RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sechrest Financial Services LLC$457,131$145,824,644$145,824,644
2CAMBRIDGE ASSOCIATES LTD LLC$222,637,701$3,339,565,520$3,339,565,520
3Fenton Gregory Coleman$374,732$152,515,726$152,515,726
4Aequitas Investment Advisors, LLC$568,099$653,881,992$653,881,992
5Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
6Florek Financial, LLC$693,515$336,355,000$336,355,000
7Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
8Alchemi Wealth, LLC$218,367$67,944,791$39,054,880$106,999,671
9Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
10Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
11Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
12Sustainable Investment Solutions, LLC$766,078$113,379,574$113,379,574
13Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
14W.H. Cornerstone Investments Inc.$386,940$117,234,262$7,360,485$124,594,747
15Traub Capital Management, LLC$1,436,819$126,440,077$126,440,077
16Pension & Wealth Management Advisors, Inc.$307,822$128,053,975$128,053,975
17Lenk Ladner Investment Solutions LLC$507,795$129,228,994$44,944,793$174,173,787
18Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
19Adcm, LLC$347,389$130,618,137$130,618,137
20Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
21Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
221620 Investment Advisors, Inc.$347,328$143,648,814$3,618,185$147,266,999
23Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
24Finarc Investments, Inc.$361,307$144,884,068$144,884,068
25South Shore Capital Advisors, LLC$1,182,126$145,376,990$78,044,852$223,421,842
26Forness Financial LLC$210,379$150,000,000$150,000,000
27Vodia Capital, LLC$445,057$150,366,230$2,288,454$152,654,684
28Meridian Financial, LLC$1,266,158$157,003,537$157,003,537
29Assetgrade, LLC$300,333$160,620,386$658,274$161,278,660
30Financial Planning Solutions, LLC$179,686$160,761,198$20,002,604$180,763,802
31Successful Money Strategies Inc$266,659$161,862,000$161,862,000
32Crew Michael John$1,194,105$165,980,600$165,980,600
33Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
34Finivi Inc.$198,761$167,597,248$14,865,372$182,462,620
35Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
36Concordia Wealth Management, LLC$1,501,478$168,687,598$11,489,736$180,177,334
37Altschuler, James Stephen$1,130,830$168,845,648$13,218,035$182,063,683
38Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
39Great Oak Capital Partners, LLC$184,024$173,000,000$9,000,000$182,000,000
40Breed'S Hill Capital LLC$3,265,187$174,517,829$1,343,794,207$1,518,312,036
41Asset Management Resources, LLC$254,777$180,265,869$14,384,015$194,649,884
42Cottage Street Advisors, LLC$2,117,921$184,259,097$184,259,097
43Strategic Planning Group, Inc.$263,224$184,702,794$4,818,813$189,521,607
44High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
45Barker Financial Group, Inc.$349,835$194,699,776$1,208,009$195,907,785
46The Darrow Company, Inc.$550,665$200,441,931$200,441,931
47VIA GLOBAL ADVISORS LLC$1,277,423$206,164,077$229,436,997$435,601,074
48Beacon Financial Planning, Inc$290,996$207,479,961$207,479,961
49Abbot Financial Management, Inc$494,183$212,992,975$212,992,975
50Artemis Financial Advisors LLC$1,002,010$218,438,271$218,438,271
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Showing 1 to 50 of 145 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.