RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SECHREST FINANCIAL SERVICES$434,482$135,558,529$135,558,529
2CAMBRIDGE ASSOCIATES LTD LLC$222,637,701$3,339,565,520$3,339,565,520
3CAMBRIDGE CAPE COD ADVISORS$406,371$131,664,082$131,664,082
4AEQUITAS INVESTMENT ADVISORS, LLC$563,021$623,827,690$623,827,690
5FENWAY FINANCIAL ADVISORS, LLC$449,360$107,846,300$107,846,300
6FLOREK FINANCIAL, LLC$613,718$298,267,000$298,267,000
7FAIRFIELD FINANCIAL ADVISORS$545,358$22,857,707$191,467,972$214,325,679
8DIVERSIFIED FINANCIAL MANAGEMENT$470,994$66,062,314$108,205,611$174,267,925
9VODIA CAPITAL, LLC$378,432$98,948,682$2,471,098$101,419,780
10POLARIS ADVISORS, LLC$477,965$101,396,599$30,043,852$131,440,451
11W.H. CORNERSTONE INVESTMENTS INC.$348,661$102,110,908$6,322,599$108,433,507
12LENK LADNER INVESTMENT SOLUTIONS LLC$414,561$104,660,726$34,631,625$139,292,351
13BREEDS HILL CAPITAL LLC$3,295,195$107,923,825$1,302,419,524$1,410,343,349
14FINANCIALLY IN TUNE$204,919$108,491,175$8,722,346$117,213,521
15WERNAU ASSET MANAGEMENT$528,070$113,007,068$113,007,068
16TRAUB CAPITAL MANAGEMENT$1,252,492$113,976,742$113,976,742
17ATWATER WEALTH MANAGEMENT$476,323$117,125,968$2,907,538$120,033,506
18STAKEHOLDERS CAPITAL$876,277$118,297,354$118,297,354
19SOUTH SHORE CAPITAL ADVISORS, LLC$1,103,739$121,463,565$72,794,534$194,258,099
20HIGH PINES WEALTH MANAGEMENT LLC$1,052,510$122,899,153$244,568$123,143,721
21ASSETGRADE, LLC$255,219$125,822,737$125,822,737
22WILLOW$330,406$125,884,519$125,884,519
23GREAT OAK CAPITAL PARTNERS, LLC$159,064$129,000,000$7,000,000$136,000,000
24FORNESS FINANCIAL LLC$194,320$130,000,000$130,000,000
25FINANCIAL PLANNING SOLUTIONS, LLC$161,603$130,245,633$17,136,322$147,381,955
26FINIVI INC.$210,889$131,805,759$131,805,759
271620 INVESTMENT ADVISORS, INC.$334,629$132,215,698$3,308,906$135,524,604
28FLYING POINT FINANCIAL, INC.$222,853$132,700,000$4,800,000$137,500,000
29MERIDIAN FINANCIAL, LLC$1,073,629$133,130,000$133,130,000
30FINARC INVESTMENTS, INC.$351,694$137,864,060$137,864,060
31WOODSIDE WEALTH MANAGEMENT$447,826$144,080,853$119,195$144,200,048
32STRATEGIC PLANNING GROUP, INC.$156,769$150,507,749$6,417,728$156,925,477
33SUCCESSFUL MONEY STRATEGIES INC$252,657$154,121,000$154,121,000
34CAPE ANN CAPITAL, INC.$432,068$154,851,092$1,557,661$156,408,753
35ASSET MANAGEMENT RESOURCES, LLC$258,002$159,232,670$20,336,781$179,569,451
36ALTSCHULER FINANCIAL SERVICES$1,044,630$159,998,985$11,320,329$171,319,314
37ARTEMIS FINANCIAL ADVISORS$818,235$160,374,113$160,374,113
38BARKER FINANCIAL GROUP, INC.$307,891$165,953,266$165,953,266
39BEACON FINANCIAL PLANNING OF CAPE COD$255,025$180,302,396$180,302,396
40DARROW WEALTH MANAGEMENT$598,668$187,981,900$187,981,900
41MICHAEL J. CREW, INVESTMENT ADVISOR$1,775,472$188,200,000$188,200,000
42COX CAPITAL MANAGEMENT LLC$633,745$205,333,526$205,333,526
43VIA GLOBAL ADVISORS LLC$1,277,423$206,164,077$229,436,997$435,601,074
44LITTLE HOUSE CAPITAL, LLC$622,352$208,612,484$1,120,120$209,732,604
45SANDY COVE ADVISORS, LLC$490,741$210,935,296$49,157,436$260,092,732
46ABBOT FINANCIAL MANAGEMENT, INC$494,183$212,992,975$212,992,975
47COTTAGE STREET ADVISORS$2,541,945$213,523,369$213,523,369
48GRAY EQUITY MANAGEMENT, LLC$1,259,816$214,396,931$4,811,131$219,208,062
49EXCHANGE PLACE ADVISORS, LLC$391,340$224,237,805$224,237,805
50SINGLE POINT PARTNERS$406,522$225,754,936$3,523,658$229,278,594
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Showing 1 to 50 of 135 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.