RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
2Alchemi Wealth, LLC$218,367$67,944,791$39,054,880$106,999,671
3Sustainable Investment Solutions, LLC$766,078$113,379,574$113,379,574
4W.H. Cornerstone Investments Inc.$386,940$117,234,262$7,360,485$124,594,747
5Traub Capital Management, LLC$1,436,819$126,440,077$126,440,077
6Pension & Wealth Management Advisors, Inc.$307,822$128,053,975$128,053,975
7Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
8Adcm, LLC$347,389$130,618,137$130,618,137
9Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
10Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
11Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
12Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
13Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
14Finarc Investments, Inc.$361,307$144,884,068$144,884,068
15Sechrest Financial Services LLC$457,131$145,824,644$145,824,644
161620 Investment Advisors, Inc.$347,328$143,648,814$3,618,185$147,266,999
17Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
18Forness Financial LLC$210,379$150,000,000$150,000,000
19Fenton Gregory Coleman$374,732$152,515,726$152,515,726
20Vodia Capital, LLC$445,057$150,366,230$2,288,454$152,654,684
21Meridian Financial, LLC$1,266,158$157,003,537$157,003,537
22Assetgrade, LLC$300,333$160,620,386$658,274$161,278,660
23Successful Money Strategies Inc$266,659$161,862,000$161,862,000
24Crew Michael John$1,194,105$165,980,600$165,980,600
25Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
26Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
27Lenk Ladner Investment Solutions LLC$507,795$129,228,994$44,944,793$174,173,787
28Concordia Wealth Management, LLC$1,501,478$168,687,598$11,489,736$180,177,334
29Financial Planning Solutions, LLC$179,686$160,761,198$20,002,604$180,763,802
30Great Oak Capital Partners, LLC$184,024$173,000,000$9,000,000$182,000,000
31Altschuler, James Stephen$1,130,830$168,845,648$13,218,035$182,063,683
32Finivi Inc.$198,761$167,597,248$14,865,372$182,462,620
33Cottage Street Advisors, LLC$2,117,921$184,259,097$184,259,097
34Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
35Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
36Strategic Planning Group, Inc.$263,224$184,702,794$4,818,813$189,521,607
37High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
38Asset Management Resources, LLC$254,777$180,265,869$14,384,015$194,649,884
39Barker Financial Group, Inc.$349,835$194,699,776$1,208,009$195,907,785
40The Darrow Company, Inc.$550,665$200,441,931$200,441,931
41Beacon Financial Planning, Inc$290,996$207,479,961$207,479,961
42Abbot Financial Management, Inc$494,183$212,992,975$212,992,975
43Artemis Financial Advisors LLC$1,002,010$218,438,271$218,438,271
44South Shore Capital Advisors, LLC$1,182,126$145,376,990$78,044,852$223,421,842
45Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
46Gray Private Wealth, LLC$1,300,826$233,723,642$425,078$234,148,720
47Cox Capital Management LLC$653,236$234,511,680$234,511,680
48Cutler Capital Management LLC$1,440,733$249,246,822$249,246,822
49Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
50Savior LLC$222,025$221,136,495$37,301,054$258,437,549
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Showing 1 to 50 of 145 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.