RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Monument Group Wealth Advisors, Llc$407,949$103,211,000$103,211,000
2Cambridge Cape Cod Advisors$288,135$107,186,161$107,186,161
3Traub Capital Management$1,325,322$107,351,052$107,351,052
4Sechrest Financial Services$2,721,429$114,300,000$114,300,000
5Morgillo Financial Management$187,602$111,000,000$4,000,000$115,000,000
6Finarc Investments, Inc.$290,161$117,224,911$117,224,911
7Woodside Wealth Management$381,882$121,707,175$113,102$121,820,277
81620 Investment Advisors, Inc.$284,560$119,543,083$2,532,972$122,076,055
9Cape Ann Capital, Inc.$643,910$126,233,748$1,260,425$127,494,173
10Beacon Financial Planning Of Cape Cod$190,840$136,641,756$136,641,756
11Barker Financial Group, Inc.$274,099$137,597,568$137,597,568
12Asset Management Resources, LLC$233,181$126,343,340$16,363,642$142,706,982
13Beacon Financial Planning, Inc.$223,058$143,203,462$143,203,462
14Altschuler Financial Services$819,511$135,063,143$8,351,209$143,414,352
15Successful Money Strategies Inc$239,346$143,847,000$143,847,000
16Lenk Ladner Investment Solutions LLC$421,531$107,314,198$36,849,298$144,163,496
17Concordia Wealth Management, LLC$1,232,314$120,483,820$23,696,946$144,180,766
18Abaris Financial Group, LLC$267,987$145,517,200$145,517,200
19Diversified Financial Management$468,109$53,300,970$94,621,390$147,922,360
20Cox Capital Management LLC$561,869$159,008,899$159,008,899
21Darrow Wealth Management$470,962$165,778,471$165,778,471
22South Shore Capital Advisors, LLC$1,012,003$113,651,553$56,365,014$170,016,567
23Michael J. Crew, Investment Advisor$1,588,073$173,100,000$173,100,000
24Fairfield Financial Advisors$432,512$22,857,707$151,877,159$174,734,866
25Cottage Street Advisors$2,272,466$186,342,237$186,342,237
26Abbot Financial Management, Inc$516,183$187,890,493$187,890,493
27Exchange Place Advisors, LLC$366,083$188,532,983$188,532,983
28Sandy Cove Advisors, LLC$425,609$156,337,730$33,909,705$190,247,435
29Perennial Advisors Group, LLC$287,597$191,539,322$191,539,322
30Boston Standard Wealth Management$121,607$192,138,418$192,138,418
31Single Point Partners$419,131$189,452,612$3,347,572$192,800,184
32Riverview Capital Advisers$508,700$165,924,841$37,555,169$203,480,010
33Proctor Financial$227,273$207,273,037$207,273,037
34Stonehearth Capital Management$111,455$207,417,582$207,417,582
35Cooper Lapman Financial, LLC$727,580$208,815,470$208,815,470
36Little House Capital, LLC$568,370$198,136,767$12,728,361$210,865,128
37Carl P. Sherr & Co., LLC$347,173$197,369,730$22,738,205$220,107,935
38FSA Wealth Management$309,651$231,000,000$231,000,000
39Taylor Wealth Management Partners$2,785,189$231,170,666$231,170,666
40Florek Financial, LLC$520,199$232,529,000$232,529,000
41Guidance Point Advisors$655,502$241,880,204$241,880,204
42White Lighthouse Investment Management, Inc.$385,013$229,003,143$18,945,479$247,948,622
43Beck Bode Wealth Management, LLC$142,451$254,702,000$254,702,000
44Claybrook Capital, LLC$4,541,982$258,892,974$258,892,974
45Wealth Management Advisors, LLC$293,738$261,234,926$4,010,438$265,245,364
46Thompson Wealth Management, Ltd..$509,727$263,999,383$2,587,583$266,586,966
47Resolute Financial, LLC$191,826$226,553,615$43,153,069$269,706,684
48Peddock Capital Advisors, LLC$1,372,773$255,103,789$15,332,535$270,436,324
49Monument Group Wealth Advisors$941,868$271,800,117$5,109,000$276,909,117
50Jonathan D. Pond$336,113$280,318,383$280,318,383
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Showing 1 to 50 of 118 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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