RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Zhang Financial LLC$857,763$2,212,960,722$1,790,219,214$4,003,179,936
2Formula Folio Investments, LLC$151,803$2,830,280,439$636,742,811$3,467,023,250
3Mainstay Capital Management, LLC$916,099$3,147,839,636$271,957,937$3,419,797,573
4S.A. Mason, LLC$830,195$225,386,508$254,466,078$479,852,586
5R H Bluestein & Co$2,178,480$3,677,941,211$204,109,607$3,882,050,818
6Q3 Asset Management Corporation$165,402$340,349,222$196,545,918$536,895,140
7Washington Avenue Advisors, LLC$492,308$10,000,000$150,000,000$160,000,000
8Lifecycle Financial Planners Inc.$150,229$391,142,406$130,003,482$521,145,888
9Strategies Wealth Advisors, LLC$494,505$627,000,000$93,000,000$720,000,000
10Premier Estate Planners, LLC$200,969$124,066,941$84,136,514$208,203,455
11Straightline Group, LLC$187,281$1,001,745,133$55,083,164$1,056,828,297
12Diversified Portfolios Inc$703,567$1,152,944,551$50,154,328$1,203,098,879
13Erts Wealth Advisors, LLC$212,227$379,000,000$48,000,000$427,000,000
14Advance Capital Management Inc$306,000$3,408,838,972$42,233,861$3,451,072,833
15Grand Wealth Management, LLC$799,196$446,815,317$40,694,399$487,509,716
16Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
17MKD Wealth Coaches, LLC$303,108$268,154,317$35,257,110$303,411,427
18RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
19Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
20Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
21Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
22Isto Advisors, LLC$288,727$515,301,573$25,195,540$540,497,113
23LVM Capital Management Ltd$632,694$690,643,664$22,403,006$713,046,670
24Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
25Miller Financial Services LLC$164,265$188,410,881$20,698,435$209,109,316
26JVL Associates, LLC$709,348$259,067,197$20,416,067$279,483,264
27Sanford Advisory Services, LLC$322,089$800,943,270$20,383,559$821,326,829
28Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
29Financial Strategies Group, Inc$137,957$361,840,593$18,230,834$380,071,427
30Northern Financial Advisors, Inc.$245,115$456,116,036$17,936,938$474,052,974
31Scott Smith Financial, Inc.$189,422$102,757,571$17,336,238$120,093,809
32CWS Financial Advisors LLC$458,062$941,096,450$13,504,394$954,600,844
33Greystone Financial Group, LLC$386,095$517,117,893$12,604,683$529,722,576
34Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
35Baron Wealth Management, LLC$935,067$428,570,306$7,171,011$435,741,317
36Wolff Financial Management LLC$377,994$341,514,709$5,861,963$347,376,672
37Blue Chip Partners, Inc.$539,444$856,209,261$5,822,689$862,031,950
38Guidestream Financial, Inc.$100,442$127,674,217$4,808,379$132,482,596
39William Mack & Associates Inc$862,263$660,718,655$4,086,208$664,804,863
40Vam Group, Inc.$281,629$254,169,914$4,084,010$258,253,924
41Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
42Arbor Wealth Advisors LLC$1,740,693$431,929,147$3,244,222$435,173,369
43Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
44Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
45Avery Wealth, Inc.$191,264$165,005,283$1,967,977$166,973,260
46Exchange Capital Management Inc$644,200$605,598,522$1,882,274$607,480,796
47Pollock Investment Advisors, LLC$444,095$245,045,841$538,892$245,584,733
48Financial Advisory Corporation$745,427$731,136,411$127,481$731,263,892
49Columbia Asset Management, L.L.C.$785,459$706,825,577$87,775$706,913,352
50Emerson Wealth, LLC$802,831$539,502,549$539,502,549
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Showing 1 to 50 of 85 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.