RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Cambridge Associates Ltd. LLC$263,854,570$2,374,691,130$2,374,691,130
2Aequitas Investment Advisors, LLC$562,902$547,703,215$547,703,215
3Florek Financial, LLC$520,199$232,529,000$232,529,000
4Sechrest Financial Services$2,721,429$114,300,000$114,300,000
5Cambridge Cape Cod Advisors$288,135$107,186,161$107,186,161
6Monument Group Wealth Advisors, Llc$407,949$103,211,000$103,211,000
7Fairfield Financial Advisors$432,512$22,857,707$151,877,159$174,734,866
8Diversified Financial Management$468,109$53,300,970$94,621,390$147,922,360
9Breeds Hill Capital LLC$1,749,109$65,209,982$713,143,716$778,353,698
10Lenk Ladner Investment Solutions LLC$421,531$107,314,198$36,849,298$144,163,496
11Traub Capital Management$1,325,322$107,351,052$107,351,052
12Via Global Advisors LLC$933,204$108,180,973$227,772,338$335,953,311
13Morgillo Financial Management$187,602$111,000,000$4,000,000$115,000,000
14South Shore Capital Advisors, LLC$1,012,003$113,651,553$56,365,014$170,016,567
15Finarc Investments, Inc.$290,161$117,224,911$117,224,911
161620 Investment Advisors, Inc.$284,560$119,543,083$2,532,972$122,076,055
17Concordia Wealth Management, LLC$1,232,314$120,483,820$23,696,946$144,180,766
18Woodside Wealth Management$381,882$121,707,175$113,102$121,820,277
19Cape Ann Capital, Inc.$643,910$126,233,748$1,260,425$127,494,173
20Asset Management Resources, LLC$233,181$126,343,340$16,363,642$142,706,982
21Altschuler Financial Services$819,511$135,063,143$8,351,209$143,414,352
22Beacon Financial Planning Of Cape Cod$190,840$136,641,756$136,641,756
23Barker Financial Group, Inc.$274,099$137,597,568$137,597,568
24Beacon Financial Planning, Inc.$223,058$143,203,462$143,203,462
25Successful Money Strategies Inc$239,346$143,847,000$143,847,000
26Abaris Financial Group, LLC$267,987$145,517,200$145,517,200
27Sandy Cove Advisors, LLC$425,609$156,337,730$33,909,705$190,247,435
28Cox Capital Management LLC$561,869$159,008,899$159,008,899
29Darrow Wealth Management$470,962$165,778,471$165,778,471
30Riverview Capital Advisers$508,700$165,924,841$37,555,169$203,480,010
31Michael J. Crew, Investment Advisor$1,588,073$173,100,000$173,100,000
32Cottage Street Advisors$2,272,466$186,342,237$186,342,237
33Abbot Financial Management, Inc$516,183$187,890,493$187,890,493
34Exchange Place Advisors, LLC$366,083$188,532,983$188,532,983
35Single Point Partners$419,131$189,452,612$3,347,572$192,800,184
36Perennial Advisors Group, LLC$287,597$191,539,322$191,539,322
37Boston Standard Wealth Management$121,607$192,138,418$192,138,418
38Carl P. Sherr & Co., LLC$347,173$197,369,730$22,738,205$220,107,935
39Little House Capital, LLC$568,370$198,136,767$12,728,361$210,865,128
40Proctor Financial$227,273$207,273,037$207,273,037
41Stonehearth Capital Management$111,455$207,417,582$207,417,582
42Cooper Lapman Financial, LLC$727,580$208,815,470$208,815,470
43Resolute Financial, LLC$191,826$226,553,615$43,153,069$269,706,684
44White Lighthouse Investment Management, Inc.$385,013$229,003,143$18,945,479$247,948,622
45FSA Wealth Management$309,651$231,000,000$231,000,000
46Taylor Wealth Management Partners$2,785,189$231,170,666$231,170,666
47Guidance Point Advisors$655,502$241,880,204$241,880,204
48Beck Bode Wealth Management, LLC$142,451$254,702,000$254,702,000
49Peddock Capital Advisors, LLC$1,372,773$255,103,789$15,332,535$270,436,324
50Claybrook Capital, LLC$4,541,982$258,892,974$258,892,974
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Showing 1 to 50 of 118 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.


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