RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51The Financial Advisors, LLC$398,705$788,697,468$31,040,026$819,737,494
52WELLESLEY INVESTMENT PARTNERS, LLC$679,911$388,979,601$30,525,788$419,505,389
53Shorepoint Capital Partners LLC$438,831$359,021,000$23,640,000$382,661,000
54Daintree Advisors LLC$946,545$1,290,452,000$21,460,000$1,311,912,000
55Financial Planning Solutions, LLC$179,686$160,761,198$20,002,604$180,763,802
56Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
57Kelly Financial Services LLC$103,781$304,688,784$18,485,573$323,174,357
58Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
59MG Financial LLC$9,929,412$1,165,075,926$16,524,104$1,181,600,030
60Renaissance Investment Group, LLC$1,043,179$437,471,219$15,268,432$452,739,651
61New England Investment & Retirement Group, Inc.$349,446$750,743,376$15,241,258$765,984,634
62Aevitas Wealth Management, Inc.$391,567$486,684,864$14,912,568$501,597,432
63Finivi Inc.$198,761$167,597,248$14,865,372$182,462,620
64Asset Management Resources, LLC$254,777$180,265,869$14,384,015$194,649,884
65Montis Financial, LLC$580,175$647,400,000$14,000,000$661,400,000
66Congress Wealth Management LLC$675,994$3,027,259,616$13,362,765$3,040,622,381
67Altschuler, James Stephen$1,130,830$168,845,648$13,218,035$182,063,683
68Excalibur Management Corp$656,956$505,979,641$13,015,607$518,995,248
69West Branch Capital LLC$379,878$427,416,750$12,482,432$439,899,182
70Concordia Wealth Management, LLC$1,501,478$168,687,598$11,489,736$180,177,334
71CONGRESS WEALTH MANAGEMENT LLC$938,894$2,320,940,879$11,271,928$2,332,212,807
72Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
73Single Point Partners, LLC$476,131$381,546,257$9,356,900$390,903,157
74Northstar Asset Management Inc$1,513,366$717,219,069$9,196,388$726,415,457
75Great Oak Capital Partners, LLC$184,024$173,000,000$9,000,000$182,000,000
76W.H. Cornerstone Investments Inc.$386,940$117,234,262$7,360,485$124,594,747
77Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
78TFC Financial Management, Inc.$1,022,737$1,200,875,421$5,953,751$1,206,829,172
79Monument Group Wealth Advisors, LLC$988,709$372,256,931$5,430,000$377,686,931
80Wealth Management Advisors, LLC$356,356$316,373,729$5,415,409$321,789,138
81Strategic Planning Group, Inc.$263,224$184,702,794$4,818,813$189,521,607
82Minot Wealth Management LLC$1,559,423$810,838,511$4,739,790$815,578,301
831620 Investment Advisors, Inc.$347,328$143,648,814$3,618,185$147,266,999
84Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
85Birch Hill Investment Advisors LLC$1,819,915$2,162,744,020$2,954,305$2,165,698,325
86Vodia Capital, LLC$445,057$150,366,230$2,288,454$152,654,684
87Thompson Wealth Management, Ltd.$590,543$308,425,664$1,609,431$310,035,095
88Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
89Barker Financial Group, Inc.$349,835$194,699,776$1,208,009$195,907,785
90Derby And Company Inc$779,361$690,134,420$1,159,058$691,293,478
91Ferris Capital, LLC$1,171,452$679,608,033$1,005,314$680,613,347
92White Lighthouse Investment Management, Inc.$537,956$354,238,115$813,034$355,051,149
93Assetgrade, LLC$300,333$160,620,386$658,274$161,278,660
94High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
95Gray Private Wealth, LLC$1,300,826$233,723,642$425,078$234,148,720
96Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
97Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
98Appleton Partners, Inc.$1,904,115$12,431,966,957$12,431,966,957
99Stonehearth Capital Management LLC$240,250$262,112,251$262,112,251
100Cooper Lapman Financial, LLC$988,465$296,539,363$296,539,363
« Previous PageNext Page »

Showing 51 to 100 of 145 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.