RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Breakwater Capital$330,350$109,345,771$109,345,771
2Guidestream Financial, Inc.$92,182$114,543,810$3,633,864$118,177,674
3J2 Capital Management, Inc.$114,977$119,921,104$119,921,104
4Rfm Financial Solutions, Llc$211,677$91,538,136$29,117,626$120,655,762
5Haverdink Financial Management, Llc$286,324$124,551,118$124,551,118
6Reitz Capital Advisors Llc$199,578$125,334,791$125,334,791
7Hemming& Wealth Management, Inc.$139,052$125,980,805$125,980,805
8Retirement Resources, Llc$111,499$126,885,306$126,885,306
9Life Plan Financial Advisory Group, Llc$200,309$129,600,000$129,600,000
10Sculati Wealth Management, Llc$187,063$141,793,685$141,793,685
11Sage Hill Capital$398,296$109,858,215$34,324,915$144,183,130
12Heron Bay Capital Management$2,031,597$148,306,584$148,306,584
13Taylor & Morgan Asset Management, Llc$220,234$159,449,695$159,449,695
14Gpm Growth Investors, Inc.$938,012$160,400,000$160,400,000
16Rachor Investment Advisory Services, Llc$151,174$162,932,230$2,603,764$165,535,994
17Miller Capital$1,055,765$140,585,658$26,225,183$166,810,841
18Miller Financial Services Llc$150,014$150,420,961$16,694,861$167,115,822
19Sgh Wealth Management$240,641$178,315,131$178,315,131
20Gardey Financial Advisors Inc$294,392$157,360,000$25,752,000$183,112,000
21Premier Estate Planners, Llc$193,578$102,437,596$93,076,202$195,513,798
22First Financial Advisors Inc$163,446$201,365,321$201,365,321
23Braeburn Wealth Management, Llc$248,995$172,045,628$35,865,009$207,910,637
24Jvl Associates, Llc$748,522$208,088,978$208,088,978
25Voisard Asset Management Group$265,195$212,412,261$3,721,999$216,134,260
26Pollock Investment Advisors, Llc$430,403$217,183,870$1,460,726$218,644,596
27Richmond Brothers, Inc.$112,466$234,041,137$234,041,137
28Mkd Wealth Coaches, Llc$245,541$223,459,885$25,518,955$248,978,840
29Cahill Wealth Management, Llc$373,070$257,791,344$257,791,344
30Gem Asset Management, Llc$366,834$292,000,012$292,000,012
31Financial Strategies Group, Inc$123,864$286,506,793$7,546,165$294,052,958
32Tfg Advisors$217,996$298,702,642$3,004,049$301,706,691
33Erts Wealth Advisors, Llc$185,336$295,000,000$27,300,000$322,300,000
34White Pine Investment Co$419,392$323,770,491$323,770,491
35Arbor Wealth Advisors Llc$1,636,219$388,476,823$2,579,451$391,056,274
36Baron Wealth Management, Llc$761,980$391,073,845$5,917,806$396,991,651
37Grand Wealth Management, Llc$766,994$370,322,028$33,883,661$404,205,689
38Lifecycle Financial Planners Inc.$165,291$355,390,631$77,010,331$432,400,962
39Q3 Asset Management Corporation$44,267$448,119,094$448,119,094
40Isto Advisors, Llc$250,631$431,994,611$23,651,787$455,646,398
41S.A. Mason, Llc$910,254$190,570,230$280,030,833$470,601,063
42Exchange Capital Management Inc$590,076$540,353,742$1,926,478$542,280,220
43William Mack & Associates Inc$770,725$570,983,298$2,436,111$573,419,409
44Starfire Investment Advisers Inc$595,506$584,813,000$13,671,000$598,484,000
45Columbia Asset Management, L.L.C.$722,884$590,700,317$51,943,621$642,643,938
46Lvm Capital Management Ltd$605,983$630,852,311$26,032,899$656,885,210
47Financial Advisory Corporation$708,931$678,325,644$120,982$678,446,626
48Vintage Financial Services Llc$1,352,039$696,300,000$696,300,000
49Blue Chip Partners, Inc.$536,610$763,377,059$4,512,388$767,889,447
50Cranbrook Wealth Management, Llc$697,624$770,874,831$770,874,831
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Showing 1 to 50 of 64 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.