RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Shotwell Rutter Baer Inc$160,458$115,529,819$115,529,819
2J2 Capital Management, Inc.$128,347$116,667,165$116,667,165
3Advanced Asset Management L.L.C.$89,689$118,209,506$118,209,506
4Scott Smith Financial, Inc.$189,422$102,757,571$17,336,238$120,093,809
5Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
6Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
7Breakwater Capital, LLC$320,972$125,500,000$125,500,000
8Guidestream Financial, Inc.$100,442$127,674,217$4,808,379$132,482,596
9Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
10Retirement Resources, LLC$127,411$133,654,059$133,654,059
11Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
12RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
13Haverdink Financial Management, LLC$316,798$139,391,000$139,391,000
14Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
15Lifeplan Financial Advisory Group, LLC$229,985$148,800,000$148,800,000
16Hemming& Wealth Management, Inc.$144,027$151,804,161$151,804,161
17Washington Avenue Advisors, LLC$492,308$10,000,000$150,000,000$160,000,000
18Avery Wealth, Inc.$191,264$165,005,283$1,967,977$166,973,260
19Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
20Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
21Deseranno Corporation$593,658$175,129,139$175,129,139
22GPM Growth Investors, Inc.$482,925$180,614,000$180,614,000
23Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
24Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
25Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
26Heron Bay Capital Management, LLC$1,594,358$200,889,126$200,889,126
27Premier Estate Planners, LLC$200,969$124,066,941$84,136,514$208,203,455
28Firstmetric, LLC$848,609$208,757,709$208,757,709
29Taylor & Morgan Wealth Management, LLC$256,127$209,000,000$209,000,000
30Miller Financial Services LLC$164,265$188,410,881$20,698,435$209,109,316
31AMDG Financial Advisory Services, LLC$214,971$211,961,082$211,961,082
32Sculati Wealth Management, LLC$260,515$212,319,427$212,319,427
33Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
34SGH Wealth Management$274,533$225,117,074$225,117,074
35First Financial Advisors Inc$185,569$238,827,819$238,827,819
36Pollock Investment Advisors, LLC$444,095$245,045,841$538,892$245,584,733
37Richmond Brothers, Inc.$121,192$252,806,707$252,806,707
38Vam Group, Inc.$281,629$254,169,914$4,084,010$258,253,924
39JVL Associates, LLC$709,348$259,067,197$20,416,067$279,483,264
40Cahill Wealth Management, LLC$378,959$293,314,143$293,314,143
41MKD Wealth Coaches, LLC$303,108$268,154,317$35,257,110$303,411,427
42Lejeune Puetz Investment Counsel, LLC$3,814,257$308,954,786$308,954,786
43TFG Advisers LLC$245,752$325,867,777$325,867,777
44Gem Asset Management, LLC$389,323$340,267,896$340,267,896
45White Pine Investment Company$406,189$341,605,326$341,605,326
46Bright Financial Advisors, Inc.$116,595$347,220,520$347,220,520
47Wolff Financial Management LLC$377,994$341,514,709$5,861,963$347,376,672
48Financial Strategies Group, Inc$137,957$361,840,593$18,230,834$380,071,427
49Skyoak Wealth LLC$394,740$409,345,805$409,345,805
50Erts Wealth Advisors, LLC$212,227$379,000,000$48,000,000$427,000,000
Next Page »

Showing 1 to 50 of 85 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.