RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Fenway Financial Advisors, Llc$449,360$107,846,300$107,846,300
2W.H. Cornerstone Investments Inc.$348,661$102,110,908$6,322,599$108,433,507
3Traub Capital Management$1,252,492$113,976,742$113,976,742
4Financially In Tune$204,919$108,491,175$8,722,346$117,213,521
5High Pines Wealth Management Llc$1,052,510$122,899,153$244,568$123,143,721
7Forness Financial Llc$194,320$130,000,000$130,000,000
8Polaris Advisors, Llc$477,965$101,396,599$30,043,852$131,440,451
9Meridian Financial, Llc$1,073,629$133,130,000$133,130,000
101620 Investment Advisors, Inc.$334,629$132,215,698$3,308,906$135,524,604
11Sechrest Financial Services$434,482$135,558,529$135,558,529
12Great Oak Capital Partners, Llc$159,064$129,000,000$7,000,000$136,000,000
13Flying Point Financial, Inc.$222,853$132,700,000$4,800,000$137,500,000
14Finarc Investments, Inc.$351,694$137,864,060$137,864,060
15Lenk Ladner Investment Solutions Llc$414,561$104,660,726$34,631,625$139,292,351
16Woodside Wealth Management$447,826$144,080,853$119,195$144,200,048
17Financial Planning Solutions, Llc$161,603$130,245,633$17,136,322$147,381,955
18Successful Money Strategies Inc$252,657$154,121,000$154,121,000
19Cape Ann Capital, Inc.$432,068$154,851,092$1,557,661$156,408,753
20Strategic Planning Group, Inc.$156,769$150,507,749$6,417,728$156,925,477
21Artemis Financial Advisors$818,235$160,374,113$160,374,113
22Kastel Capital Advisors, Llc$414,859$149,909,777$15,204,257$165,114,034
23Barker Financial Group, Inc.$307,891$165,953,266$165,953,266
24Altschuler Financial Services$1,044,630$159,998,985$11,320,329$171,319,314
25Diversified Financial Management$470,994$66,062,314$108,205,611$174,267,925
26Asset Management Resources, Llc$258,002$159,232,670$20,336,781$179,569,451
27Beacon Financial Planning Of Cape Cod$255,025$180,302,396$180,302,396
28Michael J. Crew, Investment Advisor$1,775,472$188,200,000$188,200,000
29South Shore Capital Advisors, Llc$1,103,739$121,463,565$72,794,534$194,258,099
30Abbot Financial Management, Inc$493,307$200,282,730$200,282,730
31Cox Capital Management Llc$633,745$205,333,526$205,333,526
32Little House Capital, Llc$622,352$208,612,484$1,120,120$209,732,604
33Cottage Street Advisors$2,541,945$213,523,369$213,523,369
34Fairfield Financial Advisors$545,358$22,857,707$191,467,972$214,325,679
35Gray Equity Management, Llc$1,259,816$214,396,931$4,811,131$219,208,062
36Exchange Place Advisors, Llc$391,340$224,237,805$224,237,805
37Single Point Partners$406,522$225,754,936$3,523,658$229,278,594
38Proctor Financial$260,322$229,343,796$229,343,796
39Stonehearth Capital Management$151,176$232,357,289$232,357,289
40Sachetta & Callahan, Llc$236,645$232,858,474$232,858,474
41Boston Standard Wealth Management, Llc$167,577$236,954,098$236,954,098
42Perennial Advisors Group, Llc$335,095$246,964,710$246,964,710
43Sandy Cove Advisors, Llc$490,741$210,935,296$49,157,436$260,092,732
44Thompson Wealth Management, Ltd.$534,355$264,682,624$3,029,227$267,711,851
45Carl P. Sherr & Co., Llc$408,962$250,022,795$19,073,919$269,096,714
46Beck Bode Llc$199,384$275,548,528$275,548,528
47Taylor Wealth Management Partners$776,598$281,905,127$281,905,127
48Peddock Capital Advisors, Llc$1,429,302$271,221,651$21,785,346$293,006,997
49Guidance Point Advisors, Llc$754,351$294,196,903$294,196,903
50Florek Financial, Llc$613,718$298,267,000$298,267,000
Next Page »

Showing 1 to 50 of 124 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.