258,099
13High Pines Wealth Management Llc$1,052,510$122,899,153$244,568$123,143,721
14Willow$330,406$125,884,519$125,884,519
15Great Oak Capital Partners, Llc$159,064$129,000,000$7,000,000$136,000,000
16Forness Financial Llc$194,320$130,000,000$130,000,000
17Financial Planning Solutions, Llc$161,603$130,245,633$17,136,322$147,381,955
181620 Investment Advisors, Inc.$334,629$132,215,698$3,308,906$135,524,604
19Flying Point Financial, Inc.$222,853$132,700,000$4,800,000$137,500,000
20Meridian Financial, Llc$1,073,629$133,130,000$133,130,000
21Finarc Investments, Inc.$351,694$137,864,060$137,864,060
22Woodside Wealth Management$447,826$144,080,853$119,195$144,200,048
23Kastel Capital Advisors, Llc$414,859$149,909,777$15,204,257$165,114,034
24Strategic Planning Group, Inc.$156,769$150,507,749$6,417,728$156,925,477
25Successful Money Strategies Inc$252,657$154,121,000$154,121,000
26Cape Ann Capital, Inc.$432,068$154,851,092$1,557,661$156,408,753
27Asset Management Resources, Llc$258,002$159,232,670$20,336,781$179,569,451
28Altschuler Financial Services$1,044,630$159,998,985$11,320,329$171,319,314
29Artemis Financial Advisors$818,235$160,374,113$160,374,113
30Barker Financial Group, Inc.$307,891$165,953,266$165,953,266
31Beacon Financial Planning Of Cape Cod$255,025$180,302,396$180,302,396
32Michael J. Crew, Investment Advisor$1,775,472$188,200,000$188,200,000
33Abbot Financial Management, Inc$493,307$200,282,730$200,282,730
34Cox Capital Management Llc$633,745$205,333,526$205,333,526
35Via Global Advisors Llc$1,277,423$206,164,077$229,436,997$435,601,074
36Little House Capital, Llc$622,352$208,612,484$1,120,120$209,732,604
37Sandy Cove Advisors, Llc$490,741$210,935,296$49,157,436$260,092,732
38Cottage Street Advisors$2,541,945$213,523,369$213,523,369
39Gray Equity Management, Llc$1,259,816$214,396,931$4,811,131$219,208,062
40Exchange Place Advisors, Llc$391,340$224,237,805$224,237,805
41Single Point Partners$406,522$225,754,936$3,523,658$229,278,594
42Proctor Financial$260,322$229,343,796$229,343,796
43Stonehearth Capital Management$151,176$232,357,289$232,357,289
44Sachetta & Callahan, Llc$236,645$232,858,474$232,858,474
45Boston Standard Wealth Management, Llc$167,577$236,954,098$236,954,098
46Perennial Advisors Group, Llc$335,095$246,964,710$246,964,710
47Carl P. Sherr & Co., Llc$408,962$250,022,795$19,073,919$269,096,714
48Riverview Capital Advisers Llc$680,482$261,231,771$49,748,642$310,980,413
49Thompson Wealth Management, Ltd.$534,355$264,682,624$3,029,227$267,711,851
50Peddock Capital Advisors, Llc$1,429,302$271,221,651$21,785,346$293,006,997
Next Page »

Showing 1 to 50 of 124 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.