RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Cooper Lapman Financial, LLC$988,465$296,539,363$296,539,363
52High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
53Daintree Advisors LLC$946,545$1,290,452,000$21,460,000$1,311,912,000
54CONGRESS WEALTH MANAGEMENT LLC$938,894$2,320,940,879$11,271,928$2,332,212,807
55New England Private Wealth Advisors, LLC$930,957$1,762,361,820$551,065,574$2,313,427,394
56ARGENT WEALTH MANAGEMENT, LLC$923,664$1,653,948,483$140,730,753$1,794,679,236
57Anchor Capital Advisors LLC$799,777$3,038,351,612$3,038,351,612
58Riverview Capital Advisers LLC$798,049$327,966,174$56,693,324$384,659,498
59Stage Harbor Financial, LLC$792,714$718,199,138$718,199,138
60Derby And Company Inc$779,361$690,134,420$1,159,058$691,293,478
61TAYLOR WEALTH MANAGEMENT PARTNERS$776,598$281,905,127$281,905,127
62Sustainable Investment Solutions, LLC$766,078$113,379,574$113,379,574
63GUIDANCE POINT ADVISORS, LLC$754,351$294,196,903$294,196,903
64Beaumont Financial Partners LLC$751,516$1,811,545,029$634,638,834$2,446,183,863
65Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
66Florek Financial, LLC$693,515$336,355,000$336,355,000
67WELLESLEY INVESTMENT PARTNERS, LLC$679,911$388,979,601$30,525,788$419,505,389
68Congress Wealth Management LLC$675,994$3,027,259,616$13,362,765$3,040,622,381
69Excalibur Management Corp$656,956$505,979,641$13,015,607$518,995,248
70Cox Capital Management LLC$653,236$234,511,680$234,511,680
71Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
72Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
73Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
74Adviser Investments LLC$607,534$6,541,316,035$6,541,316,035
75Thompson Wealth Management, Ltd.$590,543$308,425,664$1,609,431$310,035,095
76Montis Financial, LLC$580,175$647,400,000$14,000,000$661,400,000
77Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
78Aequitas Investment Advisors, LLC$568,099$653,881,992$653,881,992
79Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
80The Darrow Company, Inc.$550,665$200,441,931$200,441,931
81Cabot Wealth Management$538,492$933,206,426$933,206,426
82White Lighthouse Investment Management, Inc.$537,956$354,238,115$813,034$355,051,149
83Pinney & Scofield, Inc.$529,149$577,301,188$577,301,188
84THE BERRY GROUP$518,727$498,806,243$54,156,296$552,962,539
85Sandy Cove Advisors, LLC$513,827$266,042,142$51,503,090$317,545,232
86Lenk Ladner Investment Solutions LLC$507,795$129,228,994$44,944,793$174,173,787
87Abbot Financial Management, Inc$494,183$212,992,975$212,992,975
88Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
89Carl P. Sherr & Co., LLC$482,518$292,375,677$31,393,627$323,769,304
90Single Point Partners, LLC$476,131$381,546,257$9,356,900$390,903,157
91Great Point Wealth Advisors, LLC$472,467$412,015,000$57,145,000$469,160,000
92Barry Investment Advisors, LLC$463,727$573,155,610$93,683,638$666,839,248
93Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
94O'Brien Wealth Partners LLC$459,612$819,027,871$819,027,871
95Sechrest Financial Services LLC$457,131$145,824,644$145,824,644
96Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
97Vodia Capital, LLC$445,057$150,366,230$2,288,454$152,654,684
98Exchange Place Advisors, LLC$440,419$262,929,898$262,929,898
99Shorepoint Capital Partners LLC$438,831$359,021,000$23,640,000$382,661,000
100Sensible Financial Planning And Management, LLC$436,590$568,369,571$48,095,195$616,464,766
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.