RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1VODIA CAPITAL, LLC$378,432$98,948,682$2,471,098$101,419,780
2FENWAY FINANCIAL ADVISORS, LLC$449,360$107,846,300$107,846,300
3W.H. CORNERSTONE INVESTMENTS INC.$348,661$102,110,908$6,322,599$108,433,507
4WERNAU ASSET MANAGEMENT$528,070$113,007,068$113,007,068
5TRAUB CAPITAL MANAGEMENT$1,252,492$113,976,742$113,976,742
6FINANCIALLY IN TUNE$204,919$108,491,175$8,722,346$117,213,521
7STAKEHOLDERS CAPITAL$876,277$118,297,354$118,297,354
8ATWATER WEALTH MANAGEMENT$476,323$117,125,968$2,907,538$120,033,506
9HIGH PINES WEALTH MANAGEMENT LLC$1,052,510$122,899,153$244,568$123,143,721
10ASSETGRADE, LLC$255,219$125,822,737$125,822,737
11WILLOW$330,406$125,884,519$125,884,519
12FORNESS FINANCIAL LLC$194,320$130,000,000$130,000,000
13POLARIS ADVISORS, LLC$477,965$101,396,599$30,043,852$131,440,451
14CAMBRIDGE CAPE COD ADVISORS$406,371$131,664,082$131,664,082
15FINIVI INC.$210,889$131,805,759$131,805,759
16MERIDIAN FINANCIAL, LLC$1,073,629$133,130,000$133,130,000
171620 INVESTMENT ADVISORS, INC.$334,629$132,215,698$3,308,906$135,524,604
18SECHREST FINANCIAL SERVICES$434,482$135,558,529$135,558,529
19GREAT OAK CAPITAL PARTNERS, LLC$159,064$129,000,000$7,000,000$136,000,000
20FLYING POINT FINANCIAL, INC.$222,853$132,700,000$4,800,000$137,500,000
21FINARC INVESTMENTS, INC.$351,694$137,864,060$137,864,060
22LENK LADNER INVESTMENT SOLUTIONS LLC$414,561$104,660,726$34,631,625$139,292,351
23WOODSIDE WEALTH MANAGEMENT$447,826$144,080,853$119,195$144,200,048
24FINANCIAL PLANNING SOLUTIONS, LLC$161,603$130,245,633$17,136,322$147,381,955
25SUCCESSFUL MONEY STRATEGIES INC$252,657$154,121,000$154,121,000
26CAPE ANN CAPITAL, INC.$432,068$154,851,092$1,557,661$156,408,753
27STRATEGIC PLANNING GROUP, INC.$156,769$150,507,749$6,417,728$156,925,477
28ARTEMIS FINANCIAL ADVISORS$818,235$160,374,113$160,374,113
29BARKER FINANCIAL GROUP, INC.$307,891$165,953,266$165,953,266
30ALTSCHULER FINANCIAL SERVICES$1,044,630$159,998,985$11,320,329$171,319,314
31DIVERSIFIED FINANCIAL MANAGEMENT$470,994$66,062,314$108,205,611$174,267,925
32ASSET MANAGEMENT RESOURCES, LLC$258,002$159,232,670$20,336,781$179,569,451
33BEACON FINANCIAL PLANNING OF CAPE COD$255,025$180,302,396$180,302,396
34DARROW WEALTH MANAGEMENT$598,668$187,981,900$187,981,900
35MICHAEL J. CREW, INVESTMENT ADVISOR$1,775,472$188,200,000$188,200,000
36SOUTH SHORE CAPITAL ADVISORS, LLC$1,103,739$121,463,565$72,794,534$194,258,099
37COX CAPITAL MANAGEMENT LLC$633,745$205,333,526$205,333,526
38LITTLE HOUSE CAPITAL, LLC$622,352$208,612,484$1,120,120$209,732,604
39ABBOT FINANCIAL MANAGEMENT, INC$494,183$212,992,975$212,992,975
40COTTAGE STREET ADVISORS$2,541,945$213,523,369$213,523,369
41FAIRFIELD FINANCIAL ADVISORS$545,358$22,857,707$191,467,972$214,325,679
42GRAY EQUITY MANAGEMENT, LLC$1,259,816$214,396,931$4,811,131$219,208,062
43EXCHANGE PLACE ADVISORS, LLC$391,340$224,237,805$224,237,805
44SINGLE POINT PARTNERS$406,522$225,754,936$3,523,658$229,278,594
45PROCTOR FINANCIAL$260,322$229,343,796$229,343,796
46STONEHEARTH CAPITAL MANAGEMENT$151,176$232,357,289$232,357,289
47SACHETTA & CALLAHAN, LLC$236,645$232,858,474$232,858,474
48BOSTON STANDARD WEALTH MANAGEMENT, LLC$167,577$236,954,098$236,954,098
49PERENNIAL ADVISORS GROUP, LLC$335,095$246,964,710$246,964,710
50COOPER LAPMAN FINANCIAL, LLC$868,753$253,675,753$253,675,753
Next Page »

Showing 1 to 50 of 135 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.