RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Advanced Asset Management L.L.C.$89,689$118,209,506$118,209,506
2Guidestream Financial, Inc.$100,442$127,674,217$4,808,379$132,482,596
3Bright Financial Advisors, Inc.$116,595$347,220,520$347,220,520
4Richmond Brothers, Inc.$121,192$252,806,707$252,806,707
5Retirement Resources, LLC$127,411$133,654,059$133,654,059
6J2 Capital Management, Inc.$128,347$116,667,165$116,667,165
7Financial Strategies Group, Inc$137,957$361,840,593$18,230,834$380,071,427
8Hemming& Wealth Management, Inc.$144,027$151,804,161$151,804,161
9Lifecycle Financial Planners Inc.$150,229$391,142,406$130,003,482$521,145,888
10Formula Folio Investments, LLC$151,803$2,830,280,439$636,742,811$3,467,023,250
11Shotwell Rutter Baer Inc$160,458$115,529,819$115,529,819
12Miller Financial Services LLC$164,265$188,410,881$20,698,435$209,109,316
13Q3 Asset Management Corporation$165,402$340,349,222$196,545,918$536,895,140
14Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
15Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
16Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
17First Financial Advisors Inc$185,569$238,827,819$238,827,819
18Straightline Group, LLC$187,281$1,001,745,133$55,083,164$1,056,828,297
19Scott Smith Financial, Inc.$189,422$102,757,571$17,336,238$120,093,809
20Avery Wealth, Inc.$191,264$165,005,283$1,967,977$166,973,260
21Premier Estate Planners, LLC$200,969$124,066,941$84,136,514$208,203,455
22Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
23Erts Wealth Advisors, LLC$212,227$379,000,000$48,000,000$427,000,000
24AMDG Financial Advisory Services, LLC$214,971$211,961,082$211,961,082
25Lifeplan Financial Advisory Group, LLC$229,985$148,800,000$148,800,000
26Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
27Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
28Northern Financial Advisors, Inc.$245,115$456,116,036$17,936,938$474,052,974
29RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
30TFG Advisers LLC$245,752$325,867,777$325,867,777
31Taylor & Morgan Wealth Management, LLC$256,127$209,000,000$209,000,000
32Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
33Sculati Wealth Management, LLC$260,515$212,319,427$212,319,427
34Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
35SGH Wealth Management$274,533$225,117,074$225,117,074
36Kaydan Wealth Management, Inc.$279,601$547,459,112$547,459,112
37Vam Group, Inc.$281,629$254,169,914$4,084,010$258,253,924
38Isto Advisors, LLC$288,727$515,301,573$25,195,540$540,497,113
39MKD Wealth Coaches, LLC$303,108$268,154,317$35,257,110$303,411,427
40Advance Capital Management Inc$306,000$3,408,838,972$42,233,861$3,451,072,833
41Haverdink Financial Management, LLC$316,798$139,391,000$139,391,000
42Breakwater Capital, LLC$320,972$125,500,000$125,500,000
43Sanford Advisory Services, LLC$322,089$800,943,270$20,383,559$821,326,829
44Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
45Wolff Financial Management LLC$377,994$341,514,709$5,861,963$347,376,672
46Cahill Wealth Management, LLC$378,959$293,314,143$293,314,143
47Greystone Financial Group, LLC$386,095$517,117,893$12,604,683$529,722,576
48Gem Asset Management, LLC$389,323$340,267,896$340,267,896
49Skyoak Wealth LLC$394,740$409,345,805$409,345,805
50White Pine Investment Company$406,189$341,605,326$341,605,326
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.