RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mainstay Capital Management, LLC$916,099$3,147,839,636$271,957,937$3,419,797,573
2S.A. Mason, LLC$830,195$225,386,508$254,466,078$479,852,586
3R H Bluestein & Co$2,178,480$3,677,941,211$204,109,607$3,882,050,818
4Lifecycle Financial Planners Inc.$150,229$391,142,406$130,003,482$521,145,888
5Strategies Wealth Advisors, LLC$494,505$627,000,000$93,000,000$720,000,000
6Straightline Group, LLC$187,281$1,001,745,133$55,083,164$1,056,828,297
7Diversified Portfolios Inc$703,567$1,152,944,551$50,154,328$1,203,098,879
8Erts Wealth Advisors, LLC$212,227$379,000,000$48,000,000$427,000,000
9Grand Wealth Management, LLC$799,196$446,815,317$40,694,399$487,509,716
10Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
11MKD Wealth Coaches, LLC$303,108$268,154,317$35,257,110$303,411,427
12RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
13Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
14Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
15Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
16Isto Advisors, LLC$288,727$515,301,573$25,195,540$540,497,113
17LVM Capital Management Ltd$632,694$690,643,664$22,403,006$713,046,670
18Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
19JVL Associates, LLC$709,348$259,067,197$20,416,067$279,483,264
20Sanford Advisory Services, LLC$322,089$800,943,270$20,383,559$821,326,829
21Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
22Northern Financial Advisors, Inc.$245,115$456,116,036$17,936,938$474,052,974
23CWS Financial Advisors LLC$458,062$941,096,450$13,504,394$954,600,844
24Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
25Baron Wealth Management, LLC$935,067$428,570,306$7,171,011$435,741,317
26Wolff Financial Management LLC$377,994$341,514,709$5,861,963$347,376,672
27Blue Chip Partners, Inc.$539,444$856,209,261$5,822,689$862,031,950
28William Mack & Associates Inc$862,263$660,718,655$4,086,208$664,804,863
29Vam Group, Inc.$281,629$254,169,914$4,084,010$258,253,924
30Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
31Arbor Wealth Advisors LLC$1,740,693$431,929,147$3,244,222$435,173,369
32Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
33Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
34Exchange Capital Management Inc$644,200$605,598,522$1,882,274$607,480,796
35Pollock Investment Advisors, LLC$444,095$245,045,841$538,892$245,584,733
36Financial Advisory Corporation$745,427$731,136,411$127,481$731,263,892
37Columbia Asset Management, L.L.C.$785,459$706,825,577$87,775$706,913,352
38Emerson Wealth, LLC$802,831$539,502,549$539,502,549
39Sigma Investment Counselors, Inc.$622,325$1,431,346,806$1,431,346,806
40Lejeune Puetz Investment Counsel, LLC$3,814,257$308,954,786$308,954,786
41Cranbrook Wealth Management, LLC$744,153$854,287,600$854,287,600
42TFG Advisers LLC$245,752$325,867,777$325,867,777
43Planning Alternatives Ltd$1,586,316$1,086,626,640$1,086,626,640
44Retirement Income Solutions, Inc.$1,766,819$2,130,783,499$2,130,783,499
45Heron Bay Capital Management, LLC$1,594,358$200,889,126$200,889,126
46Haverdink Financial Management, LLC$316,798$139,391,000$139,391,000
47Norris Perne & French LLP$1,038,129$1,999,437,216$1,999,437,216
48Gem Asset Management, LLC$389,323$340,267,896$340,267,896
49Taylor & Morgan Wealth Management, LLC$256,127$209,000,000$209,000,000
50Breakwater Capital, LLC$320,972$125,500,000$125,500,000
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Showing 1 to 50 of 66 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.